UK
Some stories require a subscription to access the full source article.
UK Finance Regulators Seek ‘Ambitious’ Access to US Markets
By Silla Brush
April 13, 2021, Bloomberg
Britain’s financial markets watchdog is looking to upgrade its relationship with the US and give UK firms permanent access to American securities and …
Investment Firms Prudential Regime Paves Way for FCA’s Post-Brexit Supervision
By Alice Tchernookova
April 12, 2021, Practice Insight from IFLR
The UK’s new Investment Firms Prudential Regime (IFPR) bears testament to the Financial Conduct Authority’s new supervisory style in the …
Britain to Use Brexit ‘Flexibility’ to Make City of London More Attractive
By Huw Jones
April 13, 2021, Reuters
Britain will use its freedom from European Union rules to regulate markets flexibly and make the City of London even more attractive to …
UK MPs and Business Figures Seek to Improve Brexit Trade Deal
By Peter Foster
April 11, 2021, Financial Times
A cross-party group of MPs and several business figures have set up an independent commission to scrutinize and improve the UK’s trade …
US Takes Post-Brexit Action on Swap Rules
By Wendy Lisney
April 9, 2021, Global Investor Group
The US derivatives regulator has taken further steps to relax cross-border rules for swap dealers as part of a series of …
Read More →
MiFID II Review to Look at Systematic Internalizers
By Thomas Helm
April 8, 2021, Practice Insight from IFLR
The MiFID II review – or MiFID “R” as it sometimes known – will aim to harmonize transparency obligations among trading …
Forget Equivalence, the City of London Needs a Post-Brexit Plan
By Helen Thomas
March 6, 2021, Financial Times
The latest “deal” between the UK and the EU was meant to clear a path to a new way of operating for …
Bankers Talk of Being Sold Out as London Waits for Its Own Brexit Deal With Brussels
By Joumanna Bercetche
April 6, 2021, CNBC
Despite a breakthrough last month, London-based bankers are nervously waiting for Britain and Brussels to agree on a post-Brexit relationship for their financial …
UK Extends SFTR’s LEI Grace Period by 12 Months
By Oliver Wade
April 7, 2021, Global Investor Group
The UK’s financial watchdog said on Tuesday that legal entity identifiers (LEI) of non-European Economic Area (EEA) third country issuers will …
-
MiFID II Review to Look at Systematic Internalizers
-
Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls
-
Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency
-
Blast From the Past: Traders Across Europe Face Up to the Cost of Failure
-
Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion
-
MiFID II Review to Look at Systematic Internalizers
-
Blast From the Past: EU Tells Traders Working From Home: Take Notes if You Can’t Record Calls
-
Blast From the Past: EU Watchdog to Nudge Bond Trades Closer to Real-Time Transparency
-
Blast From the Past: Traders Across Europe Face Up to the Cost of Failure
-
Blast From the Past: Passive Investing Boom Reaches Europe as Assets Hit $1 Trillion
Brexit Pact Signals a More Measured Future
By Adrian Whelan, Brown Brothers Harriman
Originally published at the On The Regs blog
“Chastity: I know you can be overwhelmed, and you can be underwhelmed, but can you ever …
Read More →