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Market Structure Weekly With Larry Tabb: February 15, 2019
While investors cheered the Fed’s decision to halt rate increases and maintain its balance sheet, the move will leave the Fed with little ammunition to fight the next crisis, relates …
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Nasdaq and NYSE Are Suing Their Regulator Over a Pilot They Say Could Put Some ETFs Out of Business
By Dan DeFrancesco
February 15, 2019, Business Insider
The two largest U.S. stock exchanges have filed lawsuits against their own regulator.
NYSE and Nasdaq both filed suits against the Securities …
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CAT’s Tale: How Thesys, the SROs, and the SEC Mishandled the Consolidated Audit Trail
By James Rundle and Anthony Malakian
February 14, 2019, Waters Technology
The removal of the technology company building an ambitious database to track all equity and options trades in the …
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CFTC Commissioner Brian Quintenz Suggests Creation of Crypto Self-Regulatory Organization
By Adrian Zmudzinski
February 18, 2019, Cointelegraph
United States Commodity and Futures Trading Commission (CFTC) commissioner Brian Quintenz has suggested that participants in the cryptocurrency industry should create a self-regulatory …
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CFTC Official Argues Against SEC’s Grounds for Disapproving Bitcoin ETFs
By Marie Huillet
February 14, 2019, Cointelegraph
Brian Quintenz, a Commissioner at the United States Commodity Futures Trading Commission (CFTC), has argued against the Securities and Exchange Commission’s (SEC) grounds …
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SEC, CFTC Commissioners Push for Streamlined Regulation
By Hazel Bradford
February 12, 2019, Pensions&Investments
Two capital markets regulators held out the promise of more streamlined regulation and oversight during a Bipartisan Policy Center event Tuesday.
SEC Commissioner …
Read More →Market Structure Weekly with Larry Tabb: February 1, 2019
TABB Group founder and research chairman Larry Tabb dives into this week’s market structure segment with the big news that the U.S. exchanges have fired Consolidated Audit Trail provider Thesys …
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U.S. Regulator Reports Record Surge in Trade Data
By Philip Stafford
February 5, 2019, Financial Times
The U.S. market watchdog chewed through record amounts of data last year, amid a surge in volatility and the steady rise of …
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CAT Delayed Further as Thesys Ousted, FINRA Tipped as Successor
By James Rundle and Anthony Malakian
February 4, 2019, Waters Technology
Frustrations over the development of a system to track stock trades in the U.S. reached boiling point on Thursday, …
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
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Big Asset Managers Cut Research Costs at Higher Rate
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Brussels Rejects Plea for Dual-Listed London Shares Trading
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The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
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No-Deal Brexit May Move MiFID II Thresholds – Maijoor
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MiFID II Helps Tradeweb Reach Record European ETF Volumes in January
-
Big Asset Managers Cut Research Costs at Higher Rate
-
Brussels Rejects Plea for Dual-Listed London Shares Trading
-
The Evolution of the DSB Product Committee: Helping Industry and ISINs Align
-
No-Deal Brexit May Move MiFID II Thresholds – Maijoor
Luxembourg’s Financial Regulator Takes Another Step to Advance AI Adoption
By Mehtap Numanoglu Tasiopoulos, Brown Brothers Harriman
Originally published at the On the Regs blog
For some time now, financial firms have been looking at how they can use artificial …
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