Jay Clayton
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U.S. watchdog moves to overhaul governance of equity consolidated tape
By Hayley McDowell
January 10, 2020, The Trade
Trading and investment firms in the U.S. could gain greater control over the equity consolidated tape, following years of debate around the …
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Regulators Seek to Loosen U.S. Exchanges’ Control Over Stock Data
By Paul Kiernan and Alexander Osipovich
January 8, 2020, The Wall Street Journal
Regulators are taking steps to loosen the control that big U.S. exchanges exert over the flow of …
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SEC Chair testifies before Congress
Senate Banking, Housing, & Urban Affairs committee holds a hearing on “Oversight of the SEC.” SEC Chair Jay Clayton testifies. …
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Ahead of Test, CAT Faces Hurdles with Reporter Agreement
By Emilia David
December 16, 2019, WatersTechnology
The first industry reporting test for the consolidated audit trail (CAT) begins today (December 16), but there could be a dearth of activity …
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U.S. regulators divided on use of derivatives in investment products
By Chris Flood
December 2, 2019, Financial Times
Clear divisions have emerged among top U.S. financial regulators over proposed rules covering derivatives which are widely used by portfolio managers to …
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SEC Proposes New Rule to Ease the Market Entry of Leveraged Funds
By Bernice Napach
November 26, 2019, Think Advisor
The SEC has proposed new a new rule that would make it easier for ETFs, mutual funds and business development companies that …
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SEC chair questions like-for-like SOFR mapping
By Sharon Thiruchelvam
November 5, 2019, Global Investor Group
The Securities Exchange Commission (SEC) chair Jay Clayton has cast doubt on the potential for SOFR to definitively replace Libor, saying …
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U.S. SEC proposes exchanges seek public consultation on data fee changes
By Katanga Johnson
October 1, 2019, Reuters
The U.S. securities regulator on Tuesday proposed a change to the way exchange operators alter their fees, in a move aimed at improving …
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SEC adopts new rules to level playing field for ETF providers
By Saqib Iqbal Ahmed
September 26, 2019, Reuters
The Securities and Exchange Commission on Thursday said it would adopt a new rule to modernize how exchange-traded funds (ETFs) are brought …
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SEC’s Jay Clayton Eyes Corporate Bond Market
By Rob Daly
September 9, 2019, Markets Media
Securities and Exchange Commission Chairman Jay Clayton is turning a sharper eye towards the growing U.S. corporate debt market and what impacts …
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