FCA
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U.S. Libor Replacement, Two Weeks After Debut, Has Some Issues
By Alex Harris
April 16, 2018, Bloomberg Markets
Two weeks after its debut, the presumptive heir to Libor in the U.S. is already running into some turbulence.
The Federal Reserve …
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MiFID II Impact on Bond Trading Still Unclear – GPP
By Pablo Mayo Cerqueiro
April 13, 2018, Global Investor Group
The impact of the vast European MiFID II reforms remains unclear three months after their introduction because firms are still …
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U.S. Swap Rate Failed During Volatility Rout
By Robert Mackenzie Smith
April 9, 2018, Risk
Liquidity in the electronically traded U.S. dollar interest rate swap market was so sparse during the bout of equity volatility on February …
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Platforms Under Fire Over MiFID II Data Rules
By Damian Fantato
April 10, 2018, FTAdviser
Some investment platforms are not helping asset managers and advisers meet their MiFID II obligations by passing data back and forth, it has …
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Instant Recognition [of LEIs]
By Nicholas Pratt
March 31, 2018, Funds Europe
In the aftermath of the financial crisis, an initiative emerged to create a unique identity for each counterparty involved in a securities …
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Moody’s Warns FCA Rule Changes Will Be Credit Negative for the £8 Trillion Asset Management Industry
By Lucy White
April 9, 2018, City A.M.
Ratings agency Moody’s has warned that new asset management rules announced by the Financial Conduct Authority (FCA) last week will be credit …
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FCA Targets MiFID II Compliance in Latest Business Plan
By Hayley McDowell
April 9, 2018, The Trade
The Financial Conduct Authority (FCA) has laid out plans for increased monitoring and assessment of compliance with MiFID II rules around conflicts …
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FCA to Focus Supervision on HFTs, Non-Standard Derivs
By Louisa Chender
April 9, 2018, Global Investor Group
The Financial Conduct Authority (FCA) said the introduction of MiFID II has provided the impetus to focus its supervision on high …
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FCA Chief Bailey ‘Ready to Engage’ E.U. Regulators Over Brexit Plans
By Lucy McNulty
April 9, 2018, Financial News
European regulators must start collaborating with U.K. counterparts now to avoid a harsh and sudden Brexit shock to financial services, the chief …
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MiFID II Reporting – Is AIFMD the Path to Freedom?
By Terence Chabe, Colt
Originally published on the TabbFORUM
After unbundling, the trade and transaction reporting requirements of MiFID II have arguably produced the most debate in the industry. They …
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