CFTC
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CFTC backs activity-based rules for non-banks
By Joe Walters
December 9, 2019, Global Investor Group
U.S. Commodity Futures Trading Commission (CFTC) announced late on Friday it supports focusing on the activities of non-banks at a system …
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Repo Turmoil Prompts U.S. Regulators to Scrutinize Market Dangers
By Jesse Hamilton
December 4, 2019, Bloomberg
The repo turmoil that put traders on edge in September has prompted a full scale review by regulators, who identified disruptions to short-term …
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CFTC sets sights on clearing, market structure
By Luke Jeffs
December 3, 2019, Global Investor Group
U.S. derivatives regulator the Commodity Futures Trading Commission has created two sub-committees to focus on central counterparties and market structure, reflecting …
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CFTC proposes six data reforms
By Luke Jeffs
November 22, 2019, Global Investor Group
U.S. derivatives regulator the Commodity Futures Trading Commission has proposed six changes to how it collects and handles data.
The Washington-based …
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SEC revisits security-based swaps proposal
By Robert Mackenzie Smith
November 19, 2019, Risk
The U.S. Securities and Exchange Commission is reworking its 2011 proposal on security-based swaps. New trading rules could be out for comment …
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ESMA lays out future for third country CCPs
November 12, 2019, GlobalCapital
The European Securities and Markets Authority has issued technical advice for the European Commission on the treatment of third-country central counterparties (TC-CCPs).
ESMA issued three sets …
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Exploring the impact of regulation and FCM consolidation on liquidity
By Kirsten Hyde
November 1, 2019, MarketVoice
Despite the eye-catching title of the discussion – “Is there a liquidity crisis?” – a group of panelists at FIA Expo on Oct. …
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CFTC’s Tarbert vows to promote ‘integrity, resilience, and vibrancy’ of derivatives markets
By Will Acworth
November 4, 2019, MarketVoice
Heath Tarbert, the chairman of the Commodity Futures Trading Commission, said on Oct. 30 that he plans to move forward on several major …
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CFTC set to eliminate post-trade name give-up
By Robert Mackenzie Smith
October 31, 2019, Risk
The chairman of the Commodity Futures Trading Commission has called time on a controversial practice that has been viewed by many as …
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New CFTC Chairman Hints at SEF Rules Shake Up as Market Continues to Grow
By Colby Jenkins, TABB Group
Originally published on the TABB Forum
It has been six years since swap execution facilities went live in the U.S. While much of the uncertainty …
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