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Why advisers will still have to send 10% drop letters

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Why advisers will still have to send 10% drop letters

Posted on Tue, Apr 7, 2020 @ 11:03

By Imogen Tew
April 1, 2020, FTAdviser

Advisers will have to send further 10%  depreciation notifications to their clients if markets continue to fall, despite the regulator’s “flexible approach”.

Yesterday evening (March 31) the Financial Conduct Authority told advisers they were allowed to take a flexible approach on the 10% notification requirement, part of MiFID II, in light of the volatile market conditions caused by the coronavirus crisis.

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