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MiFID

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MiFID, News

European Funds Fret Over Merits and Risks of Ethical Labels

By Samuel Wilkes
February 1, 2021,
Risk

Damned if they do and damned if they don’t. That is one way to describe the choice presented to asset managers in new …

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MiFID, News

End ‘Senseless’ Ban on Midpoint Trading, Asset Managers Urge

By Luke Clancy
January 26, 2021,
Risk

Midpoint should be a valid execution price and investors permitted to trade at a half tick in Europe on all venues, say buy-side …

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MiFID, News

CCP Open Access Will Be ‘Integral’ Part of MiFID Review

By Samuel Wilkes
February 5, 2021, Risk


European Union legislators are re-examining rules that allow listed derivatives users to choose where to clear their trades, the European Commission’s head of …

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MiFID, News

ETFs Have Highest Percentage of Turnover Traded in the Dark, ESMA Report Finds

By Hayley McDowell
February 4, 2021,
The Trade

Exchange traded funds (ETFs) have the highest percentage of dark trading in terms of overall volume traded compared to other asset classes, …

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MiFID, News

UK Treasury Opens Door to Ditching MiFID Open Access Rules

By Samuel Wilkes and Costas Mourselas
February 2, 2021, Risk


For years, the UK was the champion of European Union market regulations designed to foster greater competition in clearing services. …

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MiFID, News

Investment Firms, Dealers Face MiFID II Review

By James Langton
February 1, 2021, Investment Executive


European securities regulators are launching a review of the investment industry’s compliance with new governance rules for financial products.

The European Securities …

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MiFID, News

Fronting the Dealing Evolution

By Hayley McDowell
February 1, 2021, The Trade


While juggling a multi-asset dealing desk in dramatic market conditions from her home office in rural South Lanarkshire, Kirstie MacGillivray explains that …

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MiFID, News

EU Launches Probe Into Investment Marketing Rules

By Najiyya Budaly
February 1, 2021, Law360


Europe’s securities regulator said on Monday that it is launching a probe to ensure that the European Union’s rules on marketing financial products …

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MiFID, News

Advisers Left in Limbo Over ESG Suitability Rules Post-Brexit

By John Lappin
January 28, 2021, Portfolio Adviser


Advisers have been bombarded with messaging and marketing material regarding environmental, social and governance investing and sustainability in recent years. If anything …

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MiFID, News

ESMA Sets Sights on Commodity Derivatives

By Wendy Lisney
January 26, 2021, Global Investor Group

European regulator ESMA is looking for commodity derivatives experts to help assess the potential impact on energy, agricultural, and softs markets …

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  • Knowledge Graphs Show Glimpse of Full Potential

  • EU Adopts Rules to Help Cos. Reach Funds During Pandemic

  • Boutique London Fund Managers Hit Early Brexit Turbulence

  • Dutch Regulator Widens Post-Brexit Scope

  • Small Company Research Not Held Back by New EU Rules, Regulator Says

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