Regtech

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Market Structure Weekly With Larry Tabb: February 15, 2019

While investors cheered the Fed’s decision to halt rate increases and maintain its balance sheet, the move will leave the Fed with little ammunition to fight the next crisis, relates …

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CAT’s Tale: How Thesys, the SROs, and the SEC Mishandled the Consolidated Audit Trail

By James Rundle and Anthony Malakian
February 14, 2019, Waters Technology

The removal of the technology company building an ambitious database to track all equity and options trades in the …

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JP Morgan Plan to Coin It on the Blockchain

By Robert Armstrong
February 14, 2019, Financial Times

JP Morgan Chase has announced a plan to use blockchain technology to expedite dollar-based payments for its corporate banking clients, making it …

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IMN: Regulation Replaces Technology as Main Disruptor

By Maddie Saghir
February 6, 2019, Securities Lending Times

Regulation will be the biggest disruptor this year, replacing technology and macroeconomics, revealed a panelist speaking on the outlook of the …

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Luxembourg’s Financial Regulator Takes Another Step to Advance AI Adoption

By Mehtap Numanoglu Tasiopoulos, Brown Brothers Harriman
Originally published at the On the Regs blog

For some time now, financial firms have been looking at how they can use artificial …

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CAT Delayed Further as Thesys Ousted, FINRA Tipped as Successor

By James Rundle and Anthony Malakian
February 4, 2019, Waters Technology

Frustrations over the development of a system to track stock trades in the U.S. reached boiling point on Thursday, …

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Model Risk Chiefs Warn on Machine Learning Bias

By Tom Osborn
January 31, 2019, Risk

Banks’ rapid adoption of machine learning techniques to augment the modelling of everything from credit card approvals to suspicious transactions has left model …

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