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News

Analysis: US Money Market Funds, Advocates, Stake Out Positions as Crackdown Looms

By Pete Schroeder and Michelle Price
April 13, 2021,
Reuters

Market participants this week staked out their positions on how to fix systemic risks in the $4.9 trillion US money …

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News

US Put Off Derivatives Rules for a Decade Before Archegos Blew Up

By Joe Rennison, Eric Platt, Colby Smith, and Philip Stafford
April 12, 2021,
Financial Times

Rules written in the aftermath of the 2008 financial crisis to limit the potential for …

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News

SEC Official Warns on Growth of Blank-Check Firms

By Dave Michaels
April 7, 2021, The Wall Street Journal


A top securities regulator warned about the surge in fundraising by blank-check companies known as special-purpose acquisition companies.

Speaking at …

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News

SEC Maintains Intense Scrutiny of Non-Transparent ETFs

By Jackie Noblett
April 1, 2021, Financial Times


Active non-transparent exchange traded fund sponsors are providing reams of information to the Securities and Exchange Commission as the regulator conducts intense …

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News

Bill Dudley: Exclude Reserves, Not Treasuries, From SLR

By Sharon Thiruchelvam
April 1, 2021,
Risk

Exempting US Treasuries from the leverage ratio is not necessary to ensure the smooth functioning of the Treasury market, according to William Dudley, …

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News

Archegos Blowup Puts Spotlight on Gaps in Swap Regulation

By Alexander Osipovich and David Benoit
April 1, 2021, The Wall Street Journal


The blowup of Archegos Capital Management is spurring calls for tougher regulation of the shadowy swap trades …

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News

US CFTC Official Advises Stricter Oversight of Funds Managing Family Wealth

By Chris Prentice
April 1, 2021, Reuters


The Commodity Futures Trading Commission (CFTC), the top US swaps regulator, should reverse its loosening of oversight of family offices, a Democratic commissioner …

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News

An Archegos Lesson: for Market Transparency, Cash Financing Beats Equity Swaps Every Time

By Josh Galper
April 1, 2021, Finadium


Regulators and most market participants care about transparency, risk management and liquidity. The Archegos story is another example of why bilateral equity swaps, …

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News

Former SEC Chairman Jay Clayton Warns of New Bitcoin Regulations

By Tanzeel Akhtar
April 5, 2021, CoinDesk


In an interview with CNBC Squawk Box posted Thursday, Clayton said bitcoin had the status as a non-security at the SEC but this …

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News

Wall Street Faces Yellen’s Scrutiny After Fed Debt-Market Rescue

By Paula Seligson and Craig Torres
March 31, 2021, Bloomberg


The Federal Reserve saved the corporate bond market after it froze last year. Now regulators want Wall Street to pay …

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  • MiFID II Review to Look at Systematic Internalizers

  • Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls

  • Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency

  • Blast From the Past: Traders Across Europe Face Up to the Cost of Failure

  • Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion

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  • MiFID II Review to Look at Systematic Internalizers

  • Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls

  • Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency

  • Blast From the Past: Traders Across Europe Face Up to the Cost of Failure

  • Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion

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