PRIIPs
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MiFID II’s review path ahead
By Alice Tchernookova
November 28, 2019, Practice Insight from IFLR
“It’s fair to say that MiFID II is almost like the air we breathe: it’s so prevalent in everything, that …
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Away from equities: MiFID II, PRIIPs struggle in fixed income, derivatives
By Hugo Bromley
November 29, 2019, Practice Insight from IFLR
Regulations such as MiFID II are complicated and difficult to implement because they are designed for equities markets, say senior …
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ESMA chair outlines staggered and focused approach to MiFID II review
By Hayley McDowell
November 19, 2019, The Trade
European authorities will take a “staggered” and “focused” approach to an upcoming review of MiFID II which could see changes to the …
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Investment firms find potential PRIIPs loophole
By Hugo Bromley
November 14, 2019, Practice Insight from IFLR
Investment firms are looking to change the status of semi-professional investors in the latest workaround to emerge from the Packaged …
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E.U. Regulators Answer Industry’s PRIIPs Call
By Adrian Wheelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The European Supervisory Authorities (ESAs) are a triumvirate of E.U. regulators representing the securities market, insurance, …
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What Finreg Has in Store for Q4 2019
By Brown Brothers Harriman
Originally published at the On the Regs blog
We highlight what to expect this quarter and recap Q3’s key regulatory developments.
What could change the game …
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MiFID costs and charges: why asset managers want more rules
By Lizzie Meager
August 20, 2019, Practice Insight from IFLR
As asset managers continue to grapple with MiFID II’s myriad requirements, some are calling for clarification on a particularly unclear …
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Sweeping reform needed after Brexit, says French regulator
By Chris Flood and Siobhan Riding
June 10, 2019, Financial Times
One of France’s top financial regulators has called for sweeping changes to Europe’s investment rules in a speech that …
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AMF’s Ophèle: we need to change E.U. swaps trading mandate
By Samuel Wilkes
June 5, 2019, Risk
Robert Ophèle, chairman of French supervisor Autorité des Marchés Financiers (AMF), is in favor of loosening the scope of the European Union’s derivatives …
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SEC Revamps Advertising Rules for the Digital Age
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Here are a few important things that happened in 1961.
John F. Kennedy was sworn in …
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