PIFMA
Some stories require a subscription to access the full source article.
Brexit Allows UK to Reform MiFID to Boost Advice Sector
By Michael Klimes
January 11, 2021, Money Marketing
Brexit could pave the way for more tailored regulation for advisers, PIMFA suggests.
The trade body is lobbying the government, which is …
Investment Firms Prudential Regime could harm UK firms
By Alice Tchernookova
September 10, 2020, Practice Insight from IFLR
Parts of the future Investment Firms Prudential Regime (IFPR) are set to have a negative impact on UK firms if …
FCA responds to crisis needs but must focus on future
By Liz Field
April 27, 2020, Money Marketing
The FCA has written a Dear CEO letter to all firms outlining temporary changes within the regulatory framework in light of the …
Read More →
PIMFA expresses concerns about complexity of MiFID costs and charges
By Jenna Lomax
September 18, 2019, Asset Servicing Times
The second Markets in Financial Instruments Directive (MiFID II) should not provide any more detailed rules on call for evidence on …
Read More →
Industry bemoans ‘excessive’ rules
By Alice Tchernookova
July 25, 2019, Practice Insight from IFLR
Now that MiFID II has bedded down and the industry looks towards the next round of new regulations, market participants …
Read More →
FCA Clarifies Inducement Rules
By Damian Fantato
May 14, 2018, FTAdviser
The Financial Conduct Authority has clarified that new inducement rules do not prevent advisers from attending conferences.
The City watchdog has published a …
Read More →
London’s Clout as a Global Business Hub Won’t Be Hit by Brexit, Says PIMFA Boss
By Gaurav Sharma
January 19, 2018, International Business Times UK
The City of London’s status as the world’s leading business hub would not be diminished by Britain’s impending exit from …
Read More →
FCA Rules Out Adviser Cost Template
By Emma Ann Hughes
November 13, 2017, FTAdviser
The Financial Conduct Authority has ruled out creating a cost disclosure template but has agreed to work with trade bodies on their …
Read More →
