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Libor Reform – What Will Work?
By Kurt Dew, Northeastern University
Originally published on the TABBFORUM
Consternation over the question of replacing Libor continues. There is no guarantee that any choice of Libor replacement currently advanced …
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The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
By Malavika Solanki, Derivatives Service Bureau
Originally published on the TABBFORUM
In a continuing effort to bring greater transparency and efficiency to the over-the-counter derivatives market, the Derivatives Service Bureau …
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Market Participants and Regulators Should Be More Vigilant of Non-Banks
By Mayra Rodriguez Valladares, MRV Associates
Originally published in Forbes
The Financial Stability Board (FSB) released its eighth annual global monitoring report on non-bank financial intermediation (NBFI). On 22 October …
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The Never-Ending Story of OTC Derivatives Regulation
By Bijal Shah, Brown Brothers Harriman
Originally published at the On the Regs blog
The story of painting the Golden Gate Bridge has it that once you get to the …
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Non-Cleared Initial Margin Requirements – Phase 4 and 5 Firms Are on the Clock
By Russell Rhoads, TABB Group
Originally published on on the TABB FORUM
The deadline for Phase 4 firms to come into compliance with uncleared margin requirements is September 2019, and …
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Research Management Platforms: Opportunity or Challenge?
By Larry Tabb, TABB Group
Originally published on on the TABB FORUM
While all institutional money managers will need to adapt to fee pressures and unbundling, fundamentally based firms that …
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Luxembourg’s Financial Regulator Takes Another Step to Advance AI Adoption
By Mehtap Numanoglu Tasiopoulos, Brown Brothers Harriman
Originally published at the On the Regs blog
For some time now, financial firms have been looking at how they can use artificial …
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Non-Banks Need to Be More Transparent About Their Leveraged Loans and Other High-Yield Exposures
By Mayra Rodriguez Valladares, MRV Associates
Originally published in Forbes
As part of its role to monitor systemic risks around the world, the Financial Stability Board (FSB) today released its …
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Keeping Score of Trade Compliance: A Regulator’s Perspective from Tom Sexton, NFA CEO, Part II
By Rick Lane, Trading Technologies
Originally published on the Trading Technologies Trade Talk blog and on the TABBFORUM
Recently, Trading Technologies’ CEO Rick Lane sat down with NFA President and …
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
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Big Asset Managers Cut Research Costs at Higher Rate
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Brussels Rejects Plea for Dual-Listed London Shares Trading
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The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
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No-Deal Brexit May Move MiFID II Thresholds – Maijoor
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
-
Big Asset Managers Cut Research Costs at Higher Rate
-
Brussels Rejects Plea for Dual-Listed London Shares Trading
-
The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
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No-Deal Brexit May Move MiFID II Thresholds – Maijoor
SEF Trading Sees New Highs in 2019 as CFTC Aims to Rewrite the Rules
By Colby Jenkins, TABB Group
Originally published on the TABBFORUM
Five years after the first swap trade was executed on a swap execution facility, the CFTC is looking to amend …
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