Kaizen Reporting
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Repo rules caught in COVID’s concertina effect
By Samuel Wilkes
April 1, 2020, Risk
Even the best-laid plans can be derailed by unexpected events.
In the case of Europe’s new reporting regime for securities lending and repo …
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EMIR reporting: new guidelines are good but need wider takeup
By Alice Tchernookova
March 26, 2020, Practice Insight from IFLR
Seven industry bodies have joined forces to publish enhanced guidelines on reporting obligations under the European market infrastructure regulation (EMIR). …
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SFTR guidelines: too little, too late
By Alice Tchernookova
January 16, 2020, Practice Insight from IFLR
The European Securities and Markets Authorities’ (ESMA) guidelines on reporting under the Securities Financing Transaction Regulation (SFTR) have shed some …
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E.U. financial regulation in 2020: what to expect (Part III)
By Alice Tchernookova
January 16, 2020, Practice Insight from IFLR
Below is the third part of our (non-exhaustive) list of key regulatory changes that market participants should expect this year.…
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FCA to “dramatically increase” scrutiny in 2020 – expert
By Luke Jeffs
December 18, 2019, Global Investor Group
U.K. regulator the Financial Conduct Authority is set next year to “dramatically increase” the levels of scrutiny it applies to reporting …
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Away from equities: MiFID II, PRIIPs struggle in fixed income, derivatives
By Hugo Bromley
November 29, 2019, Practice Insight from IFLR
Regulations such as MiFID II are complicated and difficult to implement because they are designed for equities markets, say senior …
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The Long and Winding Road of SFTR
By Lynn Strongin Dodds
October 22, 2019, Best Execution
There have been several twists and turns in the Securities Financing Transaction Regulation (SFTR) journey but the finishing line is in …
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SMCR risks creating a blame culture
By Alice Tchernookova
September 19, 2019, Practice Insight from IFLR
By the end of the year, the Senior Managers and Certification Regime (SMCR) will be extended to all Financial Conduct …
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Number of firms ready for SFTR “concerning”
By Oliver Wade
September 18, 2019, Global Investor Group
The number of firms ready to meet the E.U’.s Security Financing Transactions Regulation (SFTR) requirements is “concerning”, according to Cappitech and …
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German consultation positions FIRDS as potential golden source
By James Thursfield
September 4, 2019, Global Investor Group
The results of a German Ministry of Finance industry consultation, published last week, in response to amendments and revisions to MiFID …
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