MiFID
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ESMA eases MiFID II best execution reporting requirements
By Hayley McDowell
April 1, 2020, The Trade
E.U. authorities have moved to ease major reporting requirements under MiFID II as firms continue to battle the impact of the coronavirus …
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Leveling up
By Chris Hall
March 30, 2020, The Trade
It was 2010 when electronic trading first hit the headlines. Trade automation was hardly new. Technology-driven innovations had been accommodated in the …
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EMIR reporting: new guidelines are good but need wider takeup
By Alice Tchernookova
March 26, 2020, Practice Insight from IFLR
Seven industry bodies have joined forces to publish enhanced guidelines on reporting obligations under the European market infrastructure regulation (EMIR). …
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At least 70% of DFM clients hit with MiFID II 10% drop letters
By James Fitzgerald
March 25, 2020, New Model Advisor
One platform has seen over 17,500 clients invested in managed portfolios receive 10% drop letters this quarter, New Model Adviser has …
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Warning sounded on ‘out of context’ MiFID II letters
By Rachel Mortimer
March 29, 2020, FTAdviser
Advice firm Tilney has warned against advisers “going into hibernation” during the current market turmoil and sending 10% drop letters to clients without …
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ESMA delays extension of tick size regime to SIs due to coronavirus
By Hayley McDowell
March 23, 2020, The Trade
New rules in Europe that will see systematic internalizer (SI) trading venues fall under the tick size regime have officially been delayed, …
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Reviving research in an unbundled world
By David Whitehouse
March 23, 2020, The Trade
A recent move by the Autorité des Marchés Financiers (AMF) in France to create a virtual marketplace to improve the quality of …
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E.U. tells traders working from home: take notes if you can’t record calls
By Huw Jones
March 20, 2020, Reuters
The European Union’s markets watchdog has told stock and bond traders working offsite because the coronavirus has shut their trading floors to take …
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PFS warns of MiFID ‘workload pressure’ under coronavirus
By Rachel Mortimer
March 18, 2020, FTAdviser
The Personal Finance Society is preparing to help its members navigate a coronavirus lockdown as its warns the 10 per cent reporting rule …
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ESMA extends regulatory response dates
By Perle Battistella
March 23, 2020, Global Investor Group
The European Securities and Markets Authority (ESMA) will extend the response date from market participants for ongoing consultations, the regulator said …
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