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MiFID II/MiFIR Review Will Be Both Broad and Technical
By Thomas Helm
February 8, 2021, Practice Insight from IFLR
The upcoming MiFID II/MiFIR review will be less a “tidying up” than a wholesale reform that attempts to address a …
FINRA Asks Participants How to Improve US Treasury Securities TRACE Reporting
By Annabel Smith
January 7, 2021, The Trade
The Financial Industry Regulatory Authority (FINRA) has requested comments from market participants on ways to improve data collection for its trade reporting …
U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market
By Katanga Johnson and John McCrank
September 28, 2020, Reuters
The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt …
SEC mulls extra scrutiny of U.S. Treasuries trading venues
By Noah Zuss
September 25, 2019, Risk
U.S. regulators are considering whether to step up supervision of non-exchange platforms that offer trading in U.S. Treasuries, a commissioner at the Securities …
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Conditional Orders: The Great Liquidity Aggregator
By Campbell Peters, TABB Group
Originally published on the TABB FORUM
As the U.S. equities marketplace has grown more and more fragmented, conditional orders quickly are becoming the de facto …
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Liquidity Matters: Amid Equity Market Melt Up, Dark Pools Continue to Slip
By Larry Tabb, TABB Group
Originally published on the TABBFORUM
A declining VIX framed the US equity market in April 2019, as lower trading volumes followed lower volatility. As trading …
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SEC Says Cryptocurrency Exchanges Are an Unregulated Mess
By Romain Dillet
March 8, 2018, TechCrunch
The U.S. Securities and Exchange Commission has issued a warning on cryptocurrency exchanges. The SEC says that many exchanges are currently unregulated and …
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Embracing the Future, the Municipal Bond Market Moves to Best Execution
By Carl Tugberk, Municipal Securities Rulemaking Board
Originally published on the TabbFORUM
The rise in electronic trading is changing the way customer orders for municipal bonds are executed. The MSRB …
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U.S. Treasury Report Pushes Major Equities Market Structure Changes
By Larry Tabb, Tabb Group
Originally published on the TabbFORUM
The U.S. Treasury report, which opines on virtually all aspects of the U.S. financial markets, includes an extensive set of …
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Technology and the Buy-Side Liquidity Chase
By Campbell Peters, TABB Group
Originally published on the TABB FORUM
Between technological innovation, venue fragmentation, the transition from active to passive, and the restructuring of research, sell-side commissions are …
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