CFTC

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CFTC backs activity-based rules for non-banks

By Joe Walters
December 9, 2019, Global Investor Group

U.S. Commodity Futures Trading Commission (CFTC) announced late on Friday it supports focusing on the activities of non-banks at a system …

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Repo Turmoil Prompts U.S. Regulators to Scrutinize Market Dangers

By Jesse Hamilton
December 4, 2019, Bloomberg

The repo turmoil that put traders on edge in September has prompted a full scale review by regulators, who identified disruptions to short-term …

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CFTC sets sights on clearing, market structure

By Luke Jeffs
December 3, 2019, Global Investor Group

U.S. derivatives regulator the Commodity Futures Trading Commission has created two sub-committees to focus on central counterparties and market structure, reflecting …

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CFTC proposes six data reforms

By Luke Jeffs
November 22, 2019, Global Investor Group

U.S. derivatives regulator the Commodity Futures Trading Commission has proposed six changes to how it collects and handles data.

The Washington-based …

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New CFTC Chairman Hints at SEF Rules Shake Up as Market Continues to Grow

By Colby Jenkins, TABB Group
Originally published on the TABB Forum

It has been six years since swap execution facilities went live in the U.S. While much of the uncertainty …

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SEC revisits security-based swaps proposal

By Robert Mackenzie Smith
November 19, 2019, Risk

The U.S. Securities and Exchange Commission is reworking its 2011 proposal on security-based swaps. New trading rules could be out for comment …

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ESMA lays out future for third country CCPs

November 12, 2019, GlobalCapital

The European Securities and Markets Authority has issued technical advice for the European Commission on the treatment of third-country central counterparties (TC-CCPs).

ESMA issued three sets …

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