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MiFID, News

Investment Firms, Dealers Face MiFID II Review

By James Langton
February 1, 2021, Investment Executive


European securities regulators are launching a review of the investment industry’s compliance with new governance rules for financial products.

The European Securities …

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MiFID, News

Fronting the Dealing Evolution

By Hayley McDowell
February 1, 2021, The Trade


While juggling a multi-asset dealing desk in dramatic market conditions from her home office in rural South Lanarkshire, Kirstie MacGillivray explains that …

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MiFID, News

Blast from the Past: Trading venues decry disruptors as MTF battle heats up

By Ben St. Clair
January 14, 2020, Risk

Imagine, for a moment, a trading tool that allows buy-side users to send quote requests to multiple dealers in one click. The …

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MiFID, News

Blast from the Past: Why Europe’s markets might need Mifid III

By Samuel Wilkes
December 5, 2019, Risk

Whispers of a review of Europe’s almost two-year-old trading and transparency rules have become full-throated talk. Disquiet among dealers and buy-siders over the …

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MiFID, News

Mifid transparency battle pits dealers against non-banks

By Philip Alexander
December 17, 2020, Risk


Swap dealers and non-bank market-makers are lining up on opposite sides of what is shaping up to be a contentious debate over reforming …

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News

FCMs fret over S&P 500 options settlement changes

By Costas Mourselas
December 21, 2020,
Risk

Fifteen minutes is a long time in the US options markets. A seemingly innocuous change to daily settlement price times for popular index …

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News

SEC eases path to swap dealer registration

By Wendy Lisney
December 17, 2020, Global Investor Group

A new US rule on security-based swaps will reduce the exposure of certain facilities and dealers to overlapping regulations, helping to …

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News

Analysis: After COVID shock, U.S. Treasury market set for new scrutiny – sources

By Matt Scuffham
December 16, 2020, Reuters


The $20 trillion U.S. Treasury market is set to come under intense scrutiny by President-elect Joe Biden’s regulators, after seizing-up amid rising pandemic …

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News

CFTC Adopts Rule Changes to Facilitate Foreign Swaps Clearing

November 29, 2020, Regulation Asia

The CFTC has extended no-action relief for non-US swap dealers from reporting requirements, and finalised rules for exempting non-US clearinghouses from registration requirements.

The CFTC …

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News

Funding pain prompts calls to rehome FVA

By Natasha Rega-Jones
November 5, 2020, Risk

An arcane corner of the derivatives market has moved centre stage after huge swings in funding costs earlier this year forced banks to …

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  • Knowledge Graphs Show Glimpse of Full Potential

  • EU Adopts Rules to Help Cos. Reach Funds During Pandemic

  • Boutique London Fund Managers Hit Early Brexit Turbulence

  • Dutch Regulator Widens Post-Brexit Scope

  • Small Company Research Not Held Back by New EU Rules, Regulator Says

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