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MiFID II: Fragmented E.U. Distribution Rules Bubble Up Again
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
A lot of water has passed under the bridge since the Markets In Financial Instruments Directive …
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Legal Ease: The new E.U. prudential regime
By Owen Lysak and Charles Morris
April 16, 2020, Funds Europe
In December, the E.U. adopted a package of regulatory measures intended to introduce a new prudential (capital adequacy, liquidity) …
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COVID-19: Regulators and Funds Swing Into Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
For the time being, COVID-19 casts its shadow over every aspect of global asset management. The …
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ESMA’s Output Unaffected By Remote Work
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
We are not living in normal times. Just ask my family: Never before have they seen …
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E.U. ESG Rules: Pack Leader or Lone Wolf?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Environmental, social, and governance (ESG) integration within asset management is a global phenomenon. That’s putting it …
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Fund Liquidity Continues to Define European Regulatory Agenda
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
A number of high-profile fund suspensions last year, coupled with the forthcoming European Securities Market Authority …
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2020 Finreg Outlook: Here We Go Again
By Sean Tuffy, Citi
Originally published on Citi Securities Services Insights
Sean Tuffy highlights the key implementations and consultations that the asset management industry will encounter this year.
The regulatory …
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Brexit: Now What?
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Last Friday at 11:00 Greenwich Mean Time, after several years, hundreds of hours of political debate, …
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The Big Reveal: Three Takeaways from ESMA’s Future Plans
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
We are still at that time of the year where people make and break resolutions for …
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Asset Managers Thrown a FEFTA Comfort Blanket
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Earlier this year, we flagged certain pending amendments relating to the Japanese Foreign Exchange and Foreign …
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