Regtech
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Machine learning set to increase conduct risk – report
By Wendy Lisney
August 3, 2020, Global Investor Group
The growing adoption of machine learning by participants in fixed income, currencies and commodities (FICC) markets could lead to increased conduct …
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Common domain model needs infrastructure push, says Barclays
By Luke Clancy and Josephine Gallagher
July 14, 2020, Risk
Exchanges and clearing houses should take a lead role in delivering the International Swaps and Derivatives Association’s data standardisation project …
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Trading Venues Face Resilience Test in Covid-19 Pandemic
By Joanna Wright
June 30, 2020, Waters Technology
British author Terry Pratchett once wrote, “Million-to-one chances crop up nine times out of 10.” In 2020, venue operators learned the truth …
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Esma Guidelines Call for Full Audits of Cloud Providers
By Josephine Gallagher
June 9, 2020, Risk
Clients of cloud service providers (CSPs) such as Amazon Web Services and Microsoft Azure will have to negotiate contract terms that allow them …
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ISDA to Release Definitions on Web-Based Platform
By Hamad Ali
May 21, 2020, WatersTechnology
The International Swaps and Derivatives Association (ISDA) is planning a web-based versioning platform for the upcoming release of its 2020 Isda Interest Rate …
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Banking Regulator: Beef Up Security in COVID-19 Remote Working Era
By Josephine Gallagher
May 7, 2020, WatersTechnology
Financial services firms are being urged to bolster their security infrastructure and practices as cybercriminals seek to exploit vulnerabilities in remote working setups. …
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Banks stride towards BCBS 239 implementation
By Abdool Fawzee Bhollah and Louie Woodall
May 1, 2020, Risk
Banks made progress towards complying with the Basel Committee’s principles for effective risk data aggregation and reporting, known as …
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U.S. consolidated audit trail timeline disrupted due to COVID-19
By Hayley McDowell
April 21, 2020, The Trade
The timeline for broker-dealers reporting to the consolidated audit trail (CAT) for equity and options trades in the US has been delayed …
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Banks’ credit systems not adequate to cope with virus crunch, consultancy warns
By Bérengère Sim and Mark Cobley
April 21, 2020, Financial News
Banks need to pull together detailed, company-by-company stress tests to work out how their loan books will weather the …
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European Banks Store Their Sensitive Data on American Clouds
By Nicholas Comfort, Steven Arrons, and Justina Lee
March 6, 2020, Bloomberg
Europeans grumble that they haven’t had a truly global tech giant since Nokia Oyj’s heyday. But for Europe’s …
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