MiFIR
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E.U. Trading Obligation Threatens Packaged Trades
By Samuel Wilkes
September 18, 2017, Risk
European Union rules requiring certain derivatives to trade on multilateral platforms could result in market participants being unable to execute packages, thereby increasing …
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Brokers Brace for MiFID II Squeeze
By Chris Davis
September 13, 2017, Risk
Interdealer brokers are no strangers to a gamble. When Risk.net compiled its annual rankings of the industry four years ago, many bet the …
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Day of the MiFIDs: What Happens on January 3?
By Samuel Wilkes
September 5, 2017, Risk
It is the morning of January 3, 2018. Traders file towards their desks, if they haven’t been there all night preparing, the trading …
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Industry Pushes CFTC to Prioritize Cross-Border Clarity
By Joanna Wright
August 30, 2017, Risk
New European trading rules due to take effect in January 2018 add urgency to an overhaul of the cross-border aspects of U.S. regulation …
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Cost of Compliance 2017, Part 3: Managing Risk in the Age of Regtech
By Stacey English and Susannah Hammond, Thomson Reuters
Originally published on the TabbFORUM
The rapidly changing use of technology has been described as an inflection point for financial services and …
Read More →Understanding the Impact of MiFID II: Transaction Reporting and Derivatives
MiFID II and MiFIR represent a substantial increase in reporting requirements for European market participants compared to the obligations of MiFID I. MiFID II expands reporting to almost all asset …
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Dealers Push for Delay of European Derivatives Trading Obligation
By James Rundle
August 11, 2017, Waters Technology
“Challenging,” “significant concerns,” “foolhardy”—these are some of the terms used by the financial industry to describe the incoming obligation for certain derivatives …
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Firms Call on ESMA to Review Large-in-Scale Trading Obligation
By John Bakie
August 11, 2017, The Trade
The European Securities and Markets Authority (ESMA) has been urged to review its approach to large-in-scale derivatives transactions after it U-turned on …
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Cost of Compliance 2017: Are Budgets Reaching Their Peak?
By Stacey English and Susannah Hammond, Thomson Reuters
Originally published on the TabbFORUM
The rate, pace, complexity and volume of regulatory change and uncertainty has shown no sign of moderating. …
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EMIR Level 3: Time for a Rethink?
By Shuchika Kohli and Ananya Mohata, Sapient Global Markets
Originally published on the TabbFORUM
EMIR’s revised technical standards, also known as Level 3 validations, are the latest in a series …
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