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Increasing Compliance Requirements Drive Tech Uptake

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Increasing Compliance Requirements Drive Tech Uptake

Posted on Thu, Aug 18, 2016 @ 7:35

By Paul Golden
August 17, 2016, Global Investor

Asset managers have much to gain from applying business intelligence processes – and specifically more sophisticated analysis of data – to their compliance regime.

To effectively comply with new regulatory initiatives, asset managers are restructuring enterprise-wide data architecture and systems to increase data, reporting and record-keeping capabilities, including near-real time reporting, according to the EY report Winning the global regulation game.

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  • MiFID II Review to Look at Systematic Internalizers

  • Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls

  • Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency

  • Blast From the Past: Traders Across Europe Face Up to the Cost of Failure

  • Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion

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