SEC
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Fund Industry Bristles at Rush to Rewrite MMF Rules
By Sharon Thiruchelvam
September 18, 2021, Risk
The fund industry’s main lobby group has complained that a review of rules governing money market funds (MMFs) is being driven by “quick,” …
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A Big Bond Market Headache, Courtesy of the SEC
By Brian Chappatta
September 16, 2021, Bloomberg
US Securities and Exchange Commission Chair Gary Gensler made waves in the fixed-income market earlier this week, signaling that he wants to find …
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Treasury to Flag Stablecoin Perils as US Readies Clampdown
By Jesse Hamilton
September 16, 2021, Bloomberg
Treasury officials have identified what they believe are the most urgent risks posed by Tether and other stablecoins as they ready recommendations for …
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Gensler Says SEC Plans More Swaps Disclosures Post-Archegos
By Akayla Gardner
September 15, 2021, Bloomberg
The US Securities and Exchange Commission is considering more disclosures for complex derivative transactions like those that led to the collapse of Bill …
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SEC Chair Gensler Defends Reddit, GameStop Investors’ Right to ‘Smash’ Short Sellers
By Chris Matthews
September 15, 2021, MarketWatch
Washington’s top stock market cop is showing no appetite to crack down on the behavior of millions of retail investors who use forums …
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The SEC Is ‘Short-Staffed’ and It Needs More Help to Tackle Everything From Crypto to China, Gensler Says
By Thomas Franck
September 15, 2021, CNBC
Thousands of American institutions are struggling to keep business running smoothly with limited staff in the COVID-19 era.
That includes Wall Street’s top …
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Ray Dalio Says if Bitcoin Is Really Successful, Regulators Will ‘Kill It’
By Yun Li
September 15, 2021, CNBC
Ray Dalio, founder of the world’s largest hedge fund, Bridgewater Associates, believes regulators would ultimately take control of Bitcoin if the cryptocurrency gains …
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Dealer Groups Urge Approval of MSRB Proposal, Request Minor Changes
By Kyle Glazier
September 14, 2021, The Bond Buyer
Broker-dealers told the Securities and Exchange Commission this week they support a proposal to reduce the volume of disclosures they would …
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Gary Gensler Focuses on Crypto Trading Platforms, Payment for Order Flow in Senate Hearing
By Paul Kiernan
September 14, 2021, The Wall Street Journal
Securities and Exchange Commission Chairman Gary Gensler said he was taking a hard look at cryptocurrency-trading platforms in a hearing …
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US SEC Chair Wants Private Fund Fee Disclosures, Bond Market Transparency – Testimony
By Katanga Johnson
September 13, 2021, Reuters
The chair of the top US securities regulator wants private funds to disclose more information to investors about potential conflicts of interest and …
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