MiFID
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MiFID II Review to Look at Systematic Internalizers
By Thomas Helm
April 8, 2021, Practice Insight from IFLR
The MiFID II review – or MiFID “R” as it sometimes known – will aim to harmonize transparency obligations among trading …
Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls
By Huw Jones
March 20, 2020, Reuters
The European Union’s markets watchdog has told stock and bond traders working offsite because the Coronavirus has shut their trading floors to take …
Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency
By Huw Jones
March 10, 2020, Reuters
The European Union’s markets watchdog has proposed making it harder for traders to obtain “waivers” from transparency rules for bonds.
The bloc’s MiFID …
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Blast From the Past: Traders Across Europe Face Up to the Cost of Failure
By Philip Stafford
January 9, 2020, Financial Times
Banks and asset managers will soon be grappling with a revolution in European securities markets that could push up the cost of …
Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion
By Chris Flood
January 5, 2020, Financial Times
Europe has rushed to join the passive investing boom, with the assets held in exchange traded funds surging beyond the $1 trillion …
Brexit Highlights Need for Consolidated Tape
By Thomas Helm
March 31, 2021, Practice Insight from IFLR
While Tradeweb supports a consolidated tape, it believes any future project should leverage the existing infrastructure and framework rather than …
PIMFA Warns on Post-Brexit Regulation Wave
By Jon Yarker
April 6, 2021, FT Adviser
PIMFA has specifically identified the Investment Firm Prudential Regime as one for firms to be aware of, due to its similar size …
Asset Managers Have a Huge Hole in Their Platform Data
By Bella Caridade-Ferreira and Kevin Okell
April 6, 2021, Money Marketing
The FCA recently completed a review of product governance across a sample of eight asset management firms.
Ironically, given …
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Position Limits Revision Could Create ‘Thorny Area’ – FundApps
By Wendy Lisney
March 31, 2021, Global Investor Group
The lifting of position limits by European markets regulator ESMA reflects a similar policy in the US as regulators seek to …
Special K-Factors: New Buy-Side Capital Regime Sized to Fit
By Steve Marlin
March 30, 2021, Risk
In 2019, the European Banking Authority published a draft proposal for the new prudential regime. Under the EU rules, the largest companies – …
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MiFID II Review to Look at Systematic Internalizers
-
Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls
-
Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency
-
Blast From the Past: Traders Across Europe Face Up to the Cost of Failure
-
Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion
-
MiFID II Review to Look at Systematic Internalizers
-
Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls
-
Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency
-
Blast From the Past: Traders Across Europe Face Up to the Cost of Failure
-
Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion