MiFID
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Buy side hopes for best execution reporting carve-out
By Ben St. Clair
August 4, 2020, Risk
The European Commission’s proposed rollback of best execution reporting has left some wondering why the carve-out stopped short of the buy side’s …
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CFTC block trade plan gets cold shoulder
By Sharon Thiruchelvam
August 3, 2020, Risk
A Commodity Futures Trading Commission plan to revise US rules for block trades in swaps has drawn a cool response from the industry, …
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Transparency vs clarity: the Mifid swaps conundrum
By Samuel Wilkes
July 29, 2020, Risk
Sometimes you just can’t do right for doing wrong – and regulators are no exception. As the European Securities and Markets Authority discovered …
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Rosenblatt survey highlights buy-side disconnect with changes to MiFID II
By Hayley McDowell
July 29, 2020, The Trade
Buy-side market participants hold conflicting views on sweeping changes to MiFID II that were proposed by the EU markets regulator earlier this …
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‘A collective shrug’: industry reacts to Mifid II research reforms
By Hugo Bromley
July 30, 2020, Practice Insight from IFLR
After months of meetings and deliberation, the European Commission’s proposed reforms to Mifid II’s research unbundling framework will have very …
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Ethical funds balk at Europe’s new disclosure regime
By James Ryder
July 23, 2020, Risk
Any asset manager worth their salt offers ethical products focusing on environmental, social and governance (ESG) criteria. But does the manager screen these …
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Advised clients more likely to buy ESG
By Imogen Tew
July 28, 2020, FTAdviser
Advised clients are more likely to increase their sustainable investments in the coming months, research has shown, in a sign advisers are becoming …
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European Commission confirms roll back of MiFID II rules in recovery package
By Hayley McDowell
July 28, 2020, The Trade
The European Commission has confirmed that it will remove certain requirements under MiFID II as part of a package aimed at advancing …
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Data generation likely to drive ISIN changes – DSB
By Wendy Lisney
July 22, 2020, Global Investor Group
Data generation and alignment are likely to be the focus of any changes to the calibration and use of International Securities …
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Surprise! EU Plans MIFID Rollback to Aid Pandemic Recovery
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Unexpected but welcome surprise
Anyone can agree that 2020 has been a year that is far …
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