UCITS
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Sweeping reform needed after Brexit, says French regulator
By Chris Flood and Siobhan Riding
June 10, 2019, Financial Times
One of France’s top financial regulators has called for sweeping changes to Europe’s investment rules in a speech that …
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FCA head says fund rules may need to change after Woodford meltdown
By Caroline Binham and Siobhan Riding
June 9, 2019, Financial Times
The head of the U.K.’s financial watchdog has said the rules around investment funds may need to change in …
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Fund-linked structured products face extinction under FRTB
By Samuel Wilkes
May 20, 2019, Risk
A few years from now, trading book capital standards threaten to do to fund-linked structured products what humans did to the dodo more …
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Conference Quick Take: Springtime in New York
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Adrian Whelan recently spent time in New York, the first stop on the speaking trail was …
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PRIIPs: The Long and Winding Road
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are …
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EACH Highlights Risks of Circumventing Clearing Rules
By James Thursfield
February 22, 2019, Global Investor Group
The European Association of Clearing Houses (EACH) has questioned whether an exemption for UCITS and AIFs under EMIR could lead to …
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AIFMD Hardly Benefited Industry, Says Panelist
By Jenna Lomax
February 7, 2019, Asset Servicing Times
The Alternative Investment Fund Managers Directive (AIFMD) has brought little benefit to the industry, according to one panelist at this year’s …
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AIFMD Revisited: E.U. Reviews, Reflects, and May Revamp
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
The recently published review of the AIFMD regime highlights areas that work, those that could be …
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Financial Regulation in 2019: Tech and Brexit Spur Action
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
If 2018 was a year of regulatory recalibration, 2019 will focus more on high level regulatory …
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Access Granted: CBI Green Lights China Bond Connect
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
With China making great strides to liberalize its financial markets, it’s no surprise that foreign investors …
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