IFPR
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Simon Collins: Are We Remunerating the Right Way?
By Simon Collins
September 13, 2021, Money Marketing
As many firms are preparing for some form of “return to office,” there is some concern as to whether productivity of individuals …
Vicky Pearce: Are Exempt-CAD Firms Ready for January’s Changes to MiFID?
By Vicky Pearce
August 31, 2021, Money Marketing
Changes are afoot for investment firms, as the Financial Conduct Authority (FCA) strives to strengthen the integrity of financial markets and provide …
UK Market Not Ready for Investment Firms Prudential Regime
By Alice Tchernookova
August 12, 2021, Practice Insight From IFLR
A recent survey has found that large swathes of the investment management industry are unprepared for the UK’s upcoming Investment …
FCA Sets Out Disclosure Rules for Investment Firms
By Najiyya Budaly
August 6, 2021, Law360
The finance watchdog set out proposed disclosure rules on Friday that investment firms authorized in the U.K. will have to follow under a future …
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FCA Streamlines Prudential Rules for Investment Firms
By Najiyya Budaly
July 26, 2021, Law360
The Financial Conduct Authority set out rules on Monday that will create a single prudential regime for all investment firms authorized in Britain …
IFPR: ICARA Will Change Asset Management Firms’ Approach to Risk
By Alice Tchernookova
June 9, 2021, Practice Insight from IFLR
The UK’s impending Investment Firms Prudential Regime (IFPR), due to be begin in January next year, will significantly change asset …
PIMFA Chief: New Post-Brexit Regulation Supports FSCS Reform
By Liz Field
May 18, 2021, Money Marketing
Now that we have left the European Union (EU), HM Treasury, the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA) …
Investment Firms Prudential Regime Paves Way for FCA’s Post-Brexit Supervision
By Alice Tchernookova
April 12, 2021, Practice Insight from IFLR
The UK’s new Investment Firms Prudential Regime (IFPR) bears testament to the Financial Conduct Authority’s new supervisory style in the …
PIMFA Warns on Post-Brexit Regulation Wave
By Jon Yarker
April 6, 2021, FT Adviser
PIMFA has specifically identified the Investment Firm Prudential Regime as one for firms to be aware of, due to its similar size …
Special K-Factors: New Buy-Side Capital Regime Sized to Fit
By Steve Marlin
March 30, 2021, Risk
In 2019, the European Banking Authority published a draft proposal for the new prudential regime. Under the EU rules, the largest companies – …
