UCITS
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Fund-linked structured products face extinction under FRTB
By Samuel Wilkes
May 20, 2019, Risk
A few years from now, trading book capital standards threaten to do to fund-linked structured products what humans did to the dodo more …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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PRIIPs: The Long and Winding Road
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are …
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EACH Highlights Risks of Circumventing Clearing Rules
By James Thursfield
February 22, 2019, Global Investor Group
The European Association of Clearing Houses (EACH) has questioned whether an exemption for UCITS and AIFs under EMIR could lead to …
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AIFMD Hardly Benefited Industry, Says Panelist
By Jenna Lomax
February 7, 2019, Asset Servicing Times
The Alternative Investment Fund Managers Directive (AIFMD) has brought little benefit to the industry, according to one panelist at this year’s …
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AIFMD Revisited: E.U. Reviews, Reflects, and May Revamp
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recently published review of the AIFMD regime highlights areas that work, those that could be …
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Financial Regulation in 2019: Tech and Brexit Spur Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
If 2018 was a year of regulatory recalibration, 2019 will focus more on high level regulatory …
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Fund Fees Eat a Quarter of Retail Investor Returns
By Siobhan Riding
January 11, 2019, Financial Times
Retail fund investors lose up to a quarter of their gross returns in costs and charges, according to research from the E.U.’s …
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Money Managers Win New Round in Brexit Fight Over E.U. Control
By Alexander Weber
January 10, 2019, Bloomberg
Money managers scored another point in their drive to prevent European Union regulators from gaining more control over their operations after Brexit.
Lawmakers …
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Access Granted: CBI Green Lights China Bond Connect
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With China making great strides to liberalize its financial markets, it’s no surprise that foreign investors …
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