MiFIR
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ESMA extends regulatory response dates
By Perle Battistella
March 23, 2020, Global Investor Group
The European Securities and Markets Authority (ESMA) will extend the response date from market participants for ongoing consultations, the regulator said …
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The U.K.’s path to E.U. equivalence: détente or detour?
By Samuel Wilkes
March 5, 2020, Risk
In post-Brexit Europe, the U.K.’s ability to retain direct trading and execution relationships with European Union firms hinges on 40 separate equivalence determinations …
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U.K. may not adopt CSDR buy-in regime post-Brexit
By Jon Watkins
March 6, 2020, The Trade
The U.K. may decide not to adopt the buy-in regime under the Central Securities Depositories Regulation (CSDR) following it’s exit from the …
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MiFID II: Venues Targeted by ESMA Enjoy Strong Start to Year
By Tim Cave, TABB Group
Originally published on the TABB Forum
European equity trading started 2020 on a strong note, and many of the venues that ESMA has indicated it …
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Industry concerned by MiFIR dark trading proposal
By Hugo Bromley
February 20, 2020, Practice Insight from IFLR
The European securities regulator has launched a consultation on a range of changes to MiFIR to reduce the use of …
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New MiFID equivalence rules leave U.K. firms in limbo
By Samuel Wilkes
February 19, 2020, Risk
The ability of U.K. investment firms to trade with European Union entities following Brexit is under new doubt as updated equivalence rules are …
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Entering the Fifth Year of Reporting on LEI Progress
By Allan D. Grody, Financial InterGroup
Originally published on the Financial InterGroup site
Below is a research note from Allan D. Grody of Financial InterGroup on the continued adoption of …
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European watchdog eyes major changes to dark trading rules under MiFID II
By Hayley McDowell
February 4, 2020, The Trade
E.U. financial authorities are contemplating massive changes to rules for dark trading under MiFID II, which could see the removal of the …
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MiFID II: expect enforcement in 2020
By Hugo Bromley
December 17, 2019, Practice Insight from IFLR
Firms across the E.U. should expect a change in approach from regulators on MiFID II data reporting failures in 2020, …
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Reporting on LEI Progress – March 2020
By Allan D. Grody, Financial InterGroup
Originally published on the Financial InterGroup site
Below is a research note from Allan D. Grody of Financial InterGroup on the continued adoption of …
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