MiFIR
Some stories require a subscription to access the full source article.
Go with the Flow: Are Financial Firms Ready for MiFID II’s Data Capture Challenge?
By Mike O’Hara and Adam Cox, The Realization Group
Originally published on the TabbFORUM and on The Trading Mesh
New regulation will require financial firms to capture, store and provide …
Read More →
MiFID II Transaction Reporting Challenges for the Buy Side
By Shawn Kenyon, Charles River Development
Originally published on the TabbFORUM
Slated for implementation on Jan. 3, 2018, MiFID II will impact every stage of the buy side investment process …
Read More →
ANNA Holds Second Consultation on Cost of Deriv ISINs
May 3, 2017, GlobalCapital
The Association of National Numbering Agencies (ANNA) has issued a second consultation
paper on the fees payable for its Derivatives Service Bureau after it introduced ISIN…
Unbundling: Turning Regulation into Revenue
By Mark Rubin, Global Commission Systems LLC
Originally published on the TabbFORUM
Access to research is critical to a firm’s ability to deliver alpha, above the norm returns. For the …
Read More →
ESMA Q&A: 5 Takeaways on Corporate Access, FICC & Macro Research and Budgeting
By Neil Keane, Fat Tail Consulting
Originally published on the TabbFORUM
The latest ESMA Q&A on MiFID II and MiFIR investor protection topics offers fresh guidance in the areas of …
Read More →
FCA Plans Three Year Delay for Non-E.U. Firms
By Julie Aelbrecht
April 4, 2017, Future & Options World
The U.K. Financial Conduct Authority’s latest document on MiFID II contain a clause providing a three year delay for non-E.U. …
Read More →
MisSIon Impossible
By Hayley McDowell
April 5, 2017, The Trade
Systematic internalizer (SI) is not a new term. It was first introduced under MiFID in 2007, but the system has remained dormant …
Read More →
The Countdown to MiFID II: Post-Trade Priorities
By Tony Freeman, DTCC
Originally published on the TabbFORUM
MiFID II will alter the landscape for post-trade processing and will require affected firms to adapt their middle- and back-office activities …
Read More →
Regulatory Arbitrage Fears Over MiFID Post-Trade Reporting
By Samuel Wilkes
March 24, 2017, Risk
Market participants fear regulatory arbitrage if European jurisdictions introduce different post-trade reporting times, under new rules that are supposed to harmonize transparency requirements …
Read More →-
MiFID II and Post-Trade Processes: Where to and How Much Further to Go?
-
The New Gold Rush — Europe’s OTC Market Data Transparency Push
-
Wall Street Stuck in Legal Stalemate Over Research Payments
-
Asia’s Low LEI Adoption Threatens Post-MiFID II Inclusion
-
Too Little, Too Late: ESMA Data Won’t Fix Energy Firms’ MiFID Woes
-
MiFID II and Post-Trade Processes: Where to and How Much Further to Go?
-
The New Gold Rush — Europe’s OTC Market Data Transparency Push
-
Wall Street Stuck in Legal Stalemate Over Research Payments
-
Asia’s Low LEI Adoption Threatens Post-MiFID II Inclusion
-
Too Little, Too Late: ESMA Data Won’t Fix Energy Firms’ MiFID Woes
MiFID II and Post-Trade Processes: Where to and How Much Further to Go?
By Tony Freeman, DTCC
Originally published on the TabbFORUM, in Global Custodian, and the DTCC ‘Connection’ Blog
While there has been much discussion around how MiFID II will impact the …
Read More →