Regtech
Some stories require a subscription to access the full source article.
Agencies May Issue Information Request on AI Adoption, Fed Official Says
By Hannah Lang
January 12, 2021, American Banker
The Federal Reserve and other banking regulators are considering a formal request for public feedback about the adoption of artificial intelligence in …
High-Frequency Traders Can Keep Code Secret Under New CFTC Rule
By Benjamin Bain
December 8, 2020, Bloomberg
U.S. derivatives regulators have approved regulations for high-frequency trading that exclude a controversial plan that would have increased government access to traders’ computer …
FCA details Mifid onshoring process post-Brexit
December 8, 2020, Central Banking
The UK’s Financial Conduct Authority is testing two new systems that will be used by firms to report data related to the Markets in Financial …
Regulators voice concerns over cloud risk
By Steve Marlin
November 18, 2020, Risk
Concerns are growing among regulators that an outage or failure at a tech giant that provides outsourced cloud services to a large number …
COVID-19 compliance weaknesses to drive rapid surveillance technology spend
By Annabel Smith
August 28, 2020, The Trade
Trade surveillance technology spending has increased significantly due to compliance weaknesses identified during the COVID-19 pandemic, according to Greenwich Associates.
In the …
Read More →
EU’s AI Regulations Could Lay Blame With CTO
By Joanna Wright
August 18, 2020, WatersTechnology
In ancient Mesopotamia, King Hammurabi turned Babylon into a city-state to be reckoned with. His famous code is one of the earliest legal …
Read More →
Machine learning set to increase conduct risk – report
By Wendy Lisney
August 3, 2020, Global Investor Group
The growing adoption of machine learning by participants in fixed income, currencies and commodities (FICC) markets could lead to increased conduct …
Read More →
Common domain model needs infrastructure push, says Barclays
By Luke Clancy and Josephine Gallagher
July 14, 2020, Risk
Exchanges and clearing houses should take a lead role in delivering the International Swaps and Derivatives Association’s data standardisation project …
Read More →
Trading Venues Face Resilience Test in Covid-19 Pandemic
By Joanna Wright
June 30, 2020, Waters Technology
British author Terry Pratchett once wrote, “Million-to-one chances crop up nine times out of 10.” In 2020, venue operators learned the truth …
Read More →
Why I’m fed up with blockchain
By Chris Skinner
Read More →Originally published at Chris Skinner’s blog, The Finanser
I’m winding people up with blockchain this week. As I was doing that, a song came back to me …