David Nowell
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EMIR reporting: new guidelines are good but need wider takeup
By Alice Tchernookova
March 26, 2020, Practice Insight from IFLR
Seven industry bodies have joined forces to publish enhanced guidelines on reporting obligations under the European market infrastructure regulation (EMIR). …
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Away from equities: MiFID II, PRIIPs struggle in fixed income, derivatives
By Hugo Bromley
November 29, 2019, Practice Insight from IFLR
Regulations such as MiFID II are complicated and difficult to implement because they are designed for equities markets, say senior …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Industry bemoans ‘excessive’ rules
By Alice Tchernookova
July 25, 2019, Practice Insight from IFLR
Now that MiFID II has bedded down and the industry looks towards the next round of new regulations, market participants …
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Goldman/UBS fines sharpen MiFID reporting compliance
By David Braid
May 14, 2019, Practice Insight from IFLR
The pressure is now on banks’ transaction reporting teams following two high-profile fines being meted out by the UK Financial …
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Buy-side at risk of EMIR reporting fines
By Thomas Helm
May 7, 2019, Practice Insight from IFLR
A number of buy-side firms are not focusing on the European Market Infrastructure Regulation’s (EMIR) complex reporting requirements as much …
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Data reveals EMIR swaps report matching rates at 40%
By Samuel Wilkes
April 29, 2019, Risk
Only 40% of swaps trades reported under the European Market Infrastructure Regulation (EMIR) are correctly matched up at trade repositories, data from the …
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MiFID II: U.K. Firms Start Receiving FCA Letters
By Thomas Helm
March 14, 2019, Practice Insight from IFLR
A number of market participants have already received letters from the U.K. regulator’s Markets Reporting Team for transaction reporting failures.…
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MiFID II: Transaction Reporting Consensus Begins to Emerge
By Thomas Helm
February 27, 2019, Practice Insight from IFLR
While Mifid II’s trade and transaction reporting requirements remain problematic in many areas, some best practice consensuses have been emerging, …
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