FCA
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The Latest Asset Manager Headache: Fund Platforms
By David Ricketts
July 20, 2017, Financial News
Embattled asset managers are bracing for a probe by the U.K. regulator into one of their key distribution channels, amid accusations that …
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FCA Pledges to Be Nicer to Complainers
By Lucy McNulty
July 19, 2017, Financial News
The U.K.’s Financial Conduct Authority has pledged to be nicer and quicker in responding to those complaining about its activities, following repeated …
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FCA Chief Rules out Action on Exchange Traded Funds
By David Ricketts
July 19, 2017, Financial News
The chief executive of the U.K. financial regulator is keeping a “very close watch” on the booming exchange traded fund market but …
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Exchange Trade Body Urges Global Response to DLT
By Jack Ball
July 18, 2017, Global Investor Group
The World Federation of Exchanges (WFE) has called on international regulators to coordinate their work on distributed ledger technology and stressed …
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MiFID II Cost Disclosures Pose Risk to Liquidity, Warn Banks
By Chris Davis
July 18, 2017, Risk
Dealers have warned that Europe’s incoming cost disclosure requirements for over-the-counter derivatives trades will significantly increase trade latency and impact market liquidity for …
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FCA Chief Stresses Need for Post-Brexit Transition
By Lucy McNulty
July 18, 2017, Financial News
The chief executive of the Financial Conduct Authority has reiterated his calls for a transitional Brexit deal, adding his voice once again …
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Bank of England Wants Less Libor-Centric Financial World
By Huw Jones
July 17, 2017, Reuters
Interest rates used to price financial contracts worth trillions of dollars globally should in future be based on actual market transactions and not …
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FCA Details Plans for Investment Platforms Probe
By Fareed Sahloul
July 17, 2017, Financial News
The U.K.’s financial regulator has outlined its plans for a closer look at the £500bn online investment platform market – part of …
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France Eyes Greater Presence at ESMA as U.K. Exits
By Lucy McNulty
July 13, 2017, Financial News
France will seek to boost its influence at the E.U.’s top securities watchdog as the U.K. exits the bloc, according to a …
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U.K.’s FCA Sets Out Final Research Rules: 5 Key Takeaways on Unbundling
By Neil Keane, Fat Tail Consulting
Originally published on the TabbFORUM (and a version on LinkedIn)
The U.K.’s Financial Conduct Authority set out its final rules on MiFID II implementation …
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