Adrian Whelan
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The Name Game (Part 2): Will the SEC Recast US Fund Names?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
“To be, or not to be, that is the question.”
–Hamlet, William Shakespeare
Potential DAC6 Delay: A Short Breather Before Dash to Finish Line
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Since the onset of the COVID-19 pandemic, global regulators have granted several targeted and temporary reliefs …
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The Name Game (Part 1): What Makes an ETF an ETF?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
“What’s in a name? That which we call a rose. By any other name would smell …
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Asset Managers Thrown a FEFTA Comfort Blanket
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Earlier this year, we flagged certain pending amendments relating to the Japanese Foreign Exchange and Foreign …
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E.U. Comes Out Swinging on Anti-Money Laundering
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
It appears that in the world of anti-money laundering (AML) regulation, developments are rolling along relentlessly …
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COVID-19: Regulators and Funds Swing Into Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
For the time being, COVID-19 casts its shadow over every aspect of global asset management. The …
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ESMA’s Output Unaffected By Remote Work
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
We are not living in normal times. Just ask my family: Never before have they seen …
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What Finreg Has in Store for Q2 2020
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
We highlight what to expect this spring and recap Q1’s key regulatory developments.
FinReg’s Q2 Game …
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Cryptocurrency Regulation: A Conflicting Yet Converging Future
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The global policy debate around cryptocurrencies is intensifying along two separate, but often contradictory avenues. Global …
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AIFMD Review Places EU Passports at its Center
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The European Commission (EC) recently provided a roadmap about how it intends to revamp the Alternative …
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