MiFID
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Not on the List: MiFID’s Systematic Internalizer Mystery
By Samuel Wilkes
September 19, 2017, Risk
With less than four months to go until the start of Europe’s key reform of market structure, the industry must still confront some …
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E.U. Trading Obligation Threatens Packaged Trades
By Samuel Wilkes
September 18, 2017, Risk
European Union rules requiring certain derivatives to trade on multilateral platforms could result in market participants being unable to execute packages, thereby increasing …
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Trading Execution Prices Are Seen Plunging in MiFID Share Grab
By Hugh Son and Trista Kelley
September 18, 2017, Bloomberg Markets
Banks competing to defend or increase their share of equity trading revenues after sweeping European regulations start next year …
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Platforms Call on Advisers to Check Clients for MiFID II Reporting Codes
By Katie Marriner
September 18, 2017, Money Marketing
Advisers should not leave it to the last minute to determine which clients need an identifying code to comply with MiFID II, …
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Firms Must Hurry to Seek MiFID II Authorization, FCA Warns
By Paige Long
September 18, 2017, Law360
Britain’s finance watchdog on Monday warned firms hit by wide-ranging E.U. market reforms due to enter into force in less than four months …
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Conquering MiFID II and Beyond in North America: Bridging the Great Data Divide
By Dayle Scher, Tabb Group
Originally published on the TabbFORUM
Tabb Group estimates that more than 75% of asset managers in the United States expect to be impacted by MiFID …
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Stepping out of the Shadows
By Hayley McDowell
September 15, 2017, The Trade
You would think a regulation tackling the headline-grabbing illicit trading activities of spoofing and market manipulation would grab the full attention of …
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Brokers, Proprietary Traders Facing New Regulatory Obligations Under MiFID II
By Jeff Patterson
September 18, 2017, Finance Magnates
The long-awaited MiFID II implementation deadline is steadily approaching. Ahead of January 3, 2018, the U.K.’s Financial Conduct Authority (FCA) has issued …
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Will MiFID II RPAs Survive?
By Shanny Basar
September 15, 2017, Markets Media
The announcement by BlackRock, the world’s larger asset manager, that it will absorb payments for research has led to a debate over …
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MiFID II: Why Research Is in the News
By Amir Khwaja, Clarus
Originally published on the Clarus Financial Technology blog
There have been many recent articles on Banks having to charge for Research as required under MiFiD II …
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