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Some stories require a subscription to access the full source article.

News

Agencies May Issue Information Request on AI Adoption, Fed Official Says

By Hannah Lang
January 12, 2021, American Banker


The Federal Reserve and other banking regulators are considering a formal request for public feedback about the adoption of artificial intelligence in …

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News

High-Frequency Traders Can Keep Code Secret Under New CFTC Rule

By Benjamin Bain
December 8, 2020, Bloomberg


U.S. derivatives regulators have approved regulations for high-frequency trading that exclude a controversial plan that would have increased government access to traders’ computer …

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MiFID, News

FCA details Mifid onshoring process post-Brexit

December 8, 2020, Central Banking

The UK’s Financial Conduct Authority is testing two new systems that will be used by firms to report data related to the Markets in Financial …

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News

Regulators voice concerns over cloud risk

By Steve Marlin
November 18, 2020, Risk


Concerns are growing among regulators that an outage or failure at a tech giant that provides outsourced cloud services to a large number …

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Comments

Why I’m fed up with blockchain

By Chris Skinner
Originally published at Chris Skinner’s blog, The Finanser


I’m winding people up with blockchain this week. As I was doing that, a song came back to me …

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News

COVID-19 compliance weaknesses to drive rapid surveillance technology spend

By Annabel Smith
August 28, 2020, The Trade

Trade surveillance technology spending has increased significantly due to compliance weaknesses identified during the COVID-19 pandemic, according to Greenwich Associates.

In the …

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MiFID, News

EU’s AI Regulations Could Lay Blame With CTO

By Joanna Wright
August 18, 2020, WatersTechnology

In ancient Mesopotamia, King Hammurabi turned Babylon into a city-state to be reckoned with. His famous code is one of the earliest legal …

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News

Machine learning set to increase conduct risk – report

By Wendy Lisney
August 3, 2020, Global Investor Group

The growing adoption of machine learning by participants in fixed income, currencies and commodities (FICC) markets could lead to increased conduct …

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News

Common domain model needs infrastructure push, says Barclays

By Luke Clancy and Josephine Gallagher
July 14, 2020, Risk

Exchanges and clearing houses should take a lead role in delivering the International Swaps and Derivatives Association’s data standardisation project …

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News

Trading Venues Face Resilience Test in Covid-19 Pandemic

By Joanna Wright
June 30, 2020, Waters Technology

British author Terry Pratchett once wrote, “Million-to-one chances crop up nine times out of 10.” In 2020, venue operators learned the truth …

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  • European Commission Pushes for Consolidated Tape in Bond Markets

  • Brexit Drives Swaps Trading to US Platforms

  • ESMA Issues Guidelines on Reverse Solicitation

  • EU Needs ‘Masterplan’ to Grab Euro Finance From London

  • French Regulator Questions Need for Share Trading Equivalence

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  • European Commission Pushes for Consolidated Tape in Bond Markets

  • Brexit Drives Swaps Trading to US Platforms

  • ESMA Issues Guidelines on Reverse Solicitation

  • EU Needs ‘Masterplan’ to Grab Euro Finance From London

  • French Regulator Questions Need for Share Trading Equivalence

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