FCA
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Traders Flout Personal-Dealing Bans Across Industry, Watchdog Says
By Silla Brush and Donal Griffin
October 18, 2019, Bloomberg
Traders and research analysts across London are flouting conflict-of-interest policies by trading in personal accounts despite numerous attempts to ban …
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U.K. watchdog FCA snarls at E.U. criticism over derivatives
By Philip Stafford
October 17, 2019, Financial Times
U.K. markets regulators have bitten back at their E.U. counterparts in a row over the supervision of derivatives markets, after the British …
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ESMA rebukes FCA for poor handling of derivatives data under EMIR
By Hayley McDowell
October 17, 2019, The Trade
The U.K.’s financial watchdog has fallen behind its E.U. counterparts when it comes to quality controls and analysis of vital derivatives data …
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Best execution: why RTS27 and 28 reports still aren’t working
By Hugo Bromley
October 17, 2019, Practice Insight from IFLR
Mifid II’s best execution reporting requirements, RTS27 and 28, are still failing to have their intended effect, according to several …
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Banks fret over life after Libor
By Victoria Guida
October 15, 2019, Politico
As the global financial system braces for the death of Libor — the benchmark for interest rates on trillions of dollars in loans …
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ISLA looks towards a new chapter beyond post-crisis regulation
By Maddie Saghir
October 14, 2019, Securities Lending Times
The International Securities Lending Association (ISLA) is looking to redefine its role as an industry representative in a post-regulatory implementation framework …
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FCA assures ‘pragmatic approach’ to MiFID & EMIR reporting supervision as Brexit looms
By Hayley McDowell
October 14, 2019, The Trade
The U.K. financial watchdog has said it will take a ‘pragmatic’ approach to the supervision of MiFID transaction reporting and EMIR trade …
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FCA official: stick with overnight rates for all new contracts
By Philip Alexander
October 9, 2019, Risk
The U.K.’s Financial Conduct Authority has urged banks to use backward-looking versions of overnight rates in all new contracts referencing risk-free rates (RFRs), …
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Fund fears linger over guidelines set to avert fire sales
By Costas Mourselas
October 9, 2019, Risk
When an investment fund starts to have liquidity issues, the problem can magnify rapidly. What starts as a dry patch can soon become …
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Crypto Derivatives Ban Is Not a Good Idea, Says WFE
By Osato Avan-Nomayo
October 8, 2019, Blocknomi
The World Federation of Exchanges (WFE) has faulted the reported plan by U.K. regulators to ban crypto derivatives. This message comes after U.K.’s …
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