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ESMA Reminds Firms of Conduct of Business Obligations Under MiFID II

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ESMA Reminds Firms of Conduct of Business Obligations Under MiFID II

Posted on Mon, May 18, 2020 @ 7:05

By Julia Bahr
May 6, 2020, Finance Magnates

The European Securities and Markets Authority (ESMA), today announced that is has issued a Public Statement on the risks for retail investors when trading under the highly uncertain market circumstances due to the COVID-19 pandemic.

ESMA also reminded investment firms of the key conduct of business obligations under MiFID when providing services to retail investors.

full article

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