GDPR
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Bank of England’s Ambitious Look at Regulatory Reporting
By Josephine Gallagher
July 2, 2019, Waters Technology
The aftermath of the financial crisis has seen a massive increase in reporting requirements for trading firms. This has also created unique …
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Privacy laws crimp bank efforts to snoop on traders
By Alexander Campbell
June 21, 2019, Risk
Never before have computers been so adept at watching the people who use them. And at banks, privacy restrictions may well stop some …
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Life’s a breach: banks settle uncomfortably into GDPR
By Steve Marlin
April 23, 2019, Risk
The European Union’s General Data Protection Regulation, possibly the most draconian privacy shield currently in existence, has companies that do any business in …
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Buy-side bringing data and digitization projects to the fore
By John Brazier
April 15, 2019, The Trade
Asset managers are increasingly looking to data analytics and digitization projects in the post-MiFID II and GDPR landscape, according to a new …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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GDPR: MiFID Funds Struggling with SEC Approvals
By Olly Jackson
February 8, 2019, Practice Insight from IFLR
The U.S.’ Securities and Exchange Commission (SEC) is allegedly blocking non-U.S. investors from registering as investment advisers due to concerns …
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British and U.S. Banks Are Deeply Divided on Brexit Ties
By Jess Shankleman, Harry Wilson, and Robert Hutton
February 10, 2019, Bloomberg
With just seven weeks to go before Brexit, it’s not just U.K. politicians who are bitterly divided over …
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Luxembourg’s Financial Regulator Takes Another Step to Advance AI Adoption
By Mehtap Numanoglu Tasiopoulos, Brown Brothers Harriman
Originally published at the On the Regs blog
For some time now, financial firms have been looking at how they can use artificial …
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2019’s Key Tech Trend for Capital Markets? That’s Private
By Monica Summerville, TABB Group
Originally published on the TABBFORUM
There is a Gordian Knot that needs to be cut when it comes to financial firms being able to leverage …
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Dark trading volumes reach highest level under MiFID II
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Brexit row delays financial products transparency review
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E.U. regulator to build system to catch bond errors worth billions
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Asset managers farm out trading as costs and complexity climb
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SEC says may give firms more time to comply with Europe’s research rules
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Dark trading volumes reach highest level under MiFID II
-
Brexit row delays financial products transparency review
-
E.U. regulator to build system to catch bond errors worth billions
-
Asset managers farm out trading as costs and complexity climb
-
SEC says may give firms more time to comply with Europe’s research rules
One Year Later, a Conversation on GDPR
Originally published at the On the Regs blog
May 25, 2018 represented a sea change in the protection of personal data globally when the EU began enforcing the General Data …
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