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News

SEC Votes to Propose Stricter Broker Standards

By Dave Michaels
April 18, 2018, The Wall Street Journal

Stockbrokers would face tighter restraints on conflicts that can bias investment advice to customers, under a rule proposed Wednesday by …

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News

Fed’s Bank Regulator Defends Volcker, Lending Rule Easing

By Katanga Johnson and Michelle Price
April 17, 2018, Reuters

U.S. President Donald Trump’s top banking regulator on Tuesday defended plans to ease lending rules and trading restrictions introduced following …

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News

Fed’s New Capital Buffer Refocuses on Risk

By Philip Alexander and Steve Marlin
April 17, 2018, Risk

The U.S. Federal Reserve’s proposed revisions to its capital framework would make risk-based capital requirements more volatile, bank analysts say, …

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Comments

Living in the Laboratory: Understanding the SEC’s Transaction Fee Pilot

By George Bollenbacher, Capital Markets Advisors
Originally published on the TabbFORUM

What has become clear is that almost nothing is clear about how fees and rebates impact both execution decision-making …

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News

The Biggest U.S. Banks Made $2.5 Billion from Tax Law — in One Quarter

By Michael Rapoport
April 17, 2018, The Wall Street Journal

Big banks just received the first installment of benefits corporate America will reap from the new federal tax law. The …

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News

Eurozone Investors Race Up Chart of U.S. Debt Owners

By Kate Allen
April 17, 2018, Financial Times

Eurozone investors have been the biggest overseas net buyers of U.S. debt securities in the past half-decade, a trend that could reverse …

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Video

Fed Chair Jerome Powell Delivers Speech to the Economic Club of Chicago

Federal Reserve Chairman Jerome H. Powell delivers a speech to the Economic Club of Chicago at the Hilton.…

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News

U.S. Libor Replacement, Two Weeks After Debut, Has Some Issues

By Alex Harris
April 16, 2018, Bloomberg Markets

Two weeks after its debut, the presumptive heir to Libor in the U.S. is already running into some turbulence.

The Federal Reserve …

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News

Global Interest Rate Derivatives Contracts Reach Largest Number on Record

By Hayley McDowell
April 17, 2018, The Trade

The number of contracts traded globally for interest rate derivatives reached the highest number on record in 2017, according to statistics from …

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News

ECB’s Constancio Says He Fears U.S. Easing of Bank Capital Rules

By Alexander Weber
April 13, 2018, Bloomberg Markets

European Central Bank Vice President Vitor Constancio said he’s concerned that the U.S. could relax bank capital rules even further after the …

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  • AI and Best Execution: The Investment Banker’s Dream Team

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  • MiFID II Impact on Bond Trading Still Unclear – GPP

  • ESMA Looks for Clarity on Ancillary Exemption

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