Video

Talking Regtech in 2018

Andrew Yuille, Head of Risk Business Solutions, Thomson Reuters, talks about what is driving financial services firms to consider regtech, how the established institutions are looking at regtech to help fintechs and Challenger Banks compete, and how the regtech landscape is likely to evolve in the next 5 to...

Fed Chair Jerome Powell Delivers Speech to the Economic Club of Chicago

 Federal Reserve Chairman Jerome H. Powell delivers a speech to the Economic Club of Chicago at the Hilton.

New York State’s Maria Vullo Says Don’t Fail to Remember Lessons from Financial Crisis

 New York State Department of Financial Services Superintendent Maria Vullo discusses bank deregulation and large banks versus community banks. She speaks with Bloomberg’s David Westin on “Bloomberg Daybreak: Americas.”

Market Structure Weekly with Larry Tabb, April 13, 2018

Tabb Group founder and research chairman Larry Tabb kicks off his latest market structure segment with some of the past week’s top stories, including reports that the Federal Reserve is considering raising interest rates...

Where the SEC Access Fee Pilot Could Go Wrong

Access fees and rebates have been a primary point of contention in the equities market structure debate for years, and the SEC’s recently announced access fee pilot will have wide-ranging impacts on market participants...

Taking a Holistic Approach to Regulation

 John Mason, Global Head of Regulatory & Market Structure Strategic Response & Propositions, Thomson Reuters, talks about how the market is settling in since MiFID II came into force and whether there are any early indicators that need to be revisited, what opportunities it will bring and how...

The Asset Management Landscape Post-MiFID II Implementation: So What Happens Now?

 For the entirety of 2017 the asset management industry was counting down to January 3 2018, the implementation date of MiFID II. A lack of clarity on how the regulator expected firms to comply had dominated MiFID II preparation, so is the picture clearer post-implementation? What should firms’...

Market Structure Weekly with Larry Tabb, April 6, 2018

Markets already roiled by President Donald Trump’s tough talk on trade with China also are watching the threat of rising interest rates, reports Tabb Group founder and research chairman Larry Tabb, who notes in...

Bair Says Crapo Bill Dilutes ‘Key Constraints’ on Leverage

Former FDIC Chair Sheila Bair discusses the House bill intended to overhaul U.S. banking regulations with Bloomberg’s David Westin and Alix Steel on “Bloomberg Daybreak: Americas.”

Focus on Funds: A Regulatory Headache for Funds and Investors Could Be Easing

 Financial regulatory agencies are looking to improve the Volcker Rule, a Dodd-Frank provision that has inadvertently affected fund managers. In the March 2, 2018, edition of Focus on Funds, ICI Chief Counsel Susan Olson discusses how this could affect US and global funds.

Axel Lehmann on Financial and Monetary Systems

 Global Future Councils on the Future of Financial and Monetary Systems This council will look at the future of the Financial and Monetary systems, comprising the following elements: – Evolving regulatory requirements – Innovating to rebuild trust and stability in the financial system – The need for a...

Mike Holland Says SOFR Is a Move in the Right Direction

 Mike Holland, Holland & Co.’s founder and chairman, and Bloomberg Intelligence’s Ira Jersey, discuss the impact of rising libor rates and its new replacement. They speak with Bloomberg’s Alix Steel and David Westin on “Bloomberg Daybreak: Americas.”

Brexit Countdown: U.K. Has Far to Go

 As we approach the one-year Brexit countdown to the U.K.’s split from the E.U., Martin Sandbu, FT economics commentator, looks at recent speeches by Theresa May, Philip Hammond and Boris Johnson, and what to expect next.

Market Structure Weekly with Larry Tabb: March 30, 2018

The CME’s $5.4 billion offer for NEX was the big news this week, and Tabb Group founder and research chairman Larry Tabb analyzes the deal’s synergies at the top of his latest market structure...

