Dealers
Some stories require a subscription to access the full source article.
CFTC Now Allows Exceptions to Privacy Notice Requirement
By Dean Seal
April 19, 2019, Law360
The Commodity Futures Trading Commission approved a final rule on Friday that allows exceptions to its requirement that certain dealers and merchants must …
Read More →
As China Bonds Go Global, Dealers Size Up Demand for Swaps
By Chris Davis
April 2, 2019, Risk
The inclusion of onshore China bonds in global fixed income indexes is expected to provide a boost to the country’s still embryonic interest …
Read More →
Use-Cases for MiFID II Data Prove Elusive
By Natasha Rega-Jones
March 27, 2019, Risk
If Jerome Sabah had his way, any time a client changed their trading patterns, he would get a tap on the shoulder, so …
Read More →
Dealers Consider Ditching FRAs Prior to Libor’s Death
By Nazneen Sherif
April 1, 2019, Risk
Traders are looking at abandoning forward rate agreements over fears that a new breed of reference rates will render the product unworkable. Instead, …
Read More →
U.S. Version of SA-CCR Could Hurt Settled-to-Market Swaps
By Luke Clancy
March 29, 2019, Risk
Swaps contracts with inbuilt daily settlement as an alternative to paying variation margin have been touted as a way to lower risk in …
Read More →
Dealers Seek Clarity on Buy-Side IM Relief
By Helen Bartholomew
March 21, 2019, Risk
The volume has been turned down on the initial margin ‘big bang’ after two global regulatory bodies lifted hundreds of buy-side firms from …
Read More →
Giancarlo “Losing Patience” With Swaps Data Process
By Louisa Chender
March 13, 2019, Global Investor Group
CFTC chairman Chris Giancarlo said he is losing patience with the process for international swaps data harmonization as he discusses several …
Read More →
Dealer Groups Say MSRB’s Prearranged Trading Guidance Goes Too Far
By Sarah Wynn
March 11, 2019, The Bond Buyer
Dealer groups believe the Municipal Securities Rulemaking Board has cast too wide a net with its draft January guidance on prearranged …
Read More →
SOFR’s Poor Uptake in Swaps Market Not Yet a Concern
By John Crabb
March 7, 2019, Practice Insight from IFLR
The volume of swaps referencing the secured overnight financing rate (SOFR) is significantly lower
than expected volumes at this stage, …
Banks Split Over Sending Traders to Default Auctions
By Costas Mourselas
March 5, 2019, Risk
The busted auction at Nasdaq Clearing has laid bare divisions over the role of banks in clearing house default management groups (DMGs).
In …
Read More →
