Funds
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BOE’s Hauser Calls for New Central Bank Tools to Tackle Market Upheavals
By William Schomberg
January 7, 2021, Reuters
Financial markets are likely to be hit more often by the kind of upheaval unleashed by the COVID-19 pandemic and central banks need …
London Unlikely to Regain Lost EU Share Trading, Warn City Figures
By Philip Stafford, Camilla Hodgson, and Chris Giles
January 6, 2021, Financial Times
The EU share trading that flooded out of the City of London after the end of the …
Top 10 On The Regs Takeaways 2020
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
At the outset of 2020, I suggested that it would be a year defined by clarity …
US Derivatives Rule: Three Things to Know
Originally published on Citi Securities Services Insights
Here are some of the key things that asset managers should know about the SEC Derivatives Rule.
On 28 October, the Securities and …
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Blast from the Past: Mifid II creates ‘existential threat’ for small research groups
By Siobhan Riding
December 8, 2019, Financial Times
Boutique research providers’ business models are coming under increasing pressure two years on from the introduction of EU markets rules, in what …
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Mutual fund conversions to ETFs pose challenge
By David Isenberg
December 22, 2020, Financial Times
Compliance and operations teams in fund houses that are planning to convert mutual funds to ETFs have lots to do to ensure …
Money market funds need reform to prevent runs, US regulators say
By Colby Smith
December 22, 2020, Financial Times
A group of powerful financial regulators have called for sweeping reforms to US money market funds after the $4.9tn industry showed signs …
France urges changes to supervision of EU asset managers
By Siobhan Riding
December 13, 2020, Financial Times
France’s top financial regulator has called for a shake-up of how Europe’s €17.6tn asset management sector is supervised, a move that could …
Lobbyist for Europe’s €17.6tn fund industry believes in Brexit balancing act
By Sioban Riding
December 12, 2020, Financial Times
Having a big personality tends to lend itself to being a chief executive. But Tanguy van de Werve, who runs Europe’s main …
Build Back Better: Can ELTIFs Thrive Second Time Around?
By Adrian Whelan, Brown Brothers Harriman
Read More →Originally published at the On the Regs blog
“Don’t think there are no second chances. Life always offers you a second chance, it’s called tomorrow.”…