Adrian Whelan
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Financial Regulation in 2019: Tech and Brexit Spur Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
If 2018 was a year of regulatory recalibration, 2019 will focus more on high level regulatory …
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2018 Financial Regulatory Review: A Flurry of Activity
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Despite a lack of mega-regulation, between Brexit, new ETF rules, and increasing investor protections, 2018 had …
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Cyber Security: An Industry Perspective
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With cyber security high on every firm’s agenda, BBH recently hosted asset managers and industry colleagues …
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CBI Outsourcing Paper – Another Critical Piece of the Global Oversight Puzzle
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The Central Bank of Ireland’s (CBI) latest discussion paper highlights a trend in regulator interest and …
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Fortnite and Asset Management: More Similar than You Think
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The growth of online gaming continues at a feverish pace. Fortnite is the latest viral gaming …
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Conference Quick Take – EY ETF Roadshow 2018 Dublin & London
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
EY hosted their annual ETF Roadshow conferences last week in Dublin, London, and Luxembourg. Given the …
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E.U. Pension Project Has a PEPP in Its Step
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The Pan European Pension Product (PEPP), expected to launch in 2020, is intended to make a …
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Hong Kong – U.K. Mutual Recognition Deal Creates New Opportunity for Asset Managers
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Hong Kong just signed its fourth mutual fund recognition agreement with one of its longest and …
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SEC Strategic Plan Aligns Closely with the Industry
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Just last week, the SEC published a new strategic plan covering 2018-2022. It’s focused on making …
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
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Big Asset Managers Cut Research Costs at Higher Rate
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Brussels Rejects Plea for Dual-Listed London Shares Trading
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The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
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No-Deal Brexit May Move MiFID II Thresholds – Maijoor
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
-
Big Asset Managers Cut Research Costs at Higher Rate
-
Brussels Rejects Plea for Dual-Listed London Shares Trading
-
The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
-
No-Deal Brexit May Move MiFID II Thresholds – Maijoor
AIFMD Revisited: E.U. Reviews, Reflects, and May Revamp
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recently published review of the AIFMD regime highlights areas that work, those that could be …
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