MiFID
Some stories require a subscription to access the full source article.
Big HFT Warns Against Late Change to E.U. Trading Rules
By Samuel Agini
July 19, 2017, Financial News
One of the world’s best-known high frequency trading firms has told European authorities it is too late to start making changes to …
Read More →
Nasdaq Says SIs Have Unfair Advantages
By John Bakie
July 19, 2017, The Trade
Nasdaq has urged the European Commission to re-examine systematic internalizer (SI) rules in MiFID II, saying they will have a significant advantage …
Read More →
Energy Firms Expect to Escape MiFID II Without Cutting Books
By Stella Farrington
July 18, 2017, Risk
Following the publication of data on the size of European Union commodity derivatives markets on July 7, the majority of energy firms now …
Read More →
MiFID II Cost Disclosures Pose Risk to Liquidity, Warn Banks
By Chris Davis
July 18, 2017, Risk
Dealers have warned that Europe’s incoming cost disclosure requirements for over-the-counter derivatives trades will significantly increase trade latency and impact market liquidity for …
Read More →
MiFID II Research Unbundling to Be Global Norm
By John Crabb
July 14, 2017, International Financial Law Review
With the deadline looming closer, the extraterritorial reach of the Markets in Financial Instruments Directive II (MiFID II) on third …
Read More →
Hedge Funds See MiFID Win in E.U. Warning to Trading Platforms
By Silla Brush
July 17, 2017, Bloomberg Markets
Hedge funds and high-speed traders have been fighting for years to level the playing field with banks on derivatives trading. They just …
Read More →
ESMA Wants Tighter Rules on Robo-Advisory
By Jack Ball
July 14, 2017, Global Investor Group
Europe’s main financial regulator has proposed tighter rules for robo-advisory firms under the MiFID II reform package set to take effect …
Read More →
MiFID II Is Coming. Tradeweb Is Ready. Join Us and Be Ready, Too.
Let Tradeweb’s expertise guide your firm through the challenge of MiFID II.…
Read More →
Data, Regtech, and a Compliance Ecosystem in the Cloud
By Dayle Scher, Tabb Group
Originally published on the TabbFORUM
Financial services risk and compliance officers are dealing with arguably the most demanding, most complex regulatory reporting requirements in history. …
Read More →
U.K.’s FCA Sets Out Final Research Rules: 5 Key Takeaways on Unbundling
By Neil Keane, Fat Tail Consulting
Originally published on the TabbFORUM (and a version on LinkedIn)
The U.K.’s Financial Conduct Authority set out its final rules on MiFID II implementation …
Read More →