ESMA Reminds Firms of Conduct of Business Obligations Under MiFID II
By Julia Bahr
May 6, 2020, Finance Magnates
The European Securities and Markets Authority (ESMA), today announced that is has issued a Public Statement on the risks for retail investors when trading under the highly uncertain market circumstances due to the COVID-19 pandemic.
ESMA also reminded investment firms of the key conduct of business obligations under MiFID when providing services to retail investors.
