FCA
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Warning sounded on ‘out of context’ MiFID II letters
By Rachel Mortimer
March 29, 2020, FTAdviser
Advice firm Tilney has warned against advisers “going into hibernation” during the current market turmoil and sending 10% drop letters to clients without …
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Buy-side call for markets to remain open in letter to FCA and BOE
By Kiays Khalil
March 27, 2020, The Trade
The asset management community has urged authorities to keep markets open despite the high volatility throughout the coronavirus pandemic.
In an open …
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Britain eases financial reporting rules during epidemic
By Huw Jones
March 26, 2020, Reuters
British financial regulators announced a welter of measures on Thursday to give companies more time to publish results and banks more leeway for …
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SFTR confusion over ESMA’s coronavirus delay
By Samuel Wilkes
March 25, 2020, Risk
A three-month delay to the first phase of new repo reporting rules for banks has caused confusion over whether the postponement also applies …
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ESMA delays extension of tick size regime to SIs due to coronavirus
By Hayley McDowell
March 23, 2020, The Trade
New rules in Europe that will see systematic internalizer (SI) trading venues fall under the tick size regime have officially been delayed, …
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U.K.’s FCA says don’t blame short-sellers for market rout
By Huw Jones
March 23, 2020, Reuters
Short-sellers cannot be blamed for the rout in stocks and markets should be kept open during the coronavirus epidemic, regulators in Europe said …
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Reviving research in an unbundled world
By David Whitehouse
March 23, 2020, The Trade
A recent move by the Autorité des Marchés Financiers (AMF) in France to create a virtual marketplace to improve the quality of …
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Regulators Respond to COVID-19
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The ongoing COVID-19 crisis continues to cause significant impact to people’s lives, businesses, and the wider …
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Traders Working at Home Get Break From U.K. on Phone Recording
By Silla Brush
March 17, 2020, Bloomberg
British bankers and traders working from home got some relief from the U.K. markets watchdog, which signaled it will give temporary leeway on …
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European Regulators Pull Short Sale Policy Lever
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The global financial markets have entered a period of extreme turbulence and uncertainty as the coronavirus …
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