Equities
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Wall Street Says It’s Ready for MiFID-Style Changes to Come to the U.S.
By Benjamin Bain
March 22, 2019, Bloomberg
Wall Street brokers have taken the unprecedented step of urging U.S. regulators to let them charge clients separately for stock and bond analysis, …
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MiFID II v. Brexit: Market Demands Share Trading Obligation Clarity
By Sharon Kimathi
March 20, 2019, Practice Insight from IFLR
Brexit and its effects on Mifid II are at the forefront of industry discussions, especially around the treatment of the …
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U.K. Watchdog Leaves Options Open After Brexit Trading Spat With E.U.
By Huw Jones
March 21, 2019, Reuters
British and European Union market regulators should look beyond public sparring this week over share trading to the “bigger picture” of future relations …
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Europe’s Bourses Say Report Refutes Data Profiteering Claims
By Huw Jones
March 21, 2019, Reuters
Stock exchanges in Europe are not harming markets or gouging customers with the fees they charge for data, an industry-commissioned report said on …
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Planned U.S. Capital Buffer Endangers Shareholder Payouts
By Steve Marlin
March 20, 2019, Risk
The Federal Reserve is working on amending a new capital rule it proposed last year, after accepting it “could benefit from further refinement.” …
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CAT Opens Reporting Registration
By Rob Daly
March 20, 2019, Markets Media
Industry members and third-party trade-reporting providers who have an SRO membership and handle quotes or orders in NMS equities securities, OTC equities, …
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ESMA Sparks Concern With Share Trading Brexit Plans
By Hayley McDowell
March 20, 2019, The Trade
Market participants across Europe will be forced to trade several major U.K. stocks on European venues if the U.K. leaves the E.U. …
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Volume Caps Under Scrutiny in MiFID II Review
By Shanny Basar
March 15, 2019, Markets Media
The mandated review of the operation of MiFID II should focus on the double volume caps on equity trading in dark pools …
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Lenders Not Comfortable With Corporate Bond Collateral – ISLA Report
By Andrew Neil
March 5, 2019, Global Investor Group
Investors lending out assets remain reluctant to accept corporate bonds as collateral, according to main securities lending trade group.
In a …
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MiFID II: ELP SIs Take Record Market Share in February
By Tim Cave, TABB Group
Originally published on the TABBFORUM
European equity trading activity began to track up in February, as daily notional increased to €61.7 billion. But the big …
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