First Financial CEO Sees ‘Good First Step’ on Dodd-Frank

Claude Davis, chief executive officer at First Financial Bank, discusses proposed legislation to amend Dodd-Frank regulation aimed at easing constraints on regional banks. He speaks on “Bloomberg Daybreak: Americas.”

How to Define an Inducement Under MiFID II

 Brijesh Malkan of BCA Research looks at how firms can avoid inducements under MiFID II.

Tabb Research: Automating the Front Office: Active Management 2.0

The buy-side is facing tremendous pressure, both from the intensifying regulatory environment, including MiFID II, and investors’ accelerating shift to low-fee passive strategies and ETFs. To survive, active managers must streamline the analysis, communication,...

AI Augmenting Compliance Processes

Jorg Schaper, Global Head of Proposition, KYC & Future Screening Platform, Thomson Reuters, talks about the main challenges organisations are facing with compliance screening, the impact of artificial intelligence and machine learning on KYC and AML compliance processes and how regulation and technology will evolve in the coming years.

KBW CEO: Big Things Are Happening with Dodd-Frank Since the Crisis

 Thomas Michaud, President and CEO of Keefe, Bruyette & Woods (KBW), discusses the latest news in the banking sector.

Andrew Bailey Defends FCA Record on Cases

The chief executive of the Financial Conduct Authority defends his organization’s record handling cases of financial misconduct following a wave of criticism, and explains his mission to change City culture.

Roger Altman Says There Will Be Legislation to Trim Dodd-Frank

Roger Altman, founder and senior chairman at Evercore, discusses financial regulation and the likelihood of the trimming of Dodd-Frank. He speaks on “Bloomberg Daybreak: Americas.”

The Biggest Beneficiaries of the Dodd-Frank Rollback

Mike Konczal, Roosevelt Institute fellow, discusses who benefits most from the Dodd-Frank bill passed this week. He speaks on Bloomberg’s “What’d You Miss?”

Dodd-Frank Rollback Vital for Economic Growth?

The Senate approved the bill easing bank rules under Dodd-Frank. “Mornings with Maria” asks James Freemman of The Wall Street Journal and Michael Jones of Riverfront Investment Group about the potential effects on economic growth.

Rep. Luetkemeyer Sees Overwhelming Support for Dodd-Frank Offramp

Rep. Blaine Luetkemeyer. a Missouri Republican, discusses a bipartisan House bill to amend the Dodd-Frank banking regulations with Bloomberg’s Kevin Cirilli on “Bloomberg Markets: Balance of Power.”

ABA CEO Nichols Sees ‘Common Sense Solutions’ in Dodd-Frank Bill

Rob Nichols, American Bankers Association chief executive officer, discusses a bipartisan U.S. Senate bill to amend Dodd-Frank regulations. He speaks with Bloomberg’s David Westin on “Bloomberg Markets: Balance of Power.”

What Barney Frank Really Thinks About the Rollback of Dodd-Frank

The Senate is on the verge of passing a bill that will weaken Dodd-Frank, the landmark 2010 banking reform law. If passed, the new bill will exempt midsize banks with less than $250 billion in assets from strict regulatory scrutiny, and loosen some rules on small banks. It’s a...

Loosening of Dodd-Frank Rules Isn’t a Negative: Researcher

The loosening of the Dodd-Frank rules is “the reflection of a trend that started” before the Trump administration, says Claude Lopez of the Milken Institute.

Harvey Pitt Says Dodd-Frank a ‘Huge Disappointment’

Harvey Pitt, Kalorama Partners chief executive officer and former chairman of the Securities and Exchange Commission, discusses a bipartisan U.S. Senate bill to amend the Dodd-Frank act. He speaks with Bloomberg’s David Westin on “Bloomberg Daybreak:

MiFiD II Implementation Issues and Lessons Learned

 Victor Yodaiken, CEO of FSMLabs, discusses the implementation of MiFID II.

Technology vs. Regulation – Fintech Symposium

Irina Tanenbaum, Director of Investment Research at ArtiVest, discusses technology and regulation.