Adrian Whelan
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Our Man in China, Part 2: (Almost) Meeting Mr. Alibaba
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
BBH’s Global Regulatory and Market Strategists Carla Jane Findlay-Dons and Adrian Whelan recently travelled to Hong …
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Our Man in China, Part 1: The Land of Opportunity
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
BBH’s Global Regulatory and Market Strategists Carla Jane Findlay-Dons and Adrian Whelan recently traveled to Hong …
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Further Delays Increase Probability of No-Deal Brexit
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Another day, another delay: E.U. summit in October will no longer be a place to agree …
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ESMA Tightens the Reigns on UCITS Efficient Portfolio Management Oversight
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
ESMA recently published its findings after inspecting UCITS Efficient Portfolio Management and the report is likely …
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Listening to the Brexit Mood Music
By Adrian Whelan, Brown Brother Harriman
Originally published at the On the Regs blog
The U.K. has a rich tradition of musical innovation. From the Beatles, Rolling Stones, and Led …
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Hong Kong OFC Is Live – What That Means for Asset Managers
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The long anticipated Open-Ended Fund Company (OFC) took effect in Hong Kong last week and is …
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E.U. Asset Safekeeping Proposals Disrupt Reliance Model
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Recently we urged asset managers to pay more attention to the normally unglamorous post-trade space. …
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Top 5 Takeaways from the Irish Funds Annual Conference
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recent Irish Funds Annual Conference marked the 20th anniversary of the event. It also fell …
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DOL Fiduciary Rule: Down for the Count?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
A U.S. federal appeals court decision may have just dealt the knockout blow to the DOL …
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Fund Managers Predict Years of Haggling Over Investment Research Costs
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MiFID III Is ‘Further Away than Many Might Expect’ Says MEP Swinburne
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MiFID II Data for Market Monitoring Still Limited – BIS
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Asset Managers Raise Concerns About Over-Reliance on Tech Vendors Post-MiFID II
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MiFID II Rules Prompt ‘Huge Change’ in Research Marketplace
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Fund Managers Predict Years of Haggling Over Investment Research Costs
-
MiFID III Is ‘Further Away than Many Might Expect’ Says MEP Swinburne
-
MiFID II Data for Market Monitoring Still Limited – BIS
-
Asset Managers Raise Concerns About Over-Reliance on Tech Vendors Post-MiFID II
-
MiFID II Rules Prompt ‘Huge Change’ in Research Marketplace
Our Man in China, Part 4: Zài Lián Xì – Let’s Stay in Touch
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
BBH’s Global Regulatory and Market Strategists Carla Jane Findlay-Dons and Adrian Whelan recently travelled to Hong …
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