Kaizen Reporting
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SMCR risks creating a blame culture
By Alice Tchernookova
September 19, 2019, Practice Insight from IFLR
By the end of the year, the Senior Managers and Certification Regime (SMCR) will be extended to all Financial Conduct …
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Number of firms ready for SFTR “concerning”
By Oliver Wade
September 18, 2019, Global Investor Group
The number of firms ready to meet the E.U’.s Security Financing Transactions Regulation (SFTR) requirements is “concerning”, according to Cappitech and …
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German consultation positions FIRDS as potential golden source
By James Thursfield
September 4, 2019, Global Investor Group
The results of a German Ministry of Finance industry consultation, published last week, in response to amendments and revisions to MiFID …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Markets: reporting data quality improves despite frustration
By Thomas Helm
August 8, 2019, Practice Insight from IFLR
After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …
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Industry bemoans ‘excessive’ rules
By Alice Tchernookova
July 25, 2019, Practice Insight from IFLR
Now that MiFID II has bedded down and the industry looks towards the next round of new regulations, market participants …
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Goldman/UBS fines sharpen MiFID reporting compliance
By David Braid
May 14, 2019, Practice Insight from IFLR
The pressure is now on banks’ transaction reporting teams following two high-profile fines being meted out by the UK Financial …
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Buy-side at risk of EMIR reporting fines
By Thomas Helm
May 7, 2019, Practice Insight from IFLR
A number of buy-side firms are not focusing on the European Market Infrastructure Regulation’s (EMIR) complex reporting requirements as much …
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Data reveals EMIR swaps report matching rates at 40%
By Samuel Wilkes
April 29, 2019, Risk
Only 40% of swaps trades reported under the European Market Infrastructure Regulation (EMIR) are correctly matched up at trade repositories, data from the …
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MiFID II: U.K. Firms Start Receiving FCA Letters
By Thomas Helm
March 14, 2019, Practice Insight from IFLR
A number of market participants have already received letters from the U.K. regulator’s Markets Reporting Team for transaction reporting failures.…
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ICMA Wants E.U. Consolidated Tape For Bonds
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ESMA rebukes FCA for poor handling of derivatives data under EMIR
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MiFID II in September: All Eyes on Auctions
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FCA assures ‘pragmatic approach’ to MiFID & EMIR reporting supervision as Brexit looms
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Algo trading innovations stoke fear despite increased popularity
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ICMA Wants E.U. Consolidated Tape For Bonds
-
ESMA rebukes FCA for poor handling of derivatives data under EMIR
-
MiFID II in September: All Eyes on Auctions
-
FCA assures ‘pragmatic approach’ to MiFID & EMIR reporting supervision as Brexit looms
-
Algo trading innovations stoke fear despite increased popularity