PRIIPs
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Frustration Over MiFID and PRIIPs Nears Boiling Point
By Chris Flood
March 11, 2019, Financial Times
Ambitious plans to transform Europe’s investment industry have led to a backlash against regulators from asset managers infuriated by the vast extra …
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E.U. to Probe Where Retail Investors Are Getting a Fair Deal
By Siobhan Riding
March 17, 2019, Financial Times
The European Commission plans to investigate the barriers that prevent retail consumers from investing — and the review could change how asset …
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FCA Criticizes Fund Managers Over MiFID II Cost Disclosures
By David Ricketts
February 28, 2019, Financial News
The U.K.’s financial regulator has evidence that asset managers are still misleading retail investors about the cost of funds, more than a …
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PRIIPs Plans Draw Stony Response from Industry
By Natasha Rega-Jones
February 18, 2019, Risk
The investment industry has criticized attempts by European authorities to fix supposed deficiencies in the mandatory information accompanying retail investment products, saying the …
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ESA Publishes Final Recommendations on KIDs for PRIIPS
By Jenna Lomax
February 8, 2019, Asset Servicing Times
The European Supervisory Authorities (ESAs) have published their final recommendations, following a consultation on targeted amendments to the Delegated Regulation, covering …
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AIFMD Revisited: E.U. Reviews, Reflects, and May Revamp
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recently published review of the AIFMD regime highlights areas that work, those that could be …
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Industry Lukewarm on Proposed ‘Quick Fixes’ to PRIIPs Rules
By Natasha Rega-Jones
December 18, 2018, Risk
The worst kind of rules must be those that achieve the opposite of what their designers intended. The European Union’s disclosure requirements for …
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2018 Financial Regulatory Review: A Flurry of Activity
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Despite a lack of mega-regulation, between Brexit, new ETF rules, and increasing investor protections, 2018 had …
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Fortnite and Asset Management: More Similar than You Think
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The growth of online gaming continues at a feverish pace. Fortnite is the latest viral gaming …
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PRIIPs: The Long and Winding Road
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are …
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