Liquidity
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ETFs’ liquidity under question
By Rebekah Tunstead
May 14, 2019, bobsguide
Despite disagreement over the liquidity level of exchange traded funds (ETFs) thanks to the volume number of funds that are traded off-exchange, ETFs …
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How to guard against MiFID’s unplanned effects
May 13, 2019, Financial Times
It has been in effect for a much shorter time than its ill-tempered gestation, but the E.U.’s second Market in Financial Instruments Directive (or MiFID …
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Is Dodd-Frank council evolving, or throwing in the towel?
By John Heltman
May 9, 2019, American Banker
When the Financial Stability Oversight Council proposed new guidance in March, the interagency body was signaling a clear change in approach to …
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The Big Risk Lurking in ETF Markets
By Alicia McElhaney
May 9, 2019, Institutional Investor
The markets underpinning credit exchange-traded funds are showing signs of declining liquidity — and that could spell trouble in the next downturn, …
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Big Banks Seek to Liberate Billions of Dollars in Funds
By Liz Hoffman
May 6, 2019, The Wall Street Journal
Big banks have complained for years about a key feature of the Dodd-Frank overhaul requiring them to keep billions of …
Read More →The Weekly Rant with Larry Tabb: April 29, 2019
In the intensifying regulatory and competitive environment, transaction cost analysis has become an indispensable tool in the buy-side trading arsenal. But the independent TCA providers are struggling, notes TABB Group …
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SEC’s Redfearn: Consolidated Tapes Won’t Solve Trading Data Needs
By Josephine Gallagher and Hamad Ali
April 30, 2019, Waters Technology
A U.S.-style consolidated tape is not the answer to the industry’s market data problems across the E.U. and beyond, …
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FCA “not satisfied” with PFOF controls
By Louisa Chender
April 24, 2019, Global Investor Group
The Financial Conduct Authority (FCA) said it is not satisfied with the limited, manual controls firms are using to monitor compliance …
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U.S. fed funds rate’s premium over interest on reserves hits record
By Richard Leong
April 22, 2019, Reuters
The average borrowing cost for U.S. banks to borrow excess reserves overnight increased further above what the Federal Reserve pays on excess reserves …
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The SEC Liquidity Rule – Challenges Continue as Implementation Looms
By Melissa McDonough, Brown Brothers Harriman
Originally published at the On the Regs blog
More than a year ago, we explored challenges that asset managers were facing as they worked …
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