Research
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French financial regulator wants more flexible market rules
By David Keohane and Philip Stafford
July 14, 2019, Financial Times
France’s top financial regulator is calling for more flexibility around how European countries implement market rules as Paris pushes …
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Wall Street Now Hawks Research Like a Budget Airline Sells Seats
By Justina Lee
July 15, 2019, Bloomberg
If you’ve ever flown on a discount airline—paying extra for everything from seat selection to a bottle of water—you have a pretty good …
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U.S. bundled equity commissions fall by nearly half in decade
By Siobhan Riding
July 14, 2019, Financial Times
U.S. fund managers have cut the amount they pay to brokers in bundled commissions covering both research provision and trading activity, reflecting …
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U.S. funds call for rule change in response to MiFID II
By Richard Henderson
June 26, 2019, Financial Times
A group of U.S. investors with $4tn in assets has called on regulators to require fund managers to disclose their spending on …
Read More →Market Structure Weekly with Larry Tabb: May 24, 2019
Things are getting tough on Wall Street, notes TABB Group founder and research chairman Larry Tabb at the top of this week’s market structure video, from Deutsche Bank’s investment banking …
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Analysts Make Research Cooler, Wonkier, and Bespoke to Lure Cash
By Justina Lee
May 21, 2019, Bloomberg
UBS analysts tore a Tesla Model 3 apart.
They teamed up with engineers to examine its parts and detail its technology. They did …
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MiFID II unbundling opened Pandora’s box – Liquidnet
By Louisa Chender
May 24, 2019, Global Investor Group
MiFID II research unbundling requirements has set a precedent for firms across the globe that would be difficult to reverse, according …
Read More →The Weekly Rant with Larry Tabb: May 13, 2019
MiFID II has had a huge impact on the capital markets industry, both in Europe and the U.S. But nearly a year and a half after its implementation, market participants …
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How MiFID has made its mark in the U.S.
By Richard Henderson
May 6, 2019, Financial Times
The launch of MiFID II represented Europe’s biggest shake-up in the relationship between banks and investors in a generation. Now an unusual …
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Where now for the rules that rocked European finance?
By Philip Stafford and Katie Martin
May 6, 2019, Financial Times
Helping small and medium companies access capital markets was at the heart of MiFID II but more than 16 …
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