→ visit Tradeweb.com
FinReg|Alert

Your Source for Regulatory Intelligence




  • Home
  • News
  • Comments
  • Video
  • Resources
    • Regulation
    • Research
  • MiFID Alert
  • About
    • Contact

Research

  • Home
  • News
  • Comments
  • Video
  • Resources
    • Regulation
    • Research
  • MiFID Alert
  • About
    • Contact

Research

Some stories require a subscription to access the full source article.

MiFID, News

Small Company Research Not Held Back by New EU Rules, Regulator Says

By Huw Jones
February 18, 2021,
Reuters

European Union rules that shine a light on how much asset managers pay for research on small companies have not reduced the breadth …

Read More →
MiFID, News

Blast From the Past: France’s Financial Watchdog Looks to Revive Declining Research Market Under MiFID II

By Hayley McDowell
January 28, 2020, The Trade

The Autorité des Marchés Financiers (AMF) has published a new damning report on the impact of MiFID II’s rules on the unbundling …

Read More →
MiFID, News

Blast from the Past: Mifid II creates ‘existential threat’ for small research groups

By Siobhan Riding
December 8, 2019, Financial Times

Boutique research providers’ business models are coming under increasing pressure two years on from the introduction of EU markets rules, in what …

Read More →
MiFID, News

Mifid II in Austria: an example of unintended consequences

By Markus Fellner and Martin Wallner
December 15, 2020, IFLR


Mifid II was passed in response to the global financial crisis a decade ago, with the aim to improve the …

Read More →
MiFID, News

What does the future hold for Mifid II’s unbundling rules?

By Tim Human
December 3, 2020, IR Magazine


It didn’t take long for Europe to roll back some of the strict rules surrounding research payments contained in Mifid II. As …

Read More →
MiFID, News

Price of sellside analyst meetings almost halved by pandemic

By Siobhan Riding
November 29, 2020, Financial Times

The price fund managers are willing to pay for sellside research has fallen dramatically during the pandemic due to the shift to …

Read More →
MiFID, News

After Regulators Cracked Down, Wall Street Banks Cleaned Up Their Research. But Not Everyone Won.

By Julie Segal
November 3, 2020, Institutional Investor


Twenty years after Wall Street banks settled with regulators over conflicts of interest in the stock research they produced for clients, a …

Read More →
MiFID, News

MiFID Research Rules Weighed for More Softening in Brussels

By Silla Brush and Alexander Weber
September 25, 2020, Bloomberg Law

The European Union was already backing away from part of MiFID II. Now, a loosening of the securities law’s …

Read More →
MiFID, News

MiFID Research Rollback May Hurt Investment, EU Fund Lobby Says

By Silla Brush
September 17, 2020, Bloomberg Law

Europe’s move to ease restrictions on investment research may backfire and discourage investment in smaller companies, the region’s biggest money managers said…

Read More →
MiFID, News

Investec talks corporate access: The ‘new normal’ will be a blended model

By Garnet Roach
September 3, 2020, IR Magazine

The recent results of what was formerly known as Extel’s UK Small & Mid-cap Survey, now published under the Institutional Investor brand, …

Read More →
123›»
 

  • Knowledge Graphs Show Glimpse of Full Potential

  • EU Adopts Rules to Help Cos. Reach Funds During Pandemic

  • Boutique London Fund Managers Hit Early Brexit Turbulence

  • Dutch Regulator Widens Post-Brexit Scope

  • Small Company Research Not Held Back by New EU Rules, Regulator Says

More →

Archives

 

 

 

Tweets by @TWMiFID

Stay Informed

Updates on the latest regulations affecting the global fixed-income, derivatives, and ETF markets.
Subscribe

Popular Topics

Derivatives
MiFID II
MiFIR
Video
 

  • Knowledge Graphs Show Glimpse of Full Potential

  • EU Adopts Rules to Help Cos. Reach Funds During Pandemic

  • Boutique London Fund Managers Hit Early Brexit Turbulence

  • Dutch Regulator Widens Post-Brexit Scope

  • Small Company Research Not Held Back by New EU Rules, Regulator Says

More →

Archives

 

 

 

  • Events
  • About
  • Contact
  • Privacy Guidelines
  • Disclaimer
  • Terms of Use