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Yes, Brexit is Still Happening: Are You Ready?
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog As the industry collectively continues...
Tradeweb ICE U.S. Treasury Closing Prices Pass the Volatility Test
By Elisabeth Kirby, Managing Director and Head of Rates Strategy at Tradeweb Originally published by Tradeweb and by Markets Media...
The Name Game (Part 2): Will the SEC Recast US Fund Names?
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog “To be, or not to...
Potential DAC6 Delay: A Short Breather Before Dash to Finish Line
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog Since the onset of the...
The Name Game (Part 1): What Makes an ETF an ETF?
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog “What’s in a name? That...
What Does COVID-19 Mean for FinReg?
By Sean Tuffy Originally published on Citi Securities Services Insights As the world continues to deal with the impact...
Reporting on LEI Progress – May 2020
By Allan D. Grody, Financial InterGroup Originally published on the Financial InterGroup site Below is a research note from...
Asset Managers Thrown a FEFTA Comfort Blanket
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog Earlier this year, we flagged...
E.U. Comes Out Swinging on Anti-Money Laundering
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog It appears that in the...
MiFID II: Fragmented E.U. Distribution Rules Bubble Up Again
By Adrian Whelan, Brown Brothers Harriman Originally published at the On the Regs blog A lot of water has...
