Cyber Security
Some stories require a subscription to access the full source article.
Fed’s Jerome Powell on What the Central Bank Is Doing About Cyber Security
Federal Reserve Chairman Jerome Powell speaks on Capitol Hill on bank mergers and cyber security involving small banks. He faces questioning from Jack Reed (D-RI).…
Read More →
Many Company Hacks Go Undisclosed to SEC Despite Regulator Efforts
By Gabriel T. Rubin
February 26, 2019, The Wall Street Journal
Few companies are telling securities regulators about cyber attacks, a new analysis finds, despite recent efforts to bolster disclosures …
Read More →
Big U.S. Banks Are Letting Stress Tests Make Decisions for Them
By Yalman Onaran
January 23, 2019, Bloomberg
If you’re a bond trader at a major bank, the next time you ask for an increase in your position limit, the answer …
Read More →
Could Cyber Terrorism Cause Market Mayhem?
By Ginger Szala and Janet Levaux
January 21, 2019, ThinkAdvisor
For advisors and broker-dealers, the threat of cyber attacks and compromised data keeps them up at night. A 2018 poll …
Read More →
Financial Regulation in 2019: Tech and Brexit Spur Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
If 2018 was a year of regulatory recalibration, 2019 will focus more on high level regulatory …
Read More →
SEC Cyber Guidance Helps Corporates Avoid Breaches
By John Crabb
January 11, 2019, International Financial Law Review
Interpretive guidance issued by the Securities and Exchange Commission (SEC) in February 2018 has been effectively helping corporates to prepare …
Read More →
What Finreg Has in Store for Q1 2019
By bbhblogs
Originally published at the On the Regs blog
We highlight what to expect this quarter and recap Q4 2018’s key regulatory developments.
FinReg’s Q1 Game Changers:
- There will
2018 Financial Regulatory Review: A Flurry of Activity
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Despite a lack of mega-regulation, between Brexit, new ETF rules, and increasing investor protections, 2018 had …
Read More →
Prolonged Economic Expansion Poses Market Risks, Panel Says
By Andrew Ackerman
December 19, 2018, The Wall Street Journal
Financial regulators identified vulnerabilities in the U.S. markets from the prolonged economic expansion and said cyber security and a “no …
Read More →-
Industry Working Through Capital Regulation – Panel
-
SIs Add Value, but No Evidence for Speed Bumps – Panel
-
MiFID II v. Brexit: Market Demands Share Trading Obligation Clarity
-
MiFID II in Asia: Big Buy-Side Clashes With Regulators, Domestic Firms
-
Europeans Try to Kill MiFID Rule in Brexit Derivatives Fight
-
Industry Working Through Capital Regulation – Panel
-
SIs Add Value, but No Evidence for Speed Bumps – Panel
-
MiFID II v. Brexit: Market Demands Share Trading Obligation Clarity
-
MiFID II in Asia: Big Buy-Side Clashes With Regulators, Domestic Firms
-
Europeans Try to Kill MiFID Rule in Brexit Derivatives Fight
SEC’s Cyber Security Agenda Is a Call to Action for Asset Managers
By Carla Jane Findlay-Dons, Brown Brothers Harriman
Originally published at the On the Regs blog
When it comes to cyber security, one weak link makes the whole chain vulnerable. To …
Read More →