MiFIR
Some stories require a subscription to access the full source article.
Spot FX shies away from regulatory yoke
By Rebekah Tunstead
May 12, 2020, Risk
The $2 trillion-a-day foreign exchange spot market underpins a huge array of basic economic activity, from going on holiday, to cross-border trade and …
Read More →
E.U. ‘non-paper’ reveals new effort to delay CCP open access
By Samuel Wilkes
May 4, 2020, Risk
The debate over whether to delay a European Union rule that gives listed derivatives participants the freedom to choose where they clear their …
Read More →
ESMA extends regulatory response dates
By Perle Battistella
March 23, 2020, Global Investor Group
The European Securities and Markets Authority (ESMA) will extend the response date from market participants for ongoing consultations, the regulator said …
Read More →
The U.K.’s path to E.U. equivalence: détente or detour?
By Samuel Wilkes
March 5, 2020, Risk
In post-Brexit Europe, the U.K.’s ability to retain direct trading and execution relationships with European Union firms hinges on 40 separate equivalence determinations …
Read More →
U.K. may not adopt CSDR buy-in regime post-Brexit
By Jon Watkins
March 6, 2020, The Trade
The U.K. may decide not to adopt the buy-in regime under the Central Securities Depositories Regulation (CSDR) following it’s exit from the …
Read More →
MiFID II: Venues Targeted by ESMA Enjoy Strong Start to Year
By Tim Cave, TABB Group
Originally published on the TABB Forum
European equity trading started 2020 on a strong note, and many of the venues that ESMA has indicated it …
Read More →
Industry concerned by MiFIR dark trading proposal
By Hugo Bromley
February 20, 2020, Practice Insight from IFLR
The European securities regulator has launched a consultation on a range of changes to MiFIR to reduce the use of …
Read More →
New MiFID equivalence rules leave U.K. firms in limbo
By Samuel Wilkes
February 19, 2020, Risk
The ability of U.K. investment firms to trade with European Union entities following Brexit is under new doubt as updated equivalence rules are …
Read More →
Entering the Fifth Year of Reporting on LEI Progress
By Allan D. Grody, Financial InterGroup
Originally published on the Financial InterGroup site
Below is a research note from Allan D. Grody of Financial InterGroup on the continued adoption of …
Read More →
Reporting on LEI Progress – March 2020
By Allan D. Grody, Financial InterGroup
Originally published on the Financial InterGroup site
Below is a research note from Allan D. Grody of Financial InterGroup on the continued adoption of …
Read More →