Dealers
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Electronic risk rule avoids “hamstringing” industry – FIA
By Wendy Lisney
August 25, 2020, Global Investor Group
US proposals to transform voluntary practices to control electronic trading risks into mandatory principles will avoid “hamstringing” the derivatives industry with …
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SIFMA sues to block SEC’s temporary exemption for muni advisors
By Kyle Glazier
August 14, 2020, The Bond Buyer
The Securities Industry and Financial Markets Association is suing to block the Securities and Exchange Commission’s temporary order allowing non-dealer muni …
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Cross-currency confusion stalks FCA announcements
By Robert Mackenzie Smith
July 31, 2020, Risk
The potential for Libor benchmarks to be discontinued at different times is leading to valuation uncertainty in the cross-currency swap market, say …
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Me The Money Show – Episode 13
Sell-side firms are automating ever more complex trading processes to deliver better service their clients. Terry Flanagan tells Dan Barnes where and how dealers are gaining commercial advantage through trade …
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Mifid’s pre-trade transparency is ‘a failed experiment’
By Samuel Wilkes
July 14, 2020, Risk
Market participants fear Europe’s rules on how large dealers and venues disclose pre-trade quotes might not be worth salvaging as part of an …
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Swap dealers open full-court press on US CFTC to ease dealer-capital proposal
By Neil Roland
June 24, 2020, MLex
Banks and other swap dealers have launched a full-court press on Heath Tarbert, head of the US Commodity Futures Trading Commission, and other …
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Representation under MSRB proposal an issue for dealers
By Sarah Wynn
June 8, 2020, The Bond Buyer
Dealers are not pleased with what they perceive as a lack of proper representation under the Municipal Securities Rulemaking Board’s proposed …
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FIMSAC urges more work on pre-trade transparency
By Kyle Glazier
June 1, 2020, The Bond Buyer
The Securities and Exchange Commission’s Fixed Income Market Structure Advisory Committee is recommending that regulators explore ways to improve pre-trade transparency …
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Brokers shun oil ETF providers over regulatory risks
By David Sheppard, Chris Flood, and Gregory Meyer
May 21, 2020, Financial Times
Brokers and dealers are freezing out the operators of the world’s largest oil-linked exchange-traded products, reflecting concerns …
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E.U. banks predict OTC trading terms will tighten – ECB
By Abdool Fawzee Bhollah and Louie Woodall
May 20, 2020, Risk
European banks say market participants of all kinds will find it harder to trade over-the-counter derivatives and conduct securities …
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