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Trump Ignites Wall Street Debate with His Tweet on Earnings
By Justin Sink, Annie Massa, and Benjamin Bain
August 17, 2018, Bloomberg
President Donald Trump brought a long-simmering debate on Wall Street to the surface Friday when he prodded regulators …
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Ringfences at the Read as U.K. Banks Reassure on Reforms
By Owen Sanderson
August 16, 2018, GlobalCapital
The large British banks have just completed one of the most complex structural reforms they’ve ever undertaken, severing their U.K. retail businesses from …
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Banks Say No Thanks to Volcker Rule Changes
By Lalita Clozel
August 15, 2018, The Wall Street Journal
Trump-appointed financial regulators set out to ease the Volcker Rule — a controversial postcrisis restriction for banks — and instead …
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Banks Ask Fed to Delay CECL Impact on Stress Testing
By Steve Marlin
August 15, 2018, Risk
U.S. banks are asking the Federal Reserve to wait until 2021 before they require lenders to incorporate the impact of forthcoming accounting changes …
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Shanghai CCP No-Action Relief Clears Way for U.S. FCMs
By Blake Evans-Pritchard
August 15, 2018, Risk
The U.S. Commodity Futures Trading Commission’s decision to provide three-year no-action relief to Shanghai Clearing House from registering with the regulator could encourage …
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SIFMA CEO Bentsen on SEC’s Regulation of Brokers
SIFMA President and Chief Executive Officer Ken Bentsen discusses the U.S. Security and Exchange Commission’s interest standard proposal to protect investors. He speaks with Bloomberg’s David Westin on “Bloomberg …
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MiFID II: Market Explores Process Trade Options
By Lizzie Meager
August 15, 2018, Practice Insight from IFLR
The range of options provided by trading venues is easing market participants’ compliance with MiFID II and making the venue …
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Libor’s Heir Presumptive Prepared to Take on Bank Bond Market
By Maciej Onoszko
August 15, 2018, Bloomberg
The heir presumptive to dollar Libor is gaining traction with debt issuers and banks may be ready to sell floating-rate notes linked to …
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Controversial U.S. Derivatives Rules Resurface at the SEC
By Hayley McDowell
August 14, 2018, The Trade
Rules on the use of derivatives for registered funds in the U.S. have been revived by U.S. regulators three years after they …
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OCC Clears the Path to Greater Capital Efficiencies for Clearing Firms in U.S. Exchange-Listed Options Markets
By Craig Donohue, OCC
Originally published on the TabbFORUM
On September 4, OCC intends to begin implementing a new financial safeguards framework that aligns to a Cover 2 standard and …
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