Adrian Whelan
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U.K.’s New Rules for Executives Raise the Bar for Asset Manager Accountability
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Regulatory authorities from time to time point out that one of the lessons of the financial …
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IOSCO Maps Out 2019 Global Regulatory Focus
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The International Organization of Securities Commissions (IOSCO) is a highly influential consortium of global regulators whose …
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Access Granted: CBI Green Lights China Bond Connect
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With China making great strides to liberalize its financial markets, it’s no surprise that foreign investors …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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Beyond Brexit: Derivatives Deal a Glimpse Into the U.K.’s Future?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
As we inch closer to Brexit day with no deal in sight, financial regulators across the …
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PRIIPs: The Long and Winding Road
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are …
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AIFMD Revisited: E.U. Reviews, Reflects, and May Revamp
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recently published review of the AIFMD regime highlights areas that work, those that could be …
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Financial Regulation in 2019: Tech and Brexit Spur Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
If 2018 was a year of regulatory recalibration, 2019 will focus more on high level regulatory …
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2018 Financial Regulatory Review: A Flurry of Activity
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Despite a lack of mega-regulation, between Brexit, new ETF rules, and increasing investor protections, 2018 had …
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One Year Later, a Conversation on GDPR
Originally published at the On the Regs blog
May 25, 2018 represented a sea change in the protection of personal data globally when the EU began enforcing the General Data …
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