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News

Agencies May Issue Information Request on AI Adoption, Fed Official Says

By Hannah Lang
January 12, 2021, American Banker


The Federal Reserve and other banking regulators are considering a formal request for public feedback about the adoption of artificial intelligence in …

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MiFID, News

ESMA opens consultation on impact of algorithmic trading under MiFID II

By Annabel Smith
December 18, 2020, The Trade


European watchdog ESMA has released a consultation paper seeking feedback from market participants on the impact of algorithmic trading requirements set out …

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News

Wall Street is seeing an adoption surge for complex forms of AI. But firms still need to wrap their heads around the tech — and explain it to regulators.

By Dan DeFrancesco
November 18, 2020,
Business Insider

Financial firms are putting more resources towards using complex forms of machine learning. And that means they’ll also need to develop ways …

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MiFID, News

EU’s AI Regulations Could Lay Blame With CTO

By Joanna Wright
August 18, 2020, WatersTechnology

In ancient Mesopotamia, King Hammurabi turned Babylon into a city-state to be reckoned with. His famous code is one of the earliest legal …

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Comments

Contemporary Trends in Model Risk Management

By Saqib Jamshed, OCC
Originally published at the OCC blog

“Model risk still is an extremely important component of a firm’s operational risk profile. It deserves the utmost attention at …

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News

COVID-19 frazzles AI fraud systems

By Steve Marlin
April 6, 2020, Risk

Banks are reporting a sharp rise in cases of internal and external fraud perpetrated during the coronavirus pandemic – and with typical patterns …

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Comments

Business Side Driving Capital Markets to the Cloud

By Monica Summerville, TABB Group
Originally published on the TABB Forum

Business drivers, not cost cutting, are now providing the main push to cloud computing at financial firms. This shift …

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MiFID, News

Study: Post-financial crisis fines against financial institutions hit $36B

By Jaclyn Jaeger
February 11, 2020, Compliance Week

Global fines and penalties against financial institutions hit $36 billion last year, as ramifications from the financial crisis continue to reverberate throughout …

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Comments

Putting the Capital Back Into Capital Markets With Intraday Liquidity Management

By Monica Summerville, TABB Group
Originally published on the TABB Forum

Bank funding is complex, and liquidity management is a challenge for even the biggest banks. As a result, leading …

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Comments

Is It Safe? The State of Cyber Security in the Financial Markets

By George Bollenbacher and Monica Summerville, TABB Group
Originally published on the TABB Forum

The unstoppable march of technology across the financial markets perhaps can be most easily seen in …

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  • Brexit Drives Swaps Trading to US Platforms

  • ESMA Issues Guidelines on Reverse Solicitation

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  • French Regulator Questions Need for Share Trading Equivalence

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  • European Commission Pushes for Consolidated Tape in Bond Markets

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  • ESMA Issues Guidelines on Reverse Solicitation

  • EU Needs ‘Masterplan’ to Grab Euro Finance From London

  • French Regulator Questions Need for Share Trading Equivalence

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