Adrian Whelan
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Brexit Stand Off: Post Brexit Impacts Still Not Fully Formed
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Brexit is certainly rising in minds of asset managers, regulators, and investors as we reach the …
Red Hot: Top Three ESG Issues
By Brown Brothers Harriman
Originally published at the On the Regs blog
The profound focus on ESG and sustainability continues to intensify across global asset management. Brown Brothers Harriman & …
Brexit: When is a UCITS not really a UCITS?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With Brexit firmly back in the news headlines, it is worth revisiting this thorny subject and …
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Market Data: Under the Microscope
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With access to market data more central to the asset management business than ever before, the …
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SEC Prepares for the “New Normal”
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
As if the COVID-19 pandemic isn’t enough of a headache for US fund managers working from …
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Global Fund Delegation May Be Restricted
By Shanny Basar
August 24, 2020, Markets Media
The delegation of portfolio management by funds in the European Union to hubs such as New York, Tokyo and Hong Kong may …
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European Funds Face into Taxing Times
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The economic impact of the COVID-19 pandemic has been significant. Governments across the globe have deployed …
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Surprise! EU Plans MIFID Rollback to Aid Pandemic Recovery
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Unexpected but welcome surprise
Anyone can agree that 2020 has been a year that is far …
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European Policymakers Lock Horns Once More on PRIIPs
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
In the face of its greatest social and economic challenge, last week the EU managed to …
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Dark pool trading shows no sign of decline since MiFID II entry into force, ESMA data shows
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EU Regulators Spill More Ink Tackling Market Data Costs
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Mifid II: has European regulation ever truly converged?
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UK watchdog sees no big divergence from EU securities market rules
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EU Withholding Finance Access Is ‘Really Regrettable’, U.K. Says
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Dark pool trading shows no sign of decline since MiFID II entry into force, ESMA data shows
-
EU Regulators Spill More Ink Tackling Market Data Costs
-
Mifid II: has European regulation ever truly converged?
-
UK watchdog sees no big divergence from EU securities market rules
-
EU Withholding Finance Access Is ‘Really Regrettable’, U.K. Says
AIFMD Consultation: Beyond the Headlines
By Adrian Whelan, Brown Brothers Harriman
Read More →Originally published at the On the Regs blog
We have been covering the ongoing review of the Alternative Investment Fund Managers Directive (AIFMD) for …