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Kaizen Reporting

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MiFID, News

Away from equities: MiFID II, PRIIPs struggle in fixed income, derivatives

By Hugo Bromley
November 29, 2019, Practice Insight from IFLR

Regulations such as MiFID II are complicated and difficult to implement because they are designed for equities markets, say senior …

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News

The Long and Winding Road of SFTR

By Lynn Strongin Dodds
October 22, 2019, Best Execution

There have been several twists and turns in the Securities Financing Transaction Regulation (SFTR) journey but the finishing line is in …

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News

SMCR risks creating a blame culture

By Alice Tchernookova
September 19, 2019, Practice Insight from IFLR

By the end of the year, the Senior Managers and Certification Regime (SMCR) will be extended to all Financial Conduct …

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News

Number of firms ready for SFTR “concerning”

By Oliver Wade
September 18, 2019, Global Investor Group

The number of firms ready to meet the E.U’.s Security Financing Transactions Regulation (SFTR) requirements is “concerning”, according to Cappitech and …

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MiFID, News

German consultation positions FIRDS as potential golden source

By James Thursfield
September 4, 2019, Global Investor Group

The results of a German Ministry of Finance industry consultation, published last week, in response to amendments and revisions to MiFID …

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News

Markets: reporting data quality improves despite frustration

By Thomas Helm
August 8, 2019, Practice Insight from IFLR

After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …

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News

Markets: reporting data quality improves despite frustration

By Thomas Helm
August 8, 2019, Practice Insight from IFLR

After years of misreporting, inaccuracies, and inconsistencies – which have resulted in mega fines for certain players – markets are …

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MiFID, News

Industry bemoans ‘excessive’ rules

By Alice Tchernookova
July 25, 2019, Practice Insight from IFLR

Now that MiFID II has bedded down and the industry looks towards the next round of new regulations, market participants …

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MiFID, News

Goldman/UBS fines sharpen MiFID reporting compliance

By David Braid
May 14, 2019, Practice Insight from IFLR

The pressure is now on banks’ transaction reporting teams following two high-profile fines being meted out by the UK Financial …

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News

Buy-side at risk of EMIR reporting fines

By Thomas Helm
May 7, 2019, Practice Insight from IFLR

A number of buy-side firms are not focusing on the European Market Infrastructure Regulation’s (EMIR) complex reporting requirements as much …

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  • European derivatives market valued at €735 trillion

  • MiFID II creates ‘existential threat’ for small research groups

  • E.U. regulator says MiFID II rules have failed on market data costs

  • Why Europe’s markets might need MiFID III

  • New data reveals the number of U.K. investment firms struggling with MiFID II reporting

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  • European derivatives market valued at €735 trillion

  • MiFID II creates ‘existential threat’ for small research groups

  • E.U. regulator says MiFID II rules have failed on market data costs

  • Why Europe’s markets might need MiFID III

  • New data reveals the number of U.K. investment firms struggling with MiFID II reporting

More →

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