David Nowell
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Goldman/UBS fines sharpen MiFID reporting compliance
By David Braid
May 14, 2019, Practice Insight from IFLR
The pressure is now on banks’ transaction reporting teams following two high-profile fines being meted out by the UK Financial …
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Buy-side at risk of EMIR reporting fines
By Thomas Helm
May 7, 2019, Practice Insight from IFLR
A number of buy-side firms are not focusing on the European Market Infrastructure Regulation’s (EMIR) complex reporting requirements as much …
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Data reveals EMIR swaps report matching rates at 40%
By Samuel Wilkes
April 29, 2019, Risk
Only 40% of swaps trades reported under the European Market Infrastructure Regulation (EMIR) are correctly matched up at trade repositories, data from the …
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MiFID II: U.K. Firms Start Receiving FCA Letters
By Thomas Helm
March 14, 2019, Practice Insight from IFLR
A number of market participants have already received letters from the U.K. regulator’s Markets Reporting Team for transaction reporting failures.…
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MiFID II: Transaction Reporting Consensus Begins to Emerge
By Thomas Helm
February 27, 2019, Practice Insight from IFLR
While Mifid II’s trade and transaction reporting requirements remain problematic in many areas, some best practice consensuses have been emerging, …
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Bad Education: How to Cure Cynicism Around SI Data
By Amelia Axelsen
January 11, 2019, Waters Technology
When regulators overhauled the trading environment with the revised Markets in Financial Instruments Directive (MiFID II), their intent was increased transparency, but …
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MiFID II Reporting Issues Linger One Year On
By Louisa Chender
January 3, 2019, Global Investor Group
On the one year anniversary of the vast E.U. regulation which introduced a number of changes and challenges across the industry, …
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European Firms Oppose FX Swaps Reporting Reforms
By Louisa Chender
November 20, 2018, Global Investor Group
European firms have been left frustrated by a ruling that may force them to change how they report their foreign exchange …
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