Jay Clayton
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US takes cross-agency approach to new swap dealer rules
By Wendy Lisney
December 21, 2020, Global Investor Group
The Securities and Exchange Commission is bringing together a number of divisions and offices to regulate security-based swaps in preparation for …
SEC Chairman Jay Clayton reflects on his tenure
SEC Chairman Jay Clayton announced earlier this week he will step down from his role at the end of the year. Clayton joins “Squawk Box” to discuss his three and …
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Wall Street’s Best Blue Wave Defense Is Crew of Trump Holdovers
By Jesse Hamilton, Joe Light, and Ben Bain
October 26, 2020, Bloomberg
Wall Street executives fretting that Democrats will sweep the White House and Congress can take comfort — some …
More unknowns to come for issuers, FIMSAC members say
By Sarah Wynn
October 5, 2020, The Bond Buyer
State and local governments will have to deal with many unknowns as 2020 wraps up, and figure out how to disclose …
Wall Street Data Pricing Under Scrutiny by Trump Antitrust Chief
By David McLaughlin, Benjamin Bain, and Yalman Onaran
September 29, 2020, Bloomberg
Wall Street banks that have long griped about the power of trading venues to charge high prices for …
U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market
By Katanga Johnson and John McCrank
September 28, 2020, Reuters
The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt …
Too Much, Too Late?
By Chris Hall
August 14, 2020, Markets Media
In attempting to address longstanding issues around equity market data costs, the U.S. Securities and Exchange Commission may have bitten off more …
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SEC chairman on company transparency, executive compensation and more
SEC Chairman Jay Clayton joins “Squawk Box” by phone to discuss how companies are communicating with investors about the stress of the pandemic as well as executives loading up on …
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SEC approves new rules for proxy advisers
By Kadhim Shubber
July 22, 2020, Financial Times
The US Securities and Exchange Commission on Wednesday approved new restrictions on proxy advisers but dropped a measure that would have required …
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SEC, MSRB provide guidance on muni advisor exemptive order
By Sarah Wynn
July 8, 2020, The Bond Buyer
The Securities and Exchange Commission’s temporary exemption to allow municipal advisors to arrange certain private placement deals is indeed narrow and …
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