Kaizen Reporting
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Away from equities: MiFID II, PRIIPs struggle in fixed income, derivatives
By Hugo Bromley
November 29, 2019, Practice Insight from IFLR
Regulations such as MiFID II are complicated and difficult to implement because they are designed for equities markets, say senior …
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The Long and Winding Road of SFTR
By Lynn Strongin Dodds
October 22, 2019, Best Execution
There have been several twists and turns in the Securities Financing Transaction Regulation (SFTR) journey but the finishing line is in …
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SMCR risks creating a blame culture
By Alice Tchernookova
September 19, 2019, Practice Insight from IFLR
By the end of the year, the Senior Managers and Certification Regime (SMCR) will be extended to all Financial Conduct …
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Number of firms ready for SFTR “concerning”
By Oliver Wade
September 18, 2019, Global Investor Group
The number of firms ready to meet the E.U’.s Security Financing Transactions Regulation (SFTR) requirements is “concerning”, according to Cappitech and …
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German consultation positions FIRDS as potential golden source
By James Thursfield
September 4, 2019, Global Investor Group
The results of a German Ministry of Finance industry consultation, published last week, in response to amendments and revisions to MiFID …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Industry bemoans ‘excessive’ rules
By Alice Tchernookova
July 25, 2019, Practice Insight from IFLR
Now that MiFID II has bedded down and the industry looks towards the next round of new regulations, market participants …
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Goldman/UBS fines sharpen MiFID reporting compliance
By David Braid
May 14, 2019, Practice Insight from IFLR
The pressure is now on banks’ transaction reporting teams following two high-profile fines being meted out by the UK Financial …
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Buy-side at risk of EMIR reporting fines
By Thomas Helm
May 7, 2019, Practice Insight from IFLR
A number of buy-side firms are not focusing on the European Market Infrastructure Regulation’s (EMIR) complex reporting requirements as much …
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