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News

US takes cross-agency approach to new swap dealer rules

By Wendy Lisney
December 21, 2020,
Global Investor Group

The Securities and Exchange Commission is bringing together a number of divisions and offices to regulate security-based swaps in preparation for …

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Video

SEC Chairman Jay Clayton reflects on his tenure

SEC Chairman Jay Clayton announced earlier this week he will step down from his role at the end of the year. Clayton joins “Squawk Box” to discuss his three and …

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News

Wall Street’s Best Blue Wave Defense Is Crew of Trump Holdovers

By Jesse Hamilton, Joe Light, and Ben Bain
October 26, 2020, Bloomberg


Wall Street executives fretting that Democrats will sweep the White House and Congress can take comfort — some …

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News

More unknowns to come for issuers, FIMSAC members say

By Sarah Wynn
October 5, 2020, The Bond Buyer


State and local governments will have to deal with many unknowns as 2020 wraps up, and figure out how to disclose …

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News

Wall Street Data Pricing Under Scrutiny by Trump Antitrust Chief

By David McLaughlin, Benjamin Bain, and Yalman Onaran
September 29, 2020, Bloomberg


Wall Street banks that have long griped about the power of trading venues to charge high prices for …

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News

U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market

By Katanga Johnson and John McCrank
September 28, 2020, Reuters


The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt …

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News

Too Much, Too Late?

By Chris Hall
August 14, 2020, Markets Media

In attempting to address longstanding issues around equity market data costs, the U.S. Securities and Exchange Commission may have bitten off more …

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Video

SEC chairman on company transparency, executive compensation and more

SEC Chairman Jay Clayton joins “Squawk Box” by phone to discuss how companies are communicating with investors about the stress of the pandemic as well as executives loading up on …

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News

SEC approves new rules for proxy advisers

By Kadhim Shubber
July 22, 2020, Financial Times

The US Securities and Exchange Commission on Wednesday approved new restrictions on proxy advisers but dropped a measure that would have required …

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News

SEC, MSRB provide guidance on muni advisor exemptive order

By Sarah Wynn
July 8, 2020, The Bond Buyer

The Securities and Exchange Commission’s temporary exemption to allow municipal advisors to arrange certain private placement deals is indeed narrow and …

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  • EU to Drill Into “Dog’s Dinner” of Share Trading Data

  • Trading Heads Call for Reform of Double Volume Caps

  • Reflecting on Attempts at MiFID II Reform

  • UK Offers Unlimited Dark Trading on Lost EU Stocks

  • Brexit Allows UK to Reform MiFID to Boost Advice Sector

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  • EU to Drill Into “Dog’s Dinner” of Share Trading Data

  • Trading Heads Call for Reform of Double Volume Caps

  • Reflecting on Attempts at MiFID II Reform

  • UK Offers Unlimited Dark Trading on Lost EU Stocks

  • Brexit Allows UK to Reform MiFID to Boost Advice Sector

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