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By Samuel Wilkes
April 18, 2017, Risk
Regulators in France, Italy, and Spain have indicated they will not allow brokers based outside the European Economic Area to offer third-country end-users …Read More →
By Rick Baert
April 17, 2017, Pensions&Investments
The next commodity traded on an exchange could be manager research.
Buying and selling investment research in a market is seen by some …Read More →
By Catherine Contiguglia
April 13, 2017, Risk
European lawmakers are pushing for guidance targeted at closing a suspected loophole in new market rules to be written into law, although the …Read More →
By Matt Robinson and Benjamin Bain
April 10, 2017, Bloomberg Politics
Facing possible budget cuts under President Donald Trump, the Securities and Exchange Commission is eliminating dozens of contractors hired …Read More →
By Hannah Murphy and Philip Stafford
April 5, 2017, Financial Times
Europe’s main markets watchdog has issued series of clarifications to upcoming trading rules in an effort to head off …Read More →
By Tony Freeman, DTCC
Originally published on the TabbFORUM
MiFID II will alter the landscape for post-trade processing and will require affected firms to adapt their middle- and back-office activities …Read More →
By Chris Dieterich
March 31, 2017, The Wall Street Journal
New rules set to take effect in October could tap the brakes on the proliferation of new exchange-traded funds in …Read More →
By Nicole Bullock
March 29, 2017, Financial Times
The U.S. trade group for the securities industry is calling for a review of the rules governing trading in the world’s largest …Read More →
By John D’Antona Jr.
March 28, 2017, Traders Magazine
Cha ching no more?
The exchanges might be losing or seeing a critical source of revenue trimmed, if the Securities and …Read More →
By Hannah Murphy
March 23, 2017, Financial Times
For Europe’s stock exchanges and trading venues, the hottest new customer is the institutional investor.
Share trading rules that will take effect …Read More →