MiFID
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MiFID II: small U.S. asset managers struggle with research unbundling costs
By John Crabb
June 24, 2019, Practice Insight from IFLR
The provisions contained within MiFID II that require investment firms to make explicit payments rather than bundling payment for broker …
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Rising costs and lower returns hit U.S. and European fund houses
By Chris Flood
June 24, 2019, Financial Times
Traditional asset managers in western Europe and North America were hit by weaker profits last year as rising costs and stock market …
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MiFID adds 20 minutes to client meetings
By Rachel Addison
June 18, 2019, FT Adviser
The Markets in Financial Instruments Directive is estimated to have added 20 minutes of administrative time to each client meeting, according to …
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ESMA’s Final Verdict: Europe’s Periodic Auctions Breathe Sigh of Relief
By Tim Cave, TABB Group
Originally published on the TABB FORUM
In issuing its hotly anticipated report into periodic auctions, the European Securities and Markets Authority stopped short of an …
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MiFID II periodic auctions survive intense regulatory scrutiny
By Hayley McDowell
June 14, 2019, The Trade
Periodic auctions operating in the new trading environment under MiFID II will not be significantly constrained or banned outright by authorities in …
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ESMA prepares guidelines for MiFID II share auctions
By Samuel Agini
June 13, 2019, Financial News
Europe’s financial regulator has given no indication that it intends to introduce draconian restrictions on a popular trading method that has come …
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Consolidated tape post-Brexit could create competition, costs
By Louisa Chender
June 12, 2019, Global Investor Group
The need for a consolidated tape in Europe is compelling but amid certain issues that have stifled developments so far, Brexit …
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Position limits saga a “constant concern” – Stump
By Louisa Chender
June 12, 2019, Global Investor Group
CFTC Commissioner Dawn Stump is not expecting participants to be happy with rules on position limits once the seemingly never-ending saga …
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The Incumbents Strike Back: MiFID II in May
By Tim Cave, TABB Group
Originally published on the TABB FORUM
Lit venues in Europe’s equity market hit back during May. Collectively, primary markets and traditional closing auctions accounted for …
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MiFID II: small U.S. asset managers struggle with research unbundling costs
-
Rising costs and lower returns hit U.S. and European fund houses
-
MiFID adds 20 minutes to client meetings
-
SEC Points Toward Market Solutions in the U.S. to Resolve MIFID II Conflict
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ESMA’s Final Verdict: Europe’s Periodic Auctions Breathe Sigh of Relief
-
MiFID II: small U.S. asset managers struggle with research unbundling costs
-
Rising costs and lower returns hit U.S. and European fund houses
-
MiFID adds 20 minutes to client meetings
-
SEC Points Toward Market Solutions in the U.S. to Resolve MIFID II Conflict
-
ESMA’s Final Verdict: Europe’s Periodic Auctions Breathe Sigh of Relief
SEC Points Toward Market Solutions in the U.S. to Resolve MIFID II Conflict
By Amrish Ganatra, Commcise Software Limited
Originally published by Integrity Research Associates and on the TABB FORUM
With the SEC actively reviewing whether to allow its MIFID II-oriented no-action letter …
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