Research
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FCA finds research unbundling has saved equity investors £70 million under MiFID II
By John Brazier
September 19, 2019, The Trade
The Financial Conduct Authority (FCA) has released the findings of its survey on the effects of research unbundling on the U.K. financial …
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Research unbundling crosses the Atlantic as U.S. asset managers embrace change
By John Brazier
September 6, 2019, The Trade
Research unbundling under MiFID II is becoming increasingly popular among large U.S. equities asset managers, according to a new report from consultancy …
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MiFID II in the U.S.: firms explore research unbundling options
By John Crabb
August 29, 2019, Practice Insight from IFLR
U.S. market participants are unsure about local regulators’ position on a key piece of E.U. financial market legislation.
The no-action …
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Banks cut middle managers in European research overhaul
By Paul Clarke
August 21, 2019, Financial News
London’s investment banks are putting their trust in old heads and young shoulders in the battle to provide fund managers with stock-market …
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More than 300 European firms have lost all sell-side coverage since MiFID II
By Louise Bowman
August 21, 2019, Euromoney
In late August, the U.K.’s Cass Business School published a research paper looking at the effects of MiFID II on sell-side analysts, buy-side …
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City’s brain drain, price wars, and disastrous deals: MiFID II is not working out as planned
By Vinjeru Mkandawire
August 18, 2019, The Telegraph
When MiFID II was rolled out in the aftermath of the financial crisis, transparency sat at the heart of Europe’s biggest market …
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SEC says may give firms more time to comply with Europe’s research rules
By Tomo Uetake
August 7, 2019, Reuters
The U.S. Securities and Exchange Commission (SEC) could extend a 30-month grace period granted to Wall Street firms to comply with European Union …
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U.S. buy-side commission pool plummets as MiFID II and rise of passive investing bites
By Hayley McDowell
August 2, 2019, The Trade
The rise of passive investing and research unbundling under MiFID II in Europe has hit institutional equities in the U.S., with research …
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MiFID II research unbundling: “It has changed everything and nothing”
By Hugo Bromley
July 31, 2019, Practice Insight from IFLR
MiFID II has not yet reduced conflicts of interest in the sale of research, according to several sources speaking to …
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FCA finds research unbundling has saved equity investors £70 million under MiFID II
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Managers hoping regulators tackle problems with MiFID II
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WFE warns ESMA of “irreparable damage” of market data price controls
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Europe’s fragmented equity markets need a tape of record
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ETF Insight: Consolidated tape crucial to next stage of ETF growth in Europe
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FCA finds research unbundling has saved equity investors £70 million under MiFID II
-
Managers hoping regulators tackle problems with MiFID II
-
WFE warns ESMA of “irreparable damage” of market data price controls
-
Europe’s fragmented equity markets need a tape of record
-
ETF Insight: Consolidated tape crucial to next stage of ETF growth in Europe
Five Minute Madness: How MiFID II Reporting Changed European Trading Patterns
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
In January 2018, one of the most ambitious and wide-ranging financial market regulatory reforms ever conceived …
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