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Financial Regulation in the 21st Century: Risks, Challenges and Opportunities

Josh Barro, Senior Editor, Business Insider

Sarah Bloom Raskin | Financial Regulation: A View from the Fed and Treasury

Sarah Bloom Raskin discusses insights gained from her career at the pinnacle of financial policy making. From March 2014 through January 2017, Ms. Raskin was Deputy Secretary of the U.S. Department of the Treasury. Prior to this, Ms. Raskin served as a Governor of the Federal Reserve Board, where...

MiFID II Is Coming. Tradeweb Is Ready. Join Us and Be Ready, Too.

Let Tradeweb’s expertise guide your firm through the challenge of MiFID II.

Banking Deregulation Will Happen at Some Point: Strategist

Deregulation of the banks “at some point and on some level is going to happen,” Kevin Quinn, chief strategist at ACSI Funds, said on Friday.

Fed’s Powell on Reforming Bank Regulations

In a CNBC web exclusive, Federal Reserve Governor Jay Powell sits with Steve Liesman to discuss his views on bank stress tests and financial regulations.

SIFMA CEO on Bank Stress Tests and Financial Regulation

Ken Bentsen, SIFMA’s president and chief executive officer, discusses the state of the U.S. financial system with Bloomberg’s Vonnie Quinn and Anna Edwards on “Bloomberg Markets.”

Market Structure Weekly with Larry Tabb: July 14, 2017

With Janet Yellen and the Federal Reserve convinced that inflation is poised to rebound, the market can expect interest rates to continue to go up and the Fed to reduce its balance sheet, says...

What Does Trump Mean for Finreg?

Will the Trump Administration dismantle Dodd-Frank? BBH’s Sean Tuffy weighs in on the most likely scenario.

MiFID II: What to Do Next – Fox Williams LLP

Fox Williams Partner Nigel Brahams gives an overview of the changes from MiFID I to MiFID II.

Continued Listing Standards Are Coming for ETFs

Time is running out! Before continued listing standards roll out across exchanges in Q4, BBH’s Ryan Sullivan breaks down what ETF managers can and should be doing now to prepare.

U.S. Regulator Steps up Scrutiny of “Red Flag” Brokers

Wall Street’s industry funded regulator, FINRA, has launched an initiative to tighten scrutiny of brokers with tarnished records. The effort comes amid studies by Reuters News and the University of Chicago that show some firms have high concentrations of “red flag” brokers, and many brokers who have a disciplinary...

The Regtech Advantage – Transforming Compliance

New enterprise compliance technologies, or regtech, are reinventing the regulatory compliance function within capital markets. Speaking with Anil Lakhanpal, digital partner, Cognizant, and Nitin Gupta, financial services technology leader, AWS, Monica Summerville, senior analyst...

SEC Modernization and Liquidity Rules

BBH’s Melissa McDonough shares key recommendations for asset managers working to implement those requirements.

Market Structure Weekly with Larry Tabb: June 30, 2017

All of the major U.S. banks passed the stress test, which is great news for bank investors, notes TABB Group founder and research chairman Larry Tabb in this week’s market structure segment. But even...

This Is How Investors Can Have Electronic Access to the Chinese Bond Market

Lee Olesky, CEO of Tradeweb Markets, shares how the company is linking institutional investors electronically to the world’s third-largest bond market.

Market Structure Weekly with Larry Tabb: June 23, 2017

Quantitative easing has quashed volatility globally, TABB Group founder and research chairman Larry Tabb notes in this week’s market structure segment. But as central banks cut back on QE, volatility will pick up again,...

Market Structure Weekly with Larry Tabb: June 16, 2017

As the Federal Reserve begins to raise interest rates and looks to unwind its balance sheet, TABB Group founder and research chairman Larry Tabb kicks off this week’s market structure segment with a look...

Here’s Who Wins from Trump’s Bank Regulation Plan

If Donald Trump gets his way in overhauling banking regulation, it would free up some of the billions of dollars in capital that banks were forced to amass after the financial crisis. Less clear is what they’ll do with it. Bloomberg’s Dakin Campbell reports on “Bloomberg Markets.”

What Financial Deregulation Could Mean for Banks

A U.S. Treasury Department report on financial deregulation urges federal agencies to re-write many regulations contained in the Dodd-Frank Act. Bloomberg’s Christine Harper breaks down how the changes could affect the banking industry. She speaks on “Bloomberg Daybreak: Americas.”

Opinion Journal: Reforming Dodd-Frank

Editorial Page Editor Paul Gigot on the GOP’s financial reform and implications for consumers.

Fed Now Dealing with Suppressed Business Cycle: ACG Analytics

Larry McDonald, managing director at ACG Analytics, and Randy Kroszner, former governor at the Federal Reserve, speak about loosening financial regulation in the U.S.

MiFID II – the Good, the Bad, and the Regulatory

Itiviti’s SVP Market Structure Strategy, Christer Wennerberg, shares his view on the implications of MiFID II.

FDIC Vice Chair on Banking Reforms to Boost Lending

/a> FDIC Vice Chairman Thomas Hoenig on the state of the U.S. economy, efforts to separate commercial and broker-dealer investment banking activities in the financial sector and the outlook for lending.

Transforming the Equity Trading Workflow: The U.S. Buy Side’s Priorities for 2017

The buy side is under enormous pressure from two massive developments: fallout from the Markets in Financial Instruments Directive (MiFID II), and the shift that is occurring from active to passive investment management. The...

Market Structure Weekly with Larry Tabb: June 2, 2017

The Fed is about to start raising interest rates again, but more interesting, says TABB Group founder and research chairman Larry Tabb, is the Fed’s move to unwind its balance sheet. Tabb kicks off...

Fed’s Powell on Reforming Bank Regulations

In a CNBC web exclusive, Federal Reserve Governor Jay Powell sits with Steve Liesman to discuss his views on bank stress tests and financial regulations.

Columbia’s Calomiris Says Financial Regulation Is a Flop

Columbia Graduate School of Business Professor Charles Calomiris discusses the state of financial regulation in the United States. He speaks on “Bloomberg Surveillance.”

What Is MiFID II?

Vincenzo Dimase (@vincedimase), Head of Market Development, Trading at Thomson Reuters (@mifidii), gives an overview of MiFID II and the many different aspects of the financial market it will affect.

Market Structure Weekly with Larry Tabb: May 26, 2017

The Fed faces considerable hurdles in reducing its balance sheet, notes TABB Group founder and research chairman Larry Tabb, who outlines the challenges in this week’s market structure segment. Meanwhile, across the Atlantic, LSE...

Summers on Trump’s Push to Roll Back Bank Regulations

Former U.S. Treasury Secretary Larry Summers on President Trump’s push to roll back financial regulations.