→ visit Tradeweb.com
FinReg|Alert

Your Source for Regulatory Intelligence




  • Home
  • News
  • Comments
  • Video
  • Resources
    • Regulation
    • Research
  • MiFID Alert
  • About
    • Contact

MiFID

  • Home
  • News
  • Comments
  • Video
  • Resources
    • Regulation
    • Research
  • MiFID Alert
  • About
    • Contact

MiFID

Some stories require a subscription to access the full source article.

MiFID, News

MiFID II Helps Tradeweb Reach Record European ETF Volumes in January

By Hayley McDowell
February 18, 2019, The Trade

Exchange traded fund (ETF) volumes in Europe reached record highs at Tradeweb in January, as MiFID II rules continue to have a …

Read More →
MiFID, News

Big Asset Managers Cut Research Costs at Higher Rate

By Siobhan Riding
February 18, 2019, Financial Times

Large asset managers have been more successful than smaller rivals at controlling costs in the wake of new European rules on research …

Read More →
MiFID, News

Brussels Rejects Plea for Dual-Listed London Shares Trading

By Jim Brunsden and Philip Stafford
February 14, 2019, Financial Times

Brussels has rebuffed calls from E.U. asset managers who want to continue trading dual-listed shares in London after a …

Read More →
Video

Sell-Side Trends in Research Management: Measuring Value & Maximizing Profitability

Tabb Credit Suisse

In the age of MiFID II and unbundling, the sell side must clearly demonstrate the value of its research to the buy-side more than ever before. As the industry has …

Read More →
Comments, MiFID

The Evolution of the DSB Product Committee: Helping Industry and ISINs Align

By Malavika Solanki, Derivatives Service Bureau
Originally published on the TABBFORUM

In a continuing effort to bring greater transparency and efficiency to the over-the-counter derivatives market, the Derivatives Service Bureau …

Read More →
MiFID, News

No-Deal Brexit May Move MiFID II Thresholds – Maijoor

By Andrew Neil
February 13, 2019, Global Investor Group

MiFID II thresholds could be changed if the U.K. leaves the E.U. without a deal, according to Europe’s top securities regulator.…

Read More →
MiFID, News

MiFID II Finds Cheerleaders Among ‘Over-Brokered’ Industry

By Kristen McGachey
February 11, 2019, Portfolio Adviser

A sell-side survey revealing discontent among fund managers over the detrimental effect of MiFID II on analyst research has drawn buy-side criticism …

Read More →
MiFID, News

MiFID Rules ‘Corrupt’ Investment Strategies

By Rachel Addison
February 8, 2019, FTAdviser

Cost and charges requirements under MiFID II could “corrupt” investment strategies as consumers place too much focus on transaction costs outside of the …

Read More →
MiFID, News

The Unanswered Brexit Questions for Traders

By Philip Stafford
February 11, 2019, Financial Times

The near-paralysis in the U.K. parliament over Britain’s exit from the E.U. has kept alive the risk that the country tumbles out …

Read More →
MiFID, News

GDPR: MiFID Funds Struggling with SEC Approvals

By Olly Jackson
February 8, 2019, Practice Insight from IFLR

The U.S.’ Securities and Exchange Commission (SEC) is allegedly blocking non-U.S. investors from registering as investment advisers due to concerns …

Read More →
123›»
 

  • MiFID II Helps Tradeweb Reach Record European ETF Volumes in January

  • Big Asset Managers Cut Research Costs at Higher Rate

  • Brussels Rejects Plea for Dual-Listed London Shares Trading

  • The Evolution of the DSB Product Committee: Helping Industry and ISINs Align

  • No-Deal Brexit May Move MiFID II Thresholds – Maijoor

More →

Archives

 

 

 

Tweets by @TWMiFID

Stay Informed

Updates on the latest regulations affecting the global fixed-income, derivatives, and ETF markets.
Subscribe

Popular Topics

Derivatives
MiFID II
MiFIR
Video
 

  • MiFID II Helps Tradeweb Reach Record European ETF Volumes in January

  • Big Asset Managers Cut Research Costs at Higher Rate

  • Brussels Rejects Plea for Dual-Listed London Shares Trading

  • The Evolution of the DSB Product Committee: Helping Industry and ISINs Align

  • No-Deal Brexit May Move MiFID II Thresholds – Maijoor

More →

Archives

 

 

 

  • Events
  • About
  • Contact
  • Privacy Guidelines
  • Disclaimer
  • Terms of Use