FCA
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How will UK fund fees be affected post-Brexit?
August 11, 2020, Funds Europe
Around mid-June this year, fund fees came into the spotlight again when the European Securities and Markets Authority (Esma) called for greater coordination between EU …
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Cross-currency confusion stalks FCA announcements
By Robert Mackenzie Smith
July 31, 2020, Risk
The potential for Libor benchmarks to be discontinued at different times is leading to valuation uncertainty in the cross-currency swap market, say …
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Buy-side advance efforts in Libor transition
By Hayley McDowell
July 30, 2020, The Trade
Asset managers have upped efforts in the switch from the Libor benchmark before it is withdrawn at the end of 2021, according …
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‘A collective shrug’: industry reacts to Mifid II research reforms
By Hugo Bromley
July 30, 2020, Practice Insight from IFLR
After months of meetings and deliberation, the European Commission’s proposed reforms to Mifid II’s research unbundling framework will have very …
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Data generation likely to drive ISIN changes – DSB
By Wendy Lisney
July 22, 2020, Global Investor Group
Data generation and alignment are likely to be the focus of any changes to the calibration and use of International Securities …
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Libor: all hands on deck for end-2021
By Alice Tchernookova
July 23, 2020, Practice Insight from IFLR
Those who were hoping for a quiet summer away from the Libor craze may be disappointed. After a few months …
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UK’s tough legacy fix spells trouble for US Libor transition
By Helen Bartholomew
July 22, 2020, Risk
In their rush to rid the financial world of Libor rates, regulators glossed over a stubborn problem: an untold number of so-called tough …
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High standards will keep London competitive, incoming FCA chief says
By Huw Jones
July 22, 2020, Reuters
Maintaining high regulatory standards rather than having a “competitiveness” mandate is the best way to preserve the City of London’s status as a …
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Regulators ease no-deal Brexit fears in funds sector
By Huw Jones
July 20, 2020, Reuters
Regulators in Britain and the European Union said they have dusted off their no-deal Brexit agreements to avoid disruption in cross-border asset management.…
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MiFID II Fines Totaled €1.8M In 2019, ESMA Finds
By Najiyya Budaly
July 14, 2020, Law360
The European Securities and Markets Authority said Monday that national regulators from 15 member states imposed sanctions and measures on financial institutions between …
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