Morningstar
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Active managers welcome non-transparent ETFs
By Rebecca Hampson
March 29, 2020, Financial Times
Since the Securities and Exchange Commission gave the green light to non-transparent active ETFs last year, several providers have applied for approval …
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SEC Gives Relief to Mutual Funds Facing Redemption Issues
By Dave Michaels, Justin Baer, and Paul Kiernan
March 24, 2020, The Wall Street Journal
Mutual funds facing stress from the market turmoil caused by coronavirus will be able to …
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Why Are Markets So Volatile? It’s Not Just the Coronavirus.
By Gunjan Banerji and Gregory Zuckerman
March 16, 2020, The Wall Street Journal
Traders like Michael Pomada help explain why the stock market is going through its most turbulent period …
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Bipartisan push emerges for SEC to again scrutinize ‘rate shopping’ conflicts in bond market
By Joy Wiltermuth
February 10, 2020, MarketWatch
Does it matter who picks up the tab when it comes to bond ratings?
An advisory committee of the Securities and Exchange Commission …
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Leveraged ETF Seller Urges Investors to Fight Proposed Regulation
By Justin Baer and Paul Kiernan
January 30, 2020, The Wall Street Journal
A U.S. securities regulatory proposal threatens to shake up the market for exchange-traded funds that draw on …
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‘Be Wary of Bond Ratings’: NASAA
By Bernice Napach
December 20, 2019, ThinkAdvisor
The North American Securities Administrators Association is warning investors to “be wary of bond ratings” because inflated ratings, which were a key factor …
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Investors pull £63bn from active funds following MiFID II
By Imogen Tew
November 28, 2019, FT Adviser
Investors have pulled an average of £3.5bn a month from active funds since MiFID II rules highlighted the extra cost of active …
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Fidelity, T. Rowe Win Preliminary OK on New Stock Picking ETFs
By Justin Baer and Dawn Lim
November 14, 2019, The Wall Street Journal
Fidelity Investments and T. Rowe Price Group Inc. were among the firms that won preliminary regulatory approval …
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Morningstar takes aim at rating giants with $669m DBRS deal
By Richard Henderson and Peter Wells
May 29, 2019, Financial Times
Morningstar, the financial data company, has redoubled its efforts to crack the credit ratings business with a deal to …
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Banks Are the Largest Holders Worldwide of Leveraged Loans and Collateralized Loan Obligations
By Mayra Rodriguez Valladares, MRV Associates
Originally published in Forbes
Bank of England research shows that the share of corporate debt owed by highly leveraged companies across major advanced economies …
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