CFTC
Some stories require a subscription to access the full source article.
CFTC’s Pan: PFMIs Not a Template for Global Regulation
By Dan DeFrancesco
April 13, 2018, Risk
Globally agreed minimum standards for clearinghouses are a useful template, but they are not a sensible basis for agreeing equivalency determinations between different …
Read More →
Leverage Ratio Jeopardizing “Health of U.S. Clearing” – CFTC
By Luke Jeffs
April 9, 2018, Global Investor Group
The Commodity Futures Trading Commission’s (CFTC) outspoken commissioner Brian Quintenz has called again for changes to the Supplementary Leverage Ratio (SLR), …
Read More →
The E.U. and U.S. Are Playing a Dangerous Game
By James Rundle
April 4, 2018, Waters Technology
Few things tax the market’s patience more than squabbling among regulators—especially when it comes to reforms they put in place barely a …
Read More →
RegAT Likely to Move Forward in 2018 – MMI Chief
By Jack Ball
March 29, 2018, Global Investor Group
Some form of the much-maligned Regulation Automated Trading (RegAT) is likely to move forward before the end of this year, the …
Read More →
CFTC Leads on Blockchain Innovation
By Allan D. Grody, President, Financial InterGroup
The CFTC, guided by its innovative and visionary Chairman Christopher Giancarlo, has expressed its intention to apply new technologies to further its reporting …
Read More →
E.U. Risks Backlash on CCP Supervision – U.K. MEP
By Samuel Wilkes
March 22, 2018, Risk
Europe’s plan to revamp its oversight of third-country clearing houses risks a backlash from the U.S., an influential U.K. member of the European …
Read More →
U.S. Swap Trading Overhaul May Reinforce Market Split, Users Warn
By Rob Mackenzie Smith
March 21, 2018, Risk
Expected changes to U.S. interest rate swap trading rules will only further solidify the current two-tiered structure between dealers and clients, warn …
Read More →
Keynote Address of Chairman J. Christopher Giancarlo Before the FIA Annual Meeting
Below are the remarks from U.S. Commodity Futures Trading Commission (CFTC) Commissioner Rostin Benham at the FIA’s Meeting in Boca Raton, Florida, on March 14, 2018.
Mr. Giancarlo has been …
Read More →
Remarks of Commissioner Rostin Behnam Before the Commodity Futures Trading Commission’s International Regulators Meeting
Below are the remarks from U.S. Commodity Futures Trading Commission (CFTC) Commissioner Rostin Benham at the Commodity Futures Trading Commission’s International Regulators Meeting on March 13, 2018, in Boca Raton, …
Read More →
Global OTC Regulation: The Evolution Continues
By Sean Tuffy, Head of Market and Regulatory Intelligence, EMEA, Custody & Fund Services
Originally published in Citi’s FinReg Outlook
This year will be a transition period for derivatives regulation, …
Read More →