Adrian Whelan
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New ESMA Fund Stress Tests Aim to Soothe Investor Liquidity Concerns
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Regulatory scrutiny of mutual fund liquidity has been an ongoing area of focus for several years …
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ESMA Performance Fee Review: Recalibration of UCITS’ Well-Oiled Machine
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Assets invested in UCITS funds hit a record high in June of this year, pushing past …
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Eighty Days Until Brexit: Are Your No-Deal Plans in Place?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
There are 80 days remaining until the UK leaves the EU. Since the last Brexit talks, …
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Fund Liquidity: Don’t Throw the Baby Out with the Bathwater
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
For some time now regulators across the globe have been sharply focused on the liquidity of …
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One Year Later, a Conversation on GDPR
Originally published at the On the Regs blog
May 25, 2018 represented a sea change in the protection of personal data globally when the EU began enforcing the General Data …
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U.K.’s New Rules for Executives Raise the Bar for Asset Manager Accountability
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Regulatory authorities from time to time point out that one of the lessons of the financial …
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IOSCO Maps Out 2019 Global Regulatory Focus
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The International Organization of Securities Commissions (IOSCO) is a highly influential consortium of global regulators whose …
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Access Granted: CBI Green Lights China Bond Connect
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With China making great strides to liberalize its financial markets, it’s no surprise that foreign investors …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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Regulators Dive Deep into Stablecoin
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
A recurring refrain from the champions of cryptocurrency is that global regulators simply “don’t get it.” …
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