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Asset Managers Have a Huge Hole in Their Platform Data
By Bella Caridade-Ferreira and Kevin Okell
April 6, 2021, Money Marketing
The FCA recently completed a review of product governance across a sample of eight asset management firms.
Ironically, given …
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Knowledge Graphs Show Glimpse of Full Potential
By Max Bowie
February 15, 2021, WatersTechnology
Thankfully, most of the challenges facing firms are more mundane, but still have the potential to be costly drains on resources.
For instance, …
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EU’s AI Regulations Could Lay Blame With CTO
By Joanna Wright
August 18, 2020, WatersTechnology
In ancient Mesopotamia, King Hammurabi turned Babylon into a city-state to be reckoned with. His famous code is one of the earliest legal …
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Study: Post-financial crisis fines against financial institutions hit $36B
By Jaclyn Jaeger
February 11, 2020, Compliance Week
Global fines and penalties against financial institutions hit $36 billion last year, as ramifications from the financial crisis continue to reverberate throughout …
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Can the E.U. and U.S. Build a Bridge Across Data Privacy Divide?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
E.U. regulations often cast a shadow far beyond the borders of Europe. More than a year …
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Regulation Further Propels Asset Managers Towards Digital Transformation
By Simone Vroegop, Brown Brothers Harriman
Originally published at the On the Regs blog
Asset managers today are faced with an overwhelming quantity of data. The paradox for many managers …
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DFMs still grappling with regulatory overhauls
By Dave Baxter
August 29, 2019, FTAdviser
Advisers rarely have a kind word for regulators, and sometimes with good reason. From investment regulations to the likes of the EU’s General …
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Regulation drives asset management consolidation
By Jimmie Franklin
August 21, 2019, International Financial Law Review
A tough regulatory environment has left asset management struggling to comply, and keep costs down.
This is leading to consolidation …
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SEC Prepares for the “New Normal”
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
As if the COVID-19 pandemic isn’t enough of a headache for US fund managers working from …
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