MiFID
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‘There Are Still Obstacles to Overcome’: One Year on from MiFID II Implementation
By Mike Sheen
January 2, 2019, Investment Week
One year on from the introduction of MiFID II, asset and wealth managers continue to struggle with much of the pan-European regulation’s …
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MiFID II: One Year On
By Jenna Lomax
January 3, 2019, Securities Lending Times
The second Markets in Financial Instruments Directive (MiFID II) has “largely been successful across most parts of the market and the …
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MiFID II Reporting Issues Linger One Year On
By Louisa Chender
January 3, 2019, Global Investor Group
On the one year anniversary of the vast E.U. regulation which introduced a number of changes and challenges across the industry, …
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FIX Trading Community Podcast: MiFID II: One Year On
This FIX Trading Community Podcast was recorded on 5th December 2018. Guests include Rebecca Healey, Co-Chair of the EMEA Regional Committee at FIX Trading Community, and Head of EMEA …
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Pressure on Small Brokers Grows a Year After New E.U. Rules
By Helen Reid, Simon Jessop, and Josephine Mason
January 2, 2018, Reuters
A year after new E.U. rules forced banks and brokers to charge investors for equity research, the pressure …
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MiFID II Has Thrown Up Several Unintended Consequences
By Hannah Murphy, Stephen Morris, and Attracta Mooney
January 1, 2019, Financial Times
Asset managers grappling with Europe’s new markets rules have a request for the investment analysts they rely …
Read More →Market Structure Weekly with Larry Tabb: December 21, 2018
In his last market structure segment of the year, TABB Group founder and research chairman Larry Tabb discusses the Fed’s decision to raise interest rates despite pressure from the President …
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Sell-Side: MiFID II Research Pricing and Trial Traps Are Still Grey Areas
By Amélie Labbé
December 20, 2018, International Financial Law Review
Buy-side firms continue to struggle with a number of unanswered questions that were raised when changes to investment research models …
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ESMA Delays Publishing Analysis on 3rd Country Trading Venues
By Celeste Skinner
December 20, 2018, Finance Magnates
The European Securities and Markets Authority (ESMA) has published an update on its website, regarding its assessment of third-country trading venues (TCTVs). …
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2018 Fixed Income Year in Review: Tradeweb
By Billy Hult, Tradeweb Markets
Originally published by Tradeweb and on the TABB FORUM
The fixed income markets in 2018 were defined by the ongoing electronification of trading, as well …
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