PRIIPs
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Sweeping reform needed after Brexit, says French regulator
By Chris Flood and Siobhan Riding
June 10, 2019, Financial Times
One of France’s top financial regulators has called for sweeping changes to Europe’s investment rules in a speech that …
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AMF’s Ophèle: we need to change E.U. swaps trading mandate
By Samuel Wilkes
June 5, 2019, Risk
Robert Ophèle, chairman of French supervisor Autorité des Marchés Financiers (AMF), is in favor of loosening the scope of the European Union’s derivatives …
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PRIIPs continues to restrict bond supply to retail investors
By Thomas Helm
May 16, 2019, Practice Insight from IFLR
The rigid disclosure requirements of the E.U.’s PRIIPs [Packaged retail and insurance-linked investment products] regulation, together with uncertainty surrounding the …
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Frustration Over MiFID and PRIIPs Nears Boiling Point
By Chris Flood
March 11, 2019, Financial Times
Ambitious plans to transform Europe’s investment industry have led to a backlash against regulators from asset managers infuriated by the vast extra …
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E.U. to Probe Where Retail Investors Are Getting a Fair Deal
By Siobhan Riding
March 17, 2019, Financial Times
The European Commission plans to investigate the barriers that prevent retail consumers from investing — and the review could change how asset …
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FCA Criticizes Fund Managers Over MiFID II Cost Disclosures
By David Ricketts
February 28, 2019, Financial News
The U.K.’s financial regulator has evidence that asset managers are still misleading retail investors about the cost of funds, more than a …
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PRIIPs: The Long and Winding Road
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are …
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PRIIPs Plans Draw Stony Response from Industry
By Natasha Rega-Jones
February 18, 2019, Risk
The investment industry has criticized attempts by European authorities to fix supposed deficiencies in the mandatory information accompanying retail investment products, saying the …
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ESA Publishes Final Recommendations on KIDs for PRIIPS
By Jenna Lomax
February 8, 2019, Asset Servicing Times
The European Supervisory Authorities (ESAs) have published their final recommendations, following a consultation on targeted amendments to the Delegated Regulation, covering …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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