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FCA relaxes best execution reporting requirements

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FCA relaxes best execution reporting requirements

Posted on Tue, Apr 7, 2020 @ 11:04

By Lynn Strongin Dodds
April 1, 2020, Best Execution

The Financial Conduct Authority (FCA) has agreed to offer supervisory flexibility to traders of their best execution requirements during the current coronavirus crisis.

In a ‘Dear CEO’ letter to firms serving retail investors on its response to the COVID-19 pandemic, interim chief executive Christopher Woolard, said the U.K. regulator would not take any enforcement action against firms that do not publish the next reports as required on 1 April, as long as they do so no later than June 30.

full article

Best ExecutionChristopher WoolardCommunicationsCoronavirusEuropeMiFIDTrade ReportingU.K.
 

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  • European Commission Pushes for Consolidated Tape in Bond Markets

  • Brexit Drives Swaps Trading to US Platforms

  • ESMA Issues Guidelines on Reverse Solicitation

  • EU Needs ‘Masterplan’ to Grab Euro Finance From London

  • French Regulator Questions Need for Share Trading Equivalence

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