Investment Firms, Dealers Face MiFID II Review
By James Langton
February 1, 2021, Investment Executive
European securities regulators are launching a review of the investment industry’s compliance with new governance rules for financial products.
The European Securities and Markets Authority (ESMA) announced that, along with the various national regulators, it is undertaking a common supervisory action on the application of new requirements for financial products that were adopted as part of recent reforms, known as MiFID II.
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