Jay Clayton

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More unknowns to come for issuers, FIMSAC members say

By Sarah Wynn
October 5, 2020, The Bond Buyer

State and local governments will have to deal with many unknowns as 2020 wraps up, and figure out how to disclose …

News

Wall Street Data Pricing Under Scrutiny by Trump Antitrust Chief

By David McLaughlin, Benjamin Bain, and Yalman Onaran
September 29, 2020, Bloomberg

Wall Street banks that have long griped about the power of trading venues to charge high prices for …

News

U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market

By Katanga Johnson and John McCrank
September 28, 2020, Reuters

The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt …

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Too Much, Too Late?

By Chris Hall
August 14, 2020, Markets Media

In attempting to address longstanding issues around equity market data costs, the U.S. Securities and Exchange Commission may have bitten off more …

Video

SEC chairman on company transparency, executive compensation and more

SEC Chairman Jay Clayton joins “Squawk Box” by phone to discuss how companies are communicating with investors about the stress of the pandemic as well as executives loading up on …

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SEC approves new rules for proxy advisers

By Kadhim Shubber
July 22, 2020, Financial Times

The US Securities and Exchange Commission on Wednesday approved new restrictions on proxy advisers but dropped a measure that would have required …

News

SEC, MSRB provide guidance on muni advisor exemptive order

By Sarah Wynn
July 8, 2020, The Bond Buyer

The Securities and Exchange Commission’s temporary exemption to allow municipal advisors to arrange certain private placement deals is indeed narrow and …

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