MiFID
Some stories require a subscription to access the full source article.
Intermediaries Increasingly Needed as Hurdles Persist – EVIA
By Louisa Chender
August 17, 2018, Global Investor Group
Intermediaries could play an increasingly important role as uncertainty around Brexit and other regulatory challenges persist, according to a trade body.…
Read More →
Trade Outsourcing Picks Up
By Rob Daly
August 17, 2018, Markets Media
More and more buy-side firms are re-examining way to improve their workflow and operational efficiencies as market regulations like MiFID II eliminate …
Read More →
MiFID II Impact on Small and Mid-Cap Brokers Fuels Consolidation Talk
By Hannah Murphy
August 18, 2018, Financial Times
The U.K.’s small and mid-cap stockbrokers have begun to feel the impact of new European markets rules, prompting predictions of consolidation across …
Read More →
Post-MiFID II trends in the OMS-EMS space
Lars Wiberg, VP Strategic Research Trading and Trade Execution, discusses post-MiFID II trends in the OMS-EMS arena, covering a number of issues including consolidation, optimization, cost savings, workflow, globalization …
Read More →
Pre-MiFID II trends in the OMS-EMS space
Lars Wiberg, VP Strategic Research Trading and Trade Execution, discusses pre-MiFID II trends in the OMS-EMS arena.…
Read More →
Tradeweb Unveils New Platform for U.S. Equity Options
By Aziz Abdel-Qader
August 16, 2018, Financial Magnates
Tradeweb will support electronic trade execution of equity options on U.S. stocks, as well as the major indices. Clients will be able …
Read More →
MiFID II: Market Explores Process Trade Options
By Lizzie Meager
August 15, 2018, Practice Insight from IFLR
The range of options provided by trading venues is easing market participants’ compliance with MiFID II and making the venue …
Read More →
SI Rules Switch from Optional to Mandatory Sept. 1
By Jamie Hyman
August 14, 2018, Waters Technology
The revised Markets in Financial Instruments Directive’s (MiFID II) rules on systematic internalizers (SIs) for equity, equity-like and fixe income products will …
Read More →
Own Goal: MiFID II Reduces Transparency in Some E.U. Markets
By Samuel Wilkes
August 14, 2018, Risk
So far, those hoping for more transparency in European financial markets have little reason to celebrate the arrival of new trading rules, which …
Read More →
New Prudential Regime for Investment Firms – How Are MiFID Managers Impacted?
By Michael Chambers, Cordium
Originally published on the TabbFORUM and on the Cordium ‘GRC Insights’ blog
Designed to be simpler and more proportionate to a firm’s operations, the EC’s new …
Read More →