UCITS
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FundForum: European Policy Impacts on APAC Asset Managers
By Manesh Samtani
September 10, 2018, Regulation Asia
MiFID II and GDPR have been the biggest European regulations to impact asset management firms in Asia, according to FundForum panelists last …
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E.U. Funds Net Sellers of Single-Name CDS Protection
By Louie Woodall
September 6, 2018, Risk Quantum
A small but significant group of European funds are selling single name credit default swaps (CDS) without hedging their positions, leaving them …
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Unruly KIDs Could Spoil UCITS’ Well-Kept Garden
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Regulators, politicians, and asset managers have divergent views on PRIIPs cost disclosures. However, it is essential …
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What a No-Deal Brexit Would Mean for Asset Managers
By Carla Jane Findlay-Dons, Brown Brothers Harriman
Originally published at the On the Regs blog
Once thought of as a politically motivated scare tactic within the Brexit debate, as the …
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UCITS Delegation Rules Highlighted as a Major Concern for Asset Managers by Citi
By Jonathan Watkins
August 16, 2018, Global Custodian
A mid-year financial regulations report from Citi has highlighted delegation rules for UCITS funds as a key issue to worry about for …
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ESMA Tightens the Reigns on UCITS Efficient Portfolio Management Oversight
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
ESMA recently published its findings after inspecting UCITS Efficient Portfolio Management and the report is likely …
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How Smaller Firms Have Avoided MiFID II’s Horror Stories
By Terri-Ann Williams
August 8, 2018, CityWire Selector
Smaller firms are not has hard by MiFID II as many feared and having a smaller client base has actually made the …
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Hong Kong OFC Is Live – What That Means for Asset Managers
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The long anticipated Open-Ended Fund Company (OFC) took effect in Hong Kong last week and is …
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ESMA: National Regulators Need to Improve Their Supervision of UCITS
By Maddie Saghir
August 2, 2018, Securities Lending Times
The European Securities and Markets Authority (ESMA) has found that national regulators need to improve their supervision of UCITS engaging in …
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EC Agrees to Apply Tick Size Regime to SIs, but with an Amendment
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Traders Rush Back to Dark Pools as MiFID II Caps Lift
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Fund Managers Predict Years of Haggling Over Investment Research Costs
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MiFID III Is ‘Further Away than Many Might Expect’ Says MEP Swinburne
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MiFID II Data for Market Monitoring Still Limited – BIS
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EC Agrees to Apply Tick Size Regime to SIs, but with an Amendment
-
Traders Rush Back to Dark Pools as MiFID II Caps Lift
-
Fund Managers Predict Years of Haggling Over Investment Research Costs
-
MiFID III Is ‘Further Away than Many Might Expect’ Says MEP Swinburne
-
MiFID II Data for Market Monitoring Still Limited – BIS
Central Bank of Ireland Feedback Statement Provides Ingredients for New ETFs
by bbhblogs
Originally published at the On the Regs blog
More than a year in the making, the Central Bank of Ireland (CBI) today issued revised exchange-traded fund (ETF) policy …
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