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By Rob Daly
April 17, 2017, Markets Media
The U.S. cash equities and listed options markets have had a sneak peek at how much supporting the new Consolidated Audit Trail …Read More →
By Andrew Ramonas and Richard Hill
April 13, 2017, Bloomberg BNA
The SEC couldn’t gain nearly unrestricted access to trading systems’ computer software under a new Republican proposal to overhaul …Read More →
By Joshua Satten and David Depew, Director and Vice President at Sapient Global Markets
Originally published on the Sapient Global Markets blog
The Investment Book of Record (IBOR) has traditionally …Read More →
By Matt Robinson and Benjamin Bain
April 10, 2017, Bloomberg Politics
Facing possible budget cuts under President Donald Trump, the Securities and Exchange Commission is eliminating dozens of contractors hired …Read More →
By Kelvin To, Data Boiler Technologies, LLC
Originally published on the TabbFORUM
The Treasury Department was asked to review whether existing laws and regulations follow the identified ‘core principles’ of …Read More →
By John Crabb
April 7, 2017, International Financial Law Review
To the dismay of the market, the Securities and Exchange Commission (SEC) remains unable to clarify how and when it …Read More →
By John D’Antona Jr.
April 7, 2017, Traders Magazine
Current rule prevents U.S. broker dealers from pledging equities as collateral when borrowing from lending clients
A potential U.S. rule change …Read More →
By Peter Madigan
April 6, 2017, Risk
An influential conservative think tank has called on lawmakers to strip the Federal Reserve of its regulatory authority over U.S. banks.
Norbert Michel, …Read More →
By Benjamin Bain and Robert Schmidt
April 5, 2017, Bloomberg Politics
President Donald Trump’s push to roll back Wall Street regulations is being held up by his inability to fill …Read More →
By John D’Antona Jr.
April 3, 2017, Traders Magazine
SIFMA recently submitted to the SEC a set of recommendations for review of the SEC’s Regulation NMS, which governs trading of …Read More →