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Build Back Better: Can ELTIFs Thrive Second Time Around?

By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog

“Don’t think there are no second chances. Life always offers you a second chance, it’s called tomorrow.”…

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News

BOE’s Hauser Calls for New Central Bank Tools to Tackle Market Upheavals

By William Schomberg
January 7, 2021, Reuters


Financial markets are likely to be hit more often by the kind of upheaval unleashed by the COVID-19 pandemic and central banks need …

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News

London Unlikely to Regain Lost EU Share Trading, Warn City Figures

By Philip Stafford, Camilla Hodgson, and Chris Giles
January 6, 2021, Financial Times


The EU share trading that flooded out of the City of London after the end of the …

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Top 10 On The Regs Takeaways 2020

By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog


At the outset of 2020, I suggested that it would be a year defined by clarity …

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US Derivatives Rule: Three Things to Know

Originally published on Citi Securities Services Insights

Here are some of the key things that asset managers should know about the SEC Derivatives Rule.

On 28 October, the Securities and …

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MiFID, News

Blast from the Past: Mifid II creates ‘existential threat’ for small research groups

By Siobhan Riding
December 8, 2019, Financial Times

Boutique research providers’ business models are coming under increasing pressure two years on from the introduction of EU markets rules, in what …

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News

Mutual fund conversions to ETFs pose challenge

By David Isenberg
December 22, 2020,
Financial Times

Compliance and operations teams in fund houses that are planning to convert mutual funds to ETFs have lots to do to ensure …

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News

Money market funds need reform to prevent runs, US regulators say

By Colby Smith
December 22, 2020, Financial Times

A group of powerful financial regulators have called for sweeping reforms to US money market funds after the $4.9tn industry showed signs …

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News

France urges changes to supervision of EU asset managers

By Siobhan Riding
December 13, 2020, Financial Times


France’s top financial regulator has called for a shake-up of how Europe’s €17.6tn asset management sector is supervised, a move that could …

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News

Lobbyist for Europe’s €17.6tn fund industry believes in Brexit balancing act

By Sioban Riding
December 12, 2020, Financial Times


Having a big personality tends to lend itself to being a chief executive. But Tanguy van de Werve, who runs Europe’s main …

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  • EU to Drill Into “Dog’s Dinner” of Share Trading Data

  • Trading Heads Call for Reform of Double Volume Caps

  • Reflecting on Attempts at MiFID II Reform

  • UK Offers Unlimited Dark Trading on Lost EU Stocks

  • Brexit Allows UK to Reform MiFID to Boost Advice Sector

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  • EU to Drill Into “Dog’s Dinner” of Share Trading Data

  • Trading Heads Call for Reform of Double Volume Caps

  • Reflecting on Attempts at MiFID II Reform

  • UK Offers Unlimited Dark Trading on Lost EU Stocks

  • Brexit Allows UK to Reform MiFID to Boost Advice Sector

More →

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