UCITS
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Sustainable Finance Disclosure Regulation: So Much to Do, So Little Time
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On The Regs blog
The European Union’s ambitious plan to make the financial industry more sustainable has reached an important …
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PRIIPs Turns EU Policymakers a Little Frosty
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On The Regs blog
With the turning of the year, a cold snap often descends and while much of the …
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UK Fund Managers Urge Caution on EU Rules Overhaul
By David Ricketts
February 10, 2021, Financial News
The UK’s fund management trade body has urged European policymakers to tread with caution over any attempts to overhaul existing rules that …
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2021 FinReg Outlook: Changing Tide
Originally published on Citi Securities Services Insights
With relatively little implementations on the horizon, asset managers should start preparing for the next regulatory high tide.
There’s a certain tidal quality …
US and EU Regulators: the Same but Different, Too
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On The Regs blog
“We are not so different you and I”
–Dr. Evil to Austin Powers in International …
US Derivatives Rule: Three Things to Know
Originally published on Citi Securities Services Insights
Here are some of the key things that asset managers should know about the SEC Derivatives Rule.
On 28 October, the Securities and …
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Location, Location, Location: Two Key CP86 Questions Clarified (Kind Of!)
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
2020 has been a year like no other. One contradictory aspect of this year’s enforced lockdown …
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Sitting on the Dock of the Bay: Hong Kong’s Next Great Opportunity
By Philip Chiang and Adrian Whelan, Brown Brothers Harriman
Originally published at the On the Regs blog
Otis Redding famously wrote his laid-back classic, “Sitting on the Dock of the Bay” …
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ESMA Seeks Peak Performance
By Caitriona Flynn, Brown Brothers Harriman
Originally published at the On the Regs blog
ESMA Seeks Peak Performance
With industry competition constantly at fever pitch, the regulatory scrutiny on fees …
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Regulators Face Hobson’s Choice
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On The Regs blog
A Hobson’s Choice is a free choice in which only one thing is offered. Because a …
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