MiFID
Some stories require a subscription to access the full source article.
Trading Still Shrouded in Post-Brexit Uncertainty
By Thomas Helm
September 16, 2021, Practice Insight From IFLR
While market participants agree that the post-Brexit trading landscape has reached a period of relative stability, opinions differ on how long …
Read More →
Simon Collins: Are We Remunerating the Right Way?
By Simon Collins
September 13, 2021, Money Marketing
As many firms are preparing for some form of “return to office,” there is some concern as to whether productivity of individuals …
How to Establish Your Client’s Sustainability Preferences
By Louis Williams
September 9, 2021, FTAdviser
Sustainable investing is on the rise as more and more people pursue investments that manage sustainability risks, align with their personal values and …
Read More →
Why It’s Time to Make ESG Part of KYC
By Leo Almazora
September 9, 2021, Wealth Professional
The Responsible Investment Association of Canada (RIA) has called on both of the industry’s self-regulatory organizations to help promote the adoption of …
Read More →
European Equity Research Has Changed — ‘and That’s a Good Thing’
By Alexandra DeLuca
September 8, 2021, Institutional Investor
More than a year and half since the COVID-19 pandemic plunged Europe into lockdown and ushered the equity research industry into a …
Read More →
Post-Brexit Trading and Liquidity Split Reaches Stable State
By Thomas Helm
September 8, 2021, Practice Insight From IFLR
Meanwhile, Jennifer Keser, head of market structure and regulation for Europe and Asia at Tradeweb, stressed the European Central Bank’s …
Read More →
Tech Companies’ Unregulated Financial Data Business Creating Substantial Market Distortions, Industry Warns
By Anna Brunetti
September 7, 2021, bobsguide
“The majority of financial market data is consumed through unregulated market data providers,” said pan-European exchange Euronext.
New types of unregulated data vendors …
Read More →
Dark Trading Restrictions Set to Remain on the Regulators’ Watch Lists
By Anne Plested
September 7, 2021, Finextra
The UK Treasury’s Wholesale Markets Review consultation paper devotes some attention to access to liquidity. In Europe, the review of MiFID II is …
What Next After the Recent Collapse of a Family Office Fund?
September 1, 2021, The Trade
Okay, moving on to next….
Enhance collateral reporting: This discussion now leads us to enhancement in collateral reporting. The current collateral reporting under various regulations …
Read More →
Vicky Pearce: Are Exempt-CAD Firms Ready for January’s Changes to MiFID?
By Vicky Pearce
August 31, 2021, Money Marketing
Changes are afoot for investment firms, as the Financial Conduct Authority (FCA) strives to strengthen the integrity of financial markets and provide …
