Research
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MiFID Research Rollback May Hurt Investment, EU Fund Lobby Says
By Silla Brush
September 17, 2020, Bloomberg Law
Europe’s move to ease restrictions on investment research may backfire and discourage investment in smaller companies, the region’s biggest money managers said…
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Investec talks corporate access: The ‘new normal’ will be a blended model
By Garnet Roach
September 3, 2020, IR Magazine
The recent results of what was formerly known as Extel’s UK Small & Mid-cap Survey, now published under the Institutional Investor brand, …
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ESMA finds no material evidence of harmful impact of MiFID II unbundling
By Annabel Smith
September 3, 2020, The Trade
There is no material evidence of harmful effects from the MiFID II unbundling rules for research payments, the European Securities and Markets …
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Best practice: Mifid II and research revisited
By Hugo Bromley
August 27, 2020, Practice Insight from IFLR
Over two years after it was introduced, Mifid II research unbundling is back in the news.
In response to the …
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EU markets rule shakeup may prompt regulatory divergence, complexity for firms
By Vanya Damyanova
August 24, 2020, S&P Global Market Intelligence
A proposal by the EU to amend new financial markets rules raises questions about regulatory divergence from the U.K. and …
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Rosenblatt survey highlights buy-side disconnect with changes to MiFID II
By Hayley McDowell
July 29, 2020, The Trade
Buy-side market participants hold conflicting views on sweeping changes to MiFID II that were proposed by the EU markets regulator earlier this …
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‘A collective shrug’: industry reacts to Mifid II research reforms
By Hugo Bromley
July 30, 2020, Practice Insight from IFLR
After months of meetings and deliberation, the European Commission’s proposed reforms to Mifid II’s research unbundling framework will have very …
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European Commission confirms roll back of MiFID II rules in recovery package
By Hayley McDowell
July 28, 2020, The Trade
The European Commission has confirmed that it will remove certain requirements under MiFID II as part of a package aimed at advancing …
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Europe Readies MiFID Rollback to Increase Recovery Investment
By Alexander Weber and Silla Brush
July 22, 2020, Bloomberg
The European Union is planning to roll back landmark regulations on securities trading and investment research, arguing that softer rules …
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Fixing the plumbing: Trading venues prepare for post-Brexit transaction reporting issues
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August trading volumes in Europe plummet in quietest month of MiFID II era
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MiFID Research Rollback May Hurt Investment, EU Fund Lobby Says
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Is the FCA set for an advice suitability crackdown?
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Big Four accounting firms reveal ESG reporting standards
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Fixing the plumbing: Trading venues prepare for post-Brexit transaction reporting issues
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August trading volumes in Europe plummet in quietest month of MiFID II era
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MiFID Research Rollback May Hurt Investment, EU Fund Lobby Says
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Is the FCA set for an advice suitability crackdown?
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Big Four accounting firms reveal ESG reporting standards
Surprise! EU Plans MIFID Rollback to Aid Pandemic Recovery
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Unexpected but welcome surprise
Anyone can agree that 2020 has been a year that is far …
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