ETFs
Some stories require a subscription to access the full source article.
Reform of TRACE reporting urged as portfolio trading rises
By Dan Barnes
March 31, 2020, The Desk
Portfolio trading, in which baskets of securities are exchanged with bank in single deals, has been growing in popularity as it gives …
Read More →
Active managers welcome non-transparent ETFs
By Rebecca Hampson
March 29, 2020, Financial Times
Since the Securities and Exchange Commission gave the green light to non-transparent active ETFs last year, several providers have applied for approval …
Read More →
Non-bank lenders will bear brunt of credit crisis
March 24, 2020, Financial Times
Regulators scrambled to strengthen the banking system after the 2008 financial crisis. That made banks safer but their actions pushed the risk of rising defaults …
Read More →
Fed’s Historic Step Into Credit Market May Cure ETF Dislocations
By Katherine Greifeld and Luke Kawa
March 23, 2020, Bloomberg
The Federal Reserve’s foray into corporate bonds and certain credit exchange traded funds is helping restore order between the two …
Read More →
Costs to borrow ETFs jumps as volatility spikes
By Chris Flood
March 22, 2020, Financial Times
The spike in volatility across financial markets due to the coronavirus pandemic has sparked a surge in the use of exchange traded …
Read More →
FCA consults on MiFID II tick size changes
By Wendy Lisney
March 9, 2020, Global Investor Group
The Financial Conduct Authority (FCA) is seeking feedback on proposed amendments to the tick size regime under MiFID II.
The regime …
Read More →
The Exchange of the Future: A One-Stop Shop
By Kurt Dew, Northeastern University
Originally published on the TABB Forum
The SEC’s support of exchange competition is a dead end. The economics of exchange trading lead to a single …
Read More →
ETFs make the bond market safer, bank analysts say. No kidding, say ETF analysts.
By Andrew Riquier
February 6, 2020, MarketWatch
As exchange traded funds surge in size and popularity, they’ve taken heat from market observers. Too much money is invested in “passive” investments, …
Read More →
E.U. regulator allows short delay to new rules on failed trades
By Philip Stafford
February 5, 2020, Financial Times
The E.U.’s securities regulator has delayed the introduction of new rules relating to failed trades by just three months, dashing the hopes …
Read More →
2020 Finreg Outlook: Here We Go Again
By Sean Tuffy, Citi
Originally published on Citi Securities Services Insights
Sean Tuffy highlights the key implementations and consultations that the asset management industry will encounter this year.
The regulatory …
Read More →