Research
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The Weekly Rant with Larry Tabb: May 13, 2019
MiFID II has had a huge impact on the capital markets industry, both in Europe and the U.S. But nearly a year and a half after its implementation, market participants …
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How MiFID has made its mark in the U.S.
By Richard Henderson
May 6, 2019, Financial Times
The launch of MiFID II represented Europe’s biggest shake-up in the relationship between banks and investors in a generation. Now an unusual …
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Where now for the rules that rocked European finance?
By Philip Stafford and Katie Martin
May 6, 2019, Financial Times
Helping small and medium companies access capital markets was at the heart of MiFID II but more than 16 …
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Reform helps to flip cost of research on to small companies
By Nikou Asgari
May 6, 2019, Financial Times
Some small brokers have found a way to survive in the new era of heavily regulated financial market research: getting more companies …
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What Research Costs Under MiFID II
Bloomberg’s Lananh Nguyen discusses MiFID II research costs on “Bloomberg Daybreak: Americas.”…
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Broker Mix Changes Under MiFID II Unbundling
By Shanny Basar
April 26, 2019, Markets Media
Unbundling requirements in the European Union have led to fund managers choosing more boutique brokers and research providers increasing coverage of small …
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MiFID II Increases Research Unbundling in U.S.
By Shanny Basar
April 23, 2019, Markets Media
European Union regulations have increased research unbundling in the U.S. according to Sandy Bragg, principal at consultancy Integrity Research.
MiFID II came …
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Large fund houses slash broker research spend after MiFID II
By Siobhan Riding
April 13, 2019, Financial Times
Fund houses including Janus Henderson, Amundi, and Invesco last year spent significantly less on broker research — when compared with the original …
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Brokers ‘Clinging On’ Amid Weak Research Spending
By David Ricketts
April 9, 2019, Financial News
It is more than a year since sweeping changes were waved in under Europe’s landmark Markets in Financial Instruments Directive II, and …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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