Trading
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Traders risk mishaps in end-of-day market rush, warns French regulator
By Samuel Agini
October 9, 2019, Financial News
The French financial markets regulator has sounded a warning on the growing concentration of stock trading in a five-minute window at the …
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Europe’s fragmented equity markets need a tape of record
By Phillip Stafford
September 12, 2019, Financial Times
A good way to enliven a conversation with a top banker, fund manager or trader is to ask if they are happy …
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CFTC Revises Volcker Rule
By Rob Daly
September 16, 2019, Markets Media
Chairing his first open meeting of the U.S. Commodity Futures Trading Commission, Chairman Heath Tarbert announced that the regulator had already amended …
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FCA’s Bailey calls for E.U. help in averting no-deal chaos
By Samuel Agini
September 16, 2019, Financial News
The U.K.’s top financial markets watchdog has urged European Union authorities to work with him on practical steps to prevent chaos in …
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Ticker tape of E.U. share prices would take years – regulator
By Huw Jones
September 9, 2019, Reuters
Building a ticker tape for European share prices would take years, the bloc’s securities market regulator has said, dashing hopes of banks and …
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What the Volcker Rule Revisions Mean for Wall Street
The Federal Deposit Insurance Corp. and other regulators rolled out tweaks that clarify which trades are prohibited and lay out limits for banks to follow in their market-making units. Brian …
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FDIC votes to ease trading regulations for Wall Street banks
CNBC’s Dom Chu reports on the FDIC’s vote to change the Volcker Rule to allow banks to use their own capital to facilitate client trades.…
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Fears grow that softer Volcker Rule will stoke Wall Street risk
By Robert Armstrong
August 22, 2019, Financial Times
The loosening of the Volcker Rule announced this week opens the door to a rebound in risky behavior on Wall Street, proponents …
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Volcker Rule rewrite welcome after “unnecessary” impacts – SIFMA
By Louisa Chender
August 21, 2019, Global Investor Group
Long awaited revisions to the Volcker Rule approved on Tuesday come as a welcome move after a period of “unnecessary” negative …
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Foreign Exchange Transactions and Over-the-Counter Interest Rate Derivatives Hit Record Highs
By Mayra Rodriguez Valladares, MRV Associates
Originally published in Forbes
Anyone who is still claiming that Basel III rules, Dodd-Frank, or international agreed upon derivatives reforms would hurt trading volumes …
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