MiFID
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ESMA: Crypto Platforms Should Trade Under MiFID II Rules
By Hayley McDowell
January 9, 2019, The Trade
The E.U. financial regulator has said that certain crypto platforms should trade under MiFID II rules in cases where the crypto-assets being …
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MiFID II Research Rules Could Spur Further Mergers on the Buy-Side
By Hayley McDowell
January 9, 2019, The Trade
The impact of rules related to research payments for investment management firms under Europe’s MiFID II regulation will likely see further consolidation …
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MiFID II ISINs “an Underestimated Headache” – Tradition
By Louisa Chender
January 9, 2019, Global Investor Group
MiFID II product identifiers continue to be a headache one year after rules were introduced but the regulation has brought some …
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MiFID Causes Fee Headache for Advisers
By Rachel Addison
January 9, 2019, FTAdviser
Concerns have been raised over providers’ ability to disclose costs in line with MiFID II requirements, due to poorly performing investment markets and …
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Advisers Warned Over MiFID II Compliance
By Damian Fantato
January 8, 2019, FTAdviser
Advisers have been warned the client segmentation they carried out after the Retail Distribution Review will not be sufficient for MiFID II rules.…
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Supervisors to Review Research Pricing
By Shanny Basar
January 8, 2019, Markets Media
Supervisors are likely to review pricing models for research since the implementation of MiFID II to ensure that it cannot considered an …
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Research Coverage of U.K. AIM Stocks Has Risen Since New E.U. Regulation – Hardman
By Helen Reid
January 8, 2019, Reuters
Analysts’ coverage of British blue-chip and mid-cap stocks has shrunk since new E.U. regulations forced brokerages to charge investors for research, but has …
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Investment Banks Muscle in on Europe’s ETF Battle
By Chris Flood
January 6, 2018, Financial Times
Europe’s exchange traded fund market has become a global battleground, with some of the largest investment banks busily honing their ETF trading …
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Research Analysts’ Existential Crisis Enters MiFID II Era
By Justina Lee
January 3, 2019, Bloomberg
Fewer client calls, more red tape and an ever greater pressure to pen attention-grabbing research: These are some of the ways the life …
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‘There Are Still Obstacles to Overcome’: One Year on from MiFID II Implementation
By Mike Sheen
January 2, 2019, Investment Week
One year on from the introduction of MiFID II, asset and wealth managers continue to struggle with much of the pan-European regulation’s …
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