Equities

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MiFID II in August: Calm Before the Storm?

By Tim Cave, TABB Group
Originally published on the TABB FORUM

European equity trading slowed during August, with total average daily trading volumes down around 15% on year-to-date levels. Despite …

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FCA’s Bailey calls for E.U. help in averting no-deal chaos

By Samuel Agini
September 16, 2019, Financial News

The U.K.’s top financial markets watchdog has urged European Union authorities to work with him on practical steps to prevent chaos in …

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China to scrap foreign investment quotas to attract more money into its stock, bond markets

September 10, 2019, Reuters

China’s foreign exchange regulator said on Tuesday that it had decided to scrap quota restrictions on two major inbound investment schemes, as a weakening yuan and …

MiFID, News

Ticker tape of E.U. share prices would take years – regulator

By Huw Jones
September 9, 2019, Reuters

Building a ticker tape for European share prices would take years, the bloc’s securities market regulator has said, dashing hopes of banks and …

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SEC Pressures Exchanges on Long-Delayed Market Surveillance Project

By Alexander Osipovich
September 9, 2019, The Wall Street Journal

The Securities and Exchange Commission is stepping up pressure on exchanges to finish a huge, long-delayed database designed to help …

MiFID, News

Research unbundling crosses the Atlantic as U.S. asset managers embrace change

By John Brazier
September 6, 2019, The Trade

Research unbundling under MiFID II is becoming increasingly popular among large U.S. equities asset managers, according to a new report from consultancy …

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SEC Delays Rule 606, Again

September 5, 2019, Markets Media

The U.S. Securities and Exchange Commission is giving a bit more time for broker-dealers to comply with new rules that mandate more transparency in trade …

